Brian Hamburger on Surging Merger Business in RIAs
Masters in Business
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The Technical Employment Issues Around Exiting a Firm
There's definitely issues with their employment and employment transition. What can and they can't do while they are currently gainfully employed elsewhere? That captive employment restricts them, often far more than they know. The big one that they get hung up on is they can engage in a private securities transaction without getting the prior written consent to the firm.
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