Regulation Tomorrow Podcast

NRF Regulation Tomorrow Podcast
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Jun 1, 2023 • 8min

Regulation Tomorrow Plus: ESG insight series

Discussion on the Bank of England report on climate risks and regulatory capital frameworks, importance of clear communication in green claims, implications of the draft EU directive on the financial services industry.
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May 25, 2023 • 10min

MoU establishing a framework for EU/UK financial services regulatory cooperation

In this podcast Jonathan Herbst, Matthew Gregory and Simon Lovegrove discuss the pros and cons of the Memorandum of Understanding establishing a framework for financial services regulatory cooperation between the EU and the UK.
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May 22, 2023 • 15min

Regulation Tomorrow Plus: AML - Key themes for firms from recent enforcement

In this podcast, Catherine Pluck, Joe Smallshaw, and Lizzie Cox explore key themes from recent anti-money laundering enforcement decisions. They cover the importance of adequate policies and procedures, client due diligence, key themes for firms in AML enforcement, and correspondent banking and AML risk.
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May 15, 2023 • 14min

Regulation Tomorrow: Asset Management series - The role of depositaries

In the third in our series of Regulation Tomorrow podcasts on the future of asset management regulation in the UK, Hannah Meakin, Taher Ahmed and Anita Edwards discuss the role of depositaries in the sector and the FCA's proposals for reform.
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May 9, 2023 • 20min

Regulation Tomorrow: Asset Management series - The role of host AFMs and appointed representatives

In the second in our series of Regulation Tomorrow podcasts on the future of asset management regulation in the UK, Hannah Meakin, Taher Ahmed and Anita Edwards discuss potential reforms to the way regulatory hosting structures are used in the sector.
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Apr 24, 2023 • 23min

Split the difference podcast: Markets in EU and UK – Recent and upcoming changes to EMIR

The podcast discusses recent and upcoming changes to EMIR, including the EMIR 3.0 proposal, clearing obligation for pension scheme arrangements, bilateral margining requirements, EMIR reporting requirements, and tiering non-UK CCPs. Topics explored include changes to eligible collateral for bilateral margin in the UK, reporting requirements and updates under EMIR, and the approach of the Bank of England and EU to tiering CCPs.
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Apr 18, 2023 • 17min

Regulation Tomorrow: Asset Management series - Macro-themes from FCA discussion paper DP23/2

In the first in our series of Regulation Tomorrow podcasts focusing on the future of asset management regulation in the UK, Hannah Meakin, Taher Ahmed and Anita Edwards discuss some of the macro-themes arising from the FCA's recent discussion paper, DP23/2, on the future of the UK's asset management regime.
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Apr 13, 2023 • 19min

Regulation Tomorrow: Edinburgh Reforms – The Government’s plan to revoke the PRIIPs Regulation

Claudia Trauffler, Head of Capital Markets at HM Treasury, discusses the Government’s planned reforms to revoke the PRIIPs Regulation and the broader goals for financial services. Topics include the divergence between the UK and the EU in requirements for the Key Information Document (KID), the treatment of UCITS, and the importance of appropriate disclosure for retail investors. They also explore the government's plan to introduce a new retail disclosure framework and the establishment of CFIT to foster financial innovation.
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Apr 4, 2023 • 13min

New Regulation Tomorrow podcast – Edinburgh Reforms Series: SMCR

Discussion on industry concerns and practical issues faced by financial services firms in the UK's Senior Managers and Certification Regime. Origins, objectives, and critique of the SMCR, including its impact on competitiveness. Regulators' intentions to push ahead with Edinburgh reforms and seeking feedback on the effectiveness of the SMCR.
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Mar 23, 2023 • 6min

Regulation Tomorrow Plus: ESG insight series – what are we seeing in the market?

This podcast discusses the importance of understanding greenwashing and labeling products in the retail market. It also explores global developments and key points on ESG, highlighting the international focus on climate, sustainability, and fair treatment of workers.

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