Innovation in Compliance with Tom Fox
Thomas Fox
Innovation in compliance brings you interviews with industry leading experts who are changing the way practitioners approach compliance. Host Tom Fox, the Compliance Evangelist and Voice of Compliance is driving the conversation about compliance into the 2020s and beyond with his focus on innovations for the compliance practitioner and the compliance profession. If you want to learn how to bring business solutions to compliance problems to more fully operationalize compliance, this is the podcast for you.
Episodes
Mentioned books
Jun 26, 2018 • 35min
New Approaches to Compliance Training with Shawn Rogers
While focusing on new tech, disruption, and regulation change, training often gets left behind in the compliance and innovation conversation. To bring training back to the forefront of the conversation is Shawn Rogers, Lead Counsel, Compliance Training and Communications at General Motors who chats with Tom about GM’s innovative training methodology.
Jun 19, 2018 • 21min
Shared Risk Requires Shared Solutions with Greg Radner
Building and operating an effective compliance program is a tall order if you don’t have the information or the tools – and people – to make it happen. Today, Tom’s talks with Greg Radner, the chief marketing officer of RANE (Risk Assistance Network + Exchange), about his company’s innovative compliance assistance solutions.
Jun 12, 2018 • 20min
Compliance in the Age of Big Data with Alexander Tsigutkin and Varun Singhal
Forget the 1850’s California and Alaska gold rushes; today’s hot commodity is data. Today, Tom talks with AxiomSL’s CEO Alexander Tsigutkin and Senior Vice President of Project Management Varun Singhal about data analysis and reporting in the age of Big Data and how their new Controllerview® tool can help financial institutions keep up with the shifting demands of new regulatory frameworks.
Jun 5, 2018 • 23min
Board Governance for the Future: Innovation Required with Sheila Hooda
Keeping up with the times always requires aggressive change. Today, Tom Fox connects with Sheila Hooda, an independent board director and strategic advisor who has 30+ years of global executive-level experience growing and transforming Fortune 500 companies. She is also the CEO & President of Alpha Advisory Partners and a prolific thought leader and speaker in the areas of governance, strategy, and leadership.
May 29, 2018 • 20min
The Future of A.I. and Compliance with Tim Estes
Today, Tom Fox talks with Tim Estes, the President and Founder of the A.I. and software company Digital Reasoning. Tom asks about the work of his team at DR who have developed new AI-driven tools that give companies greater insight into the workings of their companies by making unstructured communications data readable for risk management, compliance and fraud prevention purposes.
May 22, 2018 • 22min
The Insight Potential of Forensic Data Analytics with Todd Marlin
In today’s episode, Tom Fox talks with Todd Marlin, the Americas Leader of Forensic Data Analytics & Financial Services Forensic Technology at Ernst & Young LLP. The two discuss EY’s 2018 Global Forensic Data Analytics Survey and talk about how compliance and corporate professionals can use forensic data analytics to generate insight into a variety of business questions and issues.
May 15, 2018 • 22min
The Risk of Doing Nothing with Joseph Howell
In this episode, Tom Fox chats with Joseph Howell, the Executive Vice President of Strategic Initiatives at Workiva. With a background in all things corporate finance, specifically internal auditing and compliance filings, Joe talks about the importance of keeping your data recording, reporting and compliance tools up to date and the risk of leaving innovations – however small they may be – on the backburner.
May 8, 2018 • 13min
How ESG Factors will Change Compliance with J.R. Lowry
When trying to understand the environmental, social and governmental dimensions of a potential investment, what kind of approach will provide the clearest picture? In this episode, Tom Fox talks to J.R. Lowry, a senior vice president at State Street Global Exchange™ (SSgx), about State Street’s innovative new tool for identifying and tracking ESG factors and its potential applications for compliance issues.
Apr 30, 2018 • 12min
How Forecasting Allows Better Contingency Planning with Ben Locwin
Ben Locwin is a Ph. D. MDA, and MS who’s held many executive roles for top 10 companies including biotech, big pharma, and hospitals and clinics. In part 2 of this five-part series, Ben and Tom discuss forecasting’s role in helping to plan for contingencies.
Apr 30, 2018 • 10min
Prevention Always Beats Correction in Compliance with Ben Locwin
Ben Locwin is a Ph. D. MDA, and MS who’s held many executive roles for top 10 companies including biotech, big pharma, and hospitals and clinics. In part 3 of this five-part series, Ben and Tom discuss how to avoid being a compliance firefighter at your company by practicing prevention rather than correction.
