Regulation Tomorrow Podcast
NRF Regulation Tomorrow Podcast
If you want to stay up to date on the latest developments in the world of financial services risk and regulation, the Regulation Tomorrow podcast is for you. Each month, Norton Rose Fulbright's team of lawyers, risk consultants and government relations and public policy strategists will discuss recent news and emerging trends to help you keep track of the evolving and increasingly complex global financial services regulatory environment.
Claim token: 88161000-eb00-11f0-90b1-918c2901f3c9
Claim token: 88161000-eb00-11f0-90b1-918c2901f3c9
Episodes
Mentioned books
Jun 30, 2022 • 10min
Regulation Tomorrow Plus – HM Treasury’s proposals for buy now pay later
HM Treasury has published its response to last November’s consultation on bringing buy now pay later businesses within scope of regulation from the Financial Conduct Authority. In this Regulation Tomorrow Podcast, Matthew Gregory, Of Counsel in the London financial services team of Norton Rose Fulbright, shares his insights into the response including what in-scope firms should be doing now.
Jun 22, 2022 • 50min
Regulation Around the World – Anti-money laundering
Topics discussed include common mistakes made by UK firms in AML, determining competency of compliance heads, financial crime controls in challenger banks, development of crypto team within DOJ, expanded AML subpoena power for non-US banks, and Singapore's Cosmic platform.
May 30, 2022 • 14min
RT Plus - Beyond Sanctions – Enforcement
David Harris and Katie Stephen discuss recent developments in sanctions enforcement for regulated firms, including the role of OFSI, NCA, SFO, and FCA. They highlight the impact of asset tracing and recovery, enforcement risks and suggestions for mitigation, and actions to be taken when breaches of sanctions regime are identified.
May 20, 2022 • 12min
RT - Australia financial services monthly wrap up - April
The first instalment in our new series, Australia financial services monthly wrap up, is available now to stream and download. In this episode Jon Ireland, Ray Giblett and Timothy Chan discuss some of the key regulatory developments that occurred in April including the recent APRA life insurance statistics, changes to prudential regulation in relation to the reinsurance pool for cyclone claims and ASIC’s consultation enhancing its investment products offering.
May 17, 2022 • 45min
Regulation Around The World - Beyond Sanctions
Financial services partners discuss regulatory developments arising from sanctions on Russia, including the differences between financial sanctions and anti-money laundering regimes, reporting obligations under the Bank Secrecy Act, US sanctions on Russia, red flags in sanctions compliance, consequences of EU sanctions on Russia, and unilateral sanctions imposed by Singapore.
May 12, 2022 • 12min
RT Plus - The Consumer Duty series: Impact on the distribution chain
In the first episode of our series focusing on the FCA’s new Consumer Duty, Matt Gregory is joined by Haney Saadah and Joe Bamford who consider some of the practical issues which firms across the distribution chain will need to resolve in order to achieve the new ‘products and services outcome’.
Apr 13, 2022 • 16min
RT Plus – HMT response on the UK regulatory approach to cryptoassets, stablecoins and DLT
In this episode of RT Plus, Albert Weatherill and Hannah Meakin discuss HM Treasury’s recent response to its earlier consultation and call for evidence on the UK regulatory approach to cryptoassets, stablecoins and distributed ledger technology. In particular, they consider the possible impact that the proposed changes will bring and what is around the corner for cryptoasset regulation in the UK.
Apr 12, 2022 • 12min
RT Plus – Beyond Sanctions – Cyber resilience
In this next instalment of our Beyond Sanctions series, Haney Saadah and Steve Hadwin discuss the FCA’s recent announcement concerning cyber security in light of the events in Ukraine and what boards should be thinking about.
Mar 28, 2022 • 17min
RT Plus - Evolution and Divergence: Markets in the EU and UK (Trading venues)
This episode of RT Plus is the latest in our Evolution and Divergence series looking at the emerging differences between the EU and UK in the markets space. In this episode, financial services partners Hannah Meakin and Floortje Nagelkerke look at issues around trading venues, including the scope/definition of a trading venue, the operating conditions of OTFs and MTFs, SME growth markets and the role of market players during market outages.
Mar 23, 2022 • 13min
RT Plus – Beyond Sanctions – Sanctions and governance insights
David Harris and Katie Stephen, Co-Heads of our Contentious Financial Services Group in London, discuss the challenges of navigating the complex landscape of Russian sanctions. They delve into the importance of a strong governance framework, making records, considering other risks, addressing historic issues, and the challenges faced by individuals.
