Compliance into the Weeds
Tom Fox
What happens when two compliance aficionados get together to talk all things compliance, risk management and ERM? You get Tom Fox, the Voice of Compliance and Matt Kelly, the Coolest Guy in Compliance, going into the weeds of a topic each week. Each week, you can take a deep dive with two of the top writers, thinkers and prognosticators in compliance.
Episodes
Mentioned books
Dec 5, 2018 • 18min
Compliance into the Weeds: Episode 101- the Vantage Drilling FCPA Enforcement Action
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this episode, Matt Kelly and I take a deep dive into the recent Vantage Drilling FCPA enforcement action. It is a highly unusual enforcement action with some very different facts from the standard FCPA case. It provides some new lessons learned for the compliance professional (and some old ones as well).Some of the highlights from this podcast are:What were the unusual facts of this matter?What is the role of a Board member who is also a supplier to a company?What were the key lessons learned for the compliance practitioner?For more see Matt’s blog post SEC Dings Vantage $5M on FCPA Issues and see Tom’s blog post, The Vantage Drilling FCPA Enforcement Action. Learn more about your ad choices. Visit megaphone.fm/adchoices
Oct 17, 2018 • 23min
Compliance into the Weeds: Episode 98
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this episode, Matt Kelly and I take a deep dive into the Benczkowski Memo and what it means for not only the monitor selection process but for compliance officers who may be in front of the Justice Department in a FCPA investigation. Learn more about your ad choices. Visit megaphone.fm/adchoices
Oct 10, 2018 • 24min
Compliance into the Weeds: Episode 97
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this episode, Matt Kelly and I take a deep dive into the continuing saga of Elon Musk, the SEC settlement, corporate governance at Tesla and his ongoing twitter feed. Learn more about your ad choices. Visit megaphone.fm/adchoices
Oct 3, 2018 • 15min
Compliance into the Weeds: Episode 96
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this episode, Matt Kelly and I take a very deep dive into the increased prevalence of non-GAAP financial reporting. Learn more about your ad choices. Visit megaphone.fm/adchoices
Sep 19, 2018 • 23min
Compliance into the Weeds: Episode 95
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this episode, Matt Kelly and I take a very deep dive into the process surrounding the allegations made against Supreme Court nominee Brett Kavanaugh by Christina Ford. We consider these allegations from the compliance perspective Learn more about your ad choices. Visit megaphone.fm/adchoices
Sep 12, 2018 • 17min
Compliance into the Weeds: Episode 94
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this episode, Matt Kelly and I take a very deep dive into the recent SEC whistleblower award of $54MM to two separate individuals. Learn more about your ad choices. Visit megaphone.fm/adchoices
Aug 18, 2018 • 14min
Compliance into the Weeds: Quarterly Reporting Discussion
In this episode, Matt Kelly and I take a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this episode, Matt Kelly and I take a very deep dive the implications from President Trump’s tweet on Friday, August 17th about quarterly financial reporting by public companies. Learn more about your ad choices. Visit megaphone.fm/adchoices
Jul 25, 2018 • 22min
Compliance into the Weeds: Episode 90
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this episode, Matt Kelly and I take a deep dive into the imbroglio Salesforce found itself in when it came out the company did work for ICE. Learn more about your ad choices. Visit megaphone.fm/adchoices
Jul 5, 2018 • 23min
Compliance into the Weeds: Episode 88
In this episode Matt Kelly and I unpack the proposed changes to the SEC Whistleblower program. Learn more about your ad choices. Visit megaphone.fm/adchoices
Jun 28, 2018 • 24min
Compliance into the Weeds: Episode 87
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this episode, Matt Kelly and I take a deep dive back into the impact of the Trump Administration’s attack on friend and foe alike with tariffs, trade wars, embargoes and sanctions. This is also our first live podcast from Matt’s stomping grounds in Cambridge, MA. Learn more about your ad choices. Visit megaphone.fm/adchoices
