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Brian Hamburger on Surging Merger Business in RIAs

Masters in Business

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The Troublemakers in the Securities Industry

There's a gathering each year that is assembled by a leading labor employment firm in the space. And they bring together probably about 100 practitioners who focus on employment law within the securities industry. For many years, we were the troublemakers and, you know, with the broker protocol. When the broker protocol experienced what we alleged was some gamesmanship, when Morgan Stanley bowed out of the protocol, we actually forced a change in the administrator.

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