Regulation Tomorrow Podcast

In our latest podcast, our global Financial Services team discusses promotional messages on social media platforms, covering recent regulatory and enforcement developments in the UK, US and Dubai, as well as practical steps that global firms can be taking now in this area to manage their risk. This is a two-part podcast series on Navigating Communications – the first of our podcasts covered navigating off-channel communications and is also available now via our Global Regulation Tomorrow podcast page.

In our EMEA regulatory insights series colleagues from our EMEA offices provide an update on some of the key regulatory issues they are seeing in their local market. In this latest episode Anna Carrier from our Brussels office discusses the recent changes to the European Regulation on wholesale energy market integrity and transparency (REMIT 2). In particular we cover: • The key changes to the Regulation. • Cross-border impact. • Algorithmic trading in wholesale energy markets. • Data reporting.

In the latest Global Regulation Tomorrow Plus episode, Jonathan Herbst, Hannah Meakin and Anita Edwards discuss some of the key issues concerning the UK regime for payment for order flow.

In our new podcast series, Let’s talk asset management, partners from our financial services and asset management teams provide listeners with a crash course on one or more hot topics in the asset management sector. By doing this, listeners will be able to build their knowledge and get insights on recent regulatory developments and market trends. In this podcast Matthew Gregory and Anita Edwards discuss the UK Financial Conduct Authority’s recent announcement of forbearance measures in relation to investment trust disclosure requirements.

In our latest podcast, our global Financial Services team covers recent regulatory and enforcement developments in the UK, US, Australia and Dubai in relation to off-channel messaging, as well as practical steps that global firms can be taking now in this area to manage their risk (from minute 21). This is a two-part podcast series and in the second part of the series to follow, we will discuss promotional messages on social media platforms.

In episode 6 of our podcast series, Let’s talk asset management, Claire Guilbert discusses our recently updated AIFMD and NPPR guides. She also touches on the AIFMD passport and national private placement regime in Luxembourg. Our AIFMD guide looks at how the AIFMD passport works in practice and the differences in local implementation across fourteen EEA Member States. Our NPPR guides looks at the requirements non-EU alternative investment fund managers face when marketing alternative investment funds to professional investors across fourteen EEA Member States, Switzerland and the United Kingdom.

In our latest edition of Regulation Around the World, we consider developments in anti-money laundering regulation in Australia, United Kingdom, Singapore and the United States.

In our EMEA regulatory insights series colleagues from our EMEA offices provide an update on some of the key regulatory issues they are seeing in their local market. In this latest episode Agnieszka Braciszewska and Marta Kawecka from our Warsaw office discuss Poland’s implementation of MiCAR.

In our fourth episode of the Inside Investigations podcast series, Thomas Hubbard (Senior Associate, Investigations, Enforcement and Compliance team, Norton Rose Fulbright LLP, London) continues the discussion on privilege in investigations with Alexander Cappel (Partner, Norton Rose Fulbright LLP, Frankfurt), Rongxin Huang (Partner, Shanghai Pacific Legal, Shanghai) and Kevin Harnisch (Head of White Collar Defense and Investigations, Norton Rose Fulbright LLP, Washington). In this second of two podcasts on privilege, the team discuss what to keep in mind in relation to privilege as an investigation progresses.

In this episode, we take a fresh look at the longstanding issues for non-US bank proprietary investments under the US Bank Holding Company Act (BHCA). Tom Delaney, a financial services partner based in our Washington D.C. office interviews Tim Byrne, based in our New York office who is a leading expert on the US Bank Holding Company Act and regularly counsels non-US banks with respect to their investments in the US market.