Brian Hamburger on Surging Merger Business in RIAs
Masters in Business
00:00
How to Disclose Conflicts of Interest
"Conflicts of interest are, by and large, the biggest area that the SEC can find without even stepping into the office or talking to an individual," he says. "Most of the time when you talk to advisors, they say, well, that's not a conflict because we would never do that, right? And that's just a real significant misunderstanding about what a conflict is."
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Transcript
