Innovation in Compliance with Tom Fox
Thomas Fox
Innovation in compliance brings you interviews with industry leading experts who are changing the way practitioners approach compliance. Host Tom Fox, the Compliance Evangelist and Voice of Compliance is driving the conversation about compliance into the 2020s and beyond with his focus on innovations for the compliance practitioner and the compliance profession. If you want to learn how to bring business solutions to compliance problems to more fully operationalize compliance, this is the podcast for you.
Episodes
Mentioned books
Apr 30, 2018 • 9min
Operationalizing Compliance at the Staff Level with Ben Locwin
Ben Locwin is a Ph. D. MDA, and MS who’s held many executive roles for top 10 companies including biotech, big pharma, and hospitals and clinics. In Part 4, Ben and Tom talk about integrating compliance operations into the staff level of a business.
Apr 30, 2018 • 12min
Demonstrating the ROI of Compliance with Ben Locwin
Ben Locwin is a Ph. D. MDA, and MS who’s held many executive roles for top 10 companies including biotech, big pharma, and hospitals and clinics. In the final episode of this 5 part series, Tom and Ben review the relationship between profitability and compliance.
Apr 30, 2018 • 12min
Embedding Compliance as a Key Component to the Business Equation Ben Locwin
Ben Locwin is a Ph. D. MDA, and MS who’s held many executive roles for top 10 companies including biotech, big pharma, and hospitals and clinics. Ben and Tom talk about the common problem of compliance existing in an ‘ivory tower.’ How can compliance be brought closer to the front lines in a way that also improves business efficiency and profitability?
Apr 24, 2018 • 15min
Understanding the Fraud Pentagon with Jonathan Marks
Jonathan Marks is a leading fraud expert. He’s helped companies across multiple markets uncover fraud. Jonathan has innovated compliance by creating the Fraud Pentagon. His innovation builds upon work that was done years ago, the fraud triangle. Jonathan takes it to new levels that are in line with today’s sophisticated, technology-saturated world. Today, he and Tom talk about how you can use the Fraud Pentagon in the field.
Apr 17, 2018 • 25min
The Future of Disrupting Risk with Dan Torpey
Dan Torpey is a forensic accountant CPA and former auditor with over 30 years of public accounting experience. He’s a partner at Ernst & Young and the US leader of EY’s Investigation and Compliance services. With all those credentials, it should be no surprise that Dan is innovating and ways that will ripple through compliance around the world. His most current innovation looks at disrupting risk.
Apr 10, 2018 • 24min
Malfeasance Prevention and Detection for Greater Profitablity with David McLaughlin
Fighting crime with AI? Sounds like a great sci-fi movie, but it’s a reality. Today’s guest, David McLaughlin, founder and CEO of QuantaVerse, uses next-gen AI systems to help root out fraud and other financial malfeasance. You’ve heard the saying, ‘follow the money.’ But do you also know the breadth of positive changes that can happen in a society where financial fraud is eliminated?
Apr 3, 2018 • 22min
Marrying Big and Small Data with Ben Locwin
Ben Locwin is a Ph. D. MDA, and MS who has held many executive roles for top 10 companies including biotech, big pharma, and hospitals and clinics. He’s a proponent of analyzing data, and today he and Tom discuss the innovations in data, whether big or small data is right for your business, and how they relate to compliance.
Mar 27, 2018 • 19min
Rating Third Party Financial Health with James Gellert
James Gellert is the Chairman and CEO of Rapid Ratings International, a cutting edge company that enables organizations to more effectively assess the financial health of all types of organizations. But that’s not what makes them innovative. James helped develop a unique, proprietary method that has vaulted Rapid Ratings to the forefront of ratings and risk metrics.
Mar 18, 2018 • 23min
Digital Transformations in Compliance with Vince Walden
Vince Walden is a partner at Ernst & Young, and he's passionate about anti-fraud, anti-corruption and compliance-related analytics and innovations. Today, Vince and Tom talk about some of the innovative strategies he's developing for General Electric. From training and retention to automation and relevance, accurately observing behavior through data analytics is the key to compliance.
Mar 6, 2018 • 6min
Welcome to Innovation in Compliance
Innovation in compliance will bring you interviews with industry leading experts who are changing the way people approach compliance. Host Thomas Fox has practiced law in Houston for 30 years. He is an author and consultant who assists companies with anti-corruption and anti-bribery compliance and international transaction issues. He specializes in bringing business solutions to compliance problems.
