Brian Hamburger on Surging Merger Business in RIAs
Masters in Business
00:00
The Importance of Chief Compliance Officers
A lot of people have noted recently, what I think has been a long time trend, which is that the chief operating officer often also serves as chief compliance officer. And it doesn't necessarily have to be a single dedicated person, it could be someone wearing multiple hats and when they say, okay, now I'm chief compliance officer, you're working directly with them. We talked earlier about the distinction between compliance, legal, and risk. But don't you think that it's as much a quality of service issue as anything else, right?
Play episode from 01:21:02
Transcript
