Regulation Tomorrow Podcast

NRF Regulation Tomorrow Podcast
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Mar 7, 2025 • 21min

Global Regulation Tomorrow Plus: EMEA insights series: Episode 18 - Netherlands update

In our EMEA regulatory insights series colleagues from our EMEA offices provide an update on some of the key regulatory issues they are seeing in their local market. In this latest episode Floortje Nagelkerke and Nikolai de Koning from our Amsterdam office provide a regulatory update for the Netherlands. This includes the AFM’s strategy 2023-2026, DORA and MiCA implementation, sustainability compliance and anti-money laundering.
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Mar 7, 2025 • 22min

Global Regulation Tomorrow Plus: Financial services regulation and the carbon markets – the Australian perspective

In this latest episode of Global Regulation Tomorrow Plus Elisa de Wit, Vittorio Casamento and Simon Lovegrove explore the carbon market generally and then discuss the Australian financial services regime for carbon credits and when to apply for an AFS licence.
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Mar 6, 2025 • 18min

Global Regulation Tomorrow Plus: Failure to prevent fraud in the UK – considerations for US firms

In our latest Global Regulation Tomorrow Plus podcast, Kevin Harnisch, Mark Highman, Katie Stephen and Hannah McAslan-Schaaf discuss the failure to prevent fraud offence under the UK’s Economic Crime and Corporate Transparency Act 2023, which comes into force on 1 September 2025, and how it might impact US firms.
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Feb 28, 2025 • 14min

Global Regulation Tomorrow Plus: Consumer Composite Investments mini-series - Episode 1 – Setting the scene

In the first in our new mini-series exploring the UK’s new Consumer Composite Investments regime, Matthew Gregory, Joe Bamford and Simon Lovegrove set the scene by covering at a high level who the new regime applies to, the impact on unauthorised firms, disclosures and timing generally.
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Jan 31, 2025 • 24min

Split the Difference Episode 12 – 2025 outlook

In this latest episode of our podcast series, Split the Difference, Hannah Meakin, Floortje Nagelkerke, Anna Carrier, Lucy Dodson and Simon Lovegrove look ahead at some of the key regulatory topics impacting institutions in the markets space in both the UK and the EU during 2025.
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Jan 30, 2025 • 12min

Global Regulation Tomorrow Plus: The FCA and FOS’s call for input on modernising the redress system

In our latest Global Regulation Tomorrow Plus podcast, Matthew Gregory and Anita Edwards discuss the FCA and the FOS’s joint call for input seeking views on how to modernise the redress system.
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Jan 16, 2025 • 23min

Let’s talk asset management: Episode 13 – DORA for asset managers

In this latest episode of our podcast series, Let’s talk asset management, Floortje Nagelkerke, Anna Carrier and Simon Lovegrove discuss the EU Digital Operational Resilience Act (DORA) and its impact on asset managers.
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Dec 23, 2024 • 18min

Split the difference: Short selling - the new SEC short sale disclosure rule and changes to the UK regime

In the latest episode in our split the difference podcast series, which explores divergence in the regulatory regimes in the markets space, Mark Highman and Hannah McAslan-Schaaf consider the US and UK regimes for short selling. On the US side we focus in particular on the SEC’s short position and activity reporting requirements under SEC Rule 13f-2.
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Dec 18, 2024 • 20min

Inside Investigations Ep 6: Data Preservation, Collection and Transfer

The sixth episode of our Global Investigations Podcast Series sees Claudia Van Gruisen (Senior Associate, Investigations, Enforcement and Compliance team, London) discussing the preservation, collection and transfer of data in investigations with Andrew Reeves (Partner, Investigations, Enforcement and Compliance team, London), Stephen Nattrass (Head of Regulations and Investigations, Canada) and Rita Nader-Guéroult (Counsel, Investigations and Business Ethics Team, Paris). We discuss key considerations, potential pitfalls and practical tips for managing data in investigations.
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Dec 10, 2024 • 9min

Let’s talk asset management: Episode 12 – ESMA’s and EIOPA’s letter on the EU RIS

In this latest episode of our podcast series, Let’s talk asset management, Frank Herring and Simon Lovegrove continue their discussion on the EU Retail Investment Strategy and focus this time on ESMA’s and EIOPA’s recent letter which included comments on the value for money proposal.

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