Regulation Tomorrow Podcast

NRF Regulation Tomorrow Podcast
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Sep 9, 2024 • 11min

Let’s talk asset management: Episode 5 – The updated Q&As on SFDR: key issues for fund managers

In our new podcast series, Let’s talk asset management, partners from our financial services and asset management teams provide listeners with a crash course on one or more hot topics in the asset management sector. By doing this, listeners will be able to build their knowledge and get insights on recent regulatory developments and market trends. In this podcast Cedric Danois discusses some of the key issues that ESMA and the other ESAs raise in the updated Q&As on the SFDR: • Sustainable investment definition • Website disclosures • Principal adverse impact indicators
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Sep 4, 2024 • 14min

EMEA Podcast RT Investigations Ep3 Privilege Part 1

EMEA Podcast RT Investigations Ep3 Privilege Part 1 by
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Aug 28, 2024 • 14min

Inside investigations: Episode 3 | Privilege Part 1

Inside investigations: Episode 3 | Privilege Part 1 by
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Aug 16, 2024 • 14min

New Public Offers and Admissions to Trading Regime

Dive into the UK's latest regulatory changes with insights on the new Public Offers and Admissions to Trading Regime. The panel discusses how public offer platforms can enhance capital access for smaller companies. Explore the balance between compliance and operational efficiency for these platforms, while understanding the FCA's refined definitions and consumer duty implications. Discover the importance of investor protections and the role of oversight in this evolving landscape, ensuring that market reforms truly benefit both operators and investors.
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Aug 15, 2024 • 12min

PRA CP11/24 – International firms: Updates to SS5/21 and branch reporting

Explore the latest proposals from the PRA aimed at international banks operating in the UK. Discover the complexities of supervisory guidelines and the benefits of branch operations versus subsidiaries. The discussion also delves into the need for efficient resolution strategies and updated evaluation thresholds. Learn about enhancements in booking arrangements for UK banks and the implications of new remote booking structures. Stay informed on how these changes aim to improve transparency and liquidity oversight in the banking sector.
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Aug 14, 2024 • 12min

Let’s talk asset management: Episode 4 – New UK investment research rules

In this insightful talk, guests Jonathan Herbst, a partner focused on regulatory developments, Hannah Meakin, an expert in asset management trends, and Anita Edwards, who specializes in investment research rules, break down the UK's new investment research funding options. They explore the implications of the Financial Conduct Authority’s recent deregulations, the impact on SMEs, and navigating joint payment frameworks. Listeners gain valuable insights into regulatory changes and budgeting strategies that will shape the future of asset management.
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Aug 13, 2024 • 14min

Let’s talk asset management: Episode 3 – Retail investment strategy

In our new podcast series, Let’s talk asset management, partners from our financial services and asset management teams provide listeners with a crash course on one or more hot topics in the asset management sector. By doing this, listeners will be able to build their knowledge and get insights on recent regulatory developments and market trends. In this podcast Frank Herring, a senior consultant in the funds practice in Frankfurt discusses the EU retail investment strategy.
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Aug 6, 2024 • 8min

The FCA’s call for input on review of its rules in light of the Consumer Duty

In our latest Global Regulation Tomorrow Plus podcast, Partner Matthew Gregory and Senior Associate Joe Bamford share their thoughts on the FCA’s recently launched call for input on its review of its requirements following the introduction of the Consumer Duty.
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Aug 6, 2024 • 16min

Let’s talk asset management: Episode 2 – Netherlands spotlight

In our podcast series, Let’s talk asset management, partners from our financial services and asset management teams provide listeners with a crash course on one or more hot topics in the asset management sector. By doing this, listeners will be able to build their knowledge and get insights on recent regulatory developments and market trends. In this podcast Floortje Nagelkerke, a financial services partner in Amsterdam provides a general outlook for asset management in the Netherlands and then touches on four key issues for the Dutch asset management sector: • Pension rules / pension transition. • Digitalisation / Crypto. • Sustainability. • Anti-money laundering.
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Aug 6, 2024 • 13min

Let’s talk asset management: Episode 1 - UAE spotlight

In our new podcast series, Let’s talk asset management, partners from our financial services and asset management teams provide listeners with a crash course on one or more hot topics in the asset management sector. By doing this, listeners will be able to build their knowledge and get insights on recent regulatory developments and market trends. In this podcast Matthew Shanahan, a financial services partner in Dubai covers three very topical issues impacting the UAE asset management sector: • DFSA Consultation Paper 158. • Crypto and tokenisation. • Update on the ADGM investment funds regime.

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