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Brian Hamburger on Surging Merger Business in RIAs

Masters in Business

00:00

The Borderline Employment Restrictions

A lot of these restrictions are tied to the fact that these folks are leaving broker dealers. So you're absolutely correct with regards to the arbitration. But keep in mind, if I leave FINRA, if I no longer am a broker and I decide to go fee only, they can go pound sand. You would think like a state like California would slam that stuff from going on.

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