Brian Hamburger on Surging Merger Business in RIAs

1

Introduction

00:00 • 4min

2

The Importance of Disclosure in Financial Planning

03:32 • 2min

3

How to Maximize Your Opportunity

05:28 • 2min

4

The Importance of Market Sophistication

07:17 • 2min

5

How to Make Law and Finance Work Well Together

09:03 • 2min

6

The Misnomer of Compliance

10:39 • 2min

7

The Synergy Between a Law Firm and a Consulting Firm

12:54 • 2min

8

The Importance of Quality in Regulation Compliance

14:27 • 2min

9

How Market Counsel Works With Startup Firms

15:58 • 2min

10

The Technical Employment Issues Around Exiting a Firm

18:24 • 2min

11

How I Sold My House to Fund a Consulting Firm

20:37 • 2min

12

How IBM Consulting and a Global Beer Company Created an Automation Solution

22:26 • 2min

13

The Slowdown in the Investment Industry

24:48 • 2min

14

The Benefits of Private Equity in the RIA Space

27:07 • 2min

15

Scaling Up Your Firm

28:55 • 3min

16

The Importance of Growth

31:30 • 3min

17

The Transition From Transactional Non-Fiduciary Business to Private Wealth Management

34:07 • 2min

18

The Challenges of Running Your Own Firm

36:31 • 3min

19

The Risks of Negotiating After the Fact

39:02 • 2min

20

How to Deal With a Contra Firm

41:04 • 2min

21

The Importance of Understanding the Objectives of a Deal

42:57 • 2min

22

The Misnomer of Partners

44:56 • 2min

23

The Importance of Sharing Your Opinion

46:36 • 2min

24

The Importance of Objective Experience in Financial Transactions

48:28 • 2min

25

The Importance of Having Good Counsel

50:28 • 2min

26

The End of the Small RIA

52:02 • 2min

27

IBM and a Global Bank Create a Hybrid Cloud Solution

53:39 • 2min

28

The Challenges of Working in a Right to Work State

55:37 • 3min

29

The Broker Protocol

58:24 • 3min

30

The Antitrust Provisions of the RIA Agreement

01:01:08 • 2min

31

The Troublemakers in the Securities Industry

01:03:17 • 2min

32

The Game Theory for Large Firms Leaving the Protocol

01:04:53 • 2min

33

The Change in the Brokerage Industry

01:06:40 • 2min

34

The Importance of Fiduciary Obligations in Financial Advisors

01:08:26 • 3min

35

The Distaste of FINRA

01:11:31 • 2min

36

The Borderline Employment Restrictions

01:13:08 • 2min

37

The Role of Large Firms in Rulemaking

01:14:39 • 2min

38

The Outsourced Chief Compliance Officer

01:16:23 • 2min

39

How to Hire an Outsourced Chief Compliance Officer

01:18:22 • 3min

40

The Importance of Chief Compliance Officers

01:21:02 • 2min

41

The SEC's Audit Procedure

01:23:08 • 2min

42

How to Disclose Conflicts of Interest

01:25:12 • 2min

43

How to Disclose Conflicts

01:26:47 • 4min

44

The Danger of AI Generating Impersonation to Fraud Protection

01:30:35 • 3min

45

How I Joined the US Coast Guard Auxiliary in 2001

01:33:52 • 2min

46

How I Sidestepd a Career in Radio and Went Into Legal Prep

01:35:41 • 2min

47

The Importance of Mentors in the Pandemic Era

01:37:23 • 3min

48

Stocks for the Long Run

01:40:40 • 2min

49

The Hard Thing About Hard Things

01:42:13 • 2min

50

4,000 Weeks: A Time Management Book

01:43:54 • 2min

51

The Importance of Moderation in Life

01:45:29 • 2min

52

How to Make Economics Interesting to the Masses

01:47:08 • 2min

53

How to Find a Career Similar to Yours

01:48:47 • 2min

54

The Importance of Confidence in Business

01:50:57 • 3min

55

The Unprecedented Times

01:54:25 • 2min

56

The Bloomberg Green Summit Returns to New York April 26

01:56:11 • 2min