

Age of Conquest: A Kings and Generals Podcast
Kings and Generals
Kings and Generals Podcast
Episodes
Mentioned books
May 17, 2021 • 34min
History of the Mongols SPECIAL: Gunpowder
The rapid expansion of the Mongol Empire in the thirteenth century cannot be attributed to a single new military invention providing technological supremacy over their enemies. The weaponry and equipment of the Mongols differed little from those of their enemies or from previous nomadic empires. Still, the Mongols were adept in employing the tools of their foes. As historian Timothy May wrote, "the Mongols rarely met a weapon they did not like." Therefore, many questions have been raised regarding the usage, or lack thereof, of gunpowder weapons in Mongolian expansion, particularly outside of China. Today, we give a brief introduction to gunpowder weapons, both their history of use, their use by the Mongols, and the possible role of the Mongol Empire in the dissemination of these weapons. I'm your host David, and this is Kings and Generals: Ages of Conquest. For some historians, like J.J. Saunders or Kate Raphael, the Mongols as both users of gunpowder and transmitters of its knowledge to the west is a total negative or extremely unlikely. They see no clear indication of it's usage in the western historical sources, seeing possible mentions as too equivocal to be relied upon. But the great British sinologist Joseph Needham and his associates, after a thorough study of well over a millennium of Chinese written sources and archaeology, has demonstrated thoroughly that not only were a number of a gunpowder weapons a common feature of Chinese warfare by the thirteenth century, but that the Mongols also used these during their wars in China. More recent historians such as Iqtidar Alam Khan, Thomas T. Allsen and Stephen G. Haw, have advanced Needham's arguments, arguing that the Mongols carried gunpowder weapons, such as bombs, fire-lances and rockets, west in their conquests over the rest of Eurasia. Stephen Haw in particular has suggested that the infamous smoke-screen employed by the Mongols in Poland at the battle of Liegnitz in 1241 was a gunpowder-based weapon. To demonstrate this, we must very briefly give an introduction to Chinese usage of gunpowder. Chinese alchemists and engineers had been mixing various chemicals for medicinal and experimental purposes for centuries, including some of those which constitute gunpowder. Gunpowder itself was not the result of any single individual's experiments, in the style of the old European fable of Berthold Schwarz, but rather a long series of trials combining materials -often, rather ironically, in search of elixirs to eternal life- which ultimately resulted in discovering a rather flammable substance. The first recipe for gunpowder finally appears during the Tang Dynasty in the 8th century CE, in a Taoist work urging alchemists not to mix saltpetre (potassium nitrate), sulphur and carbon-rich materials like coal, and to especially not add arsenic to the mixture, as the result would light aflame. The Chinese quickly found the energy produced by these materials quite mesmerizing when used in fireworks display, and found use for it in civil engineering and mining, but contrary to some popular sentiments that the Chinese only used it for peaceful purposes, it appears they rather quickly applied this new material for warfare. From the 10th century to the 13th, the Chinese created a great number of weapons to violently disseminate knowledge of gunpowder. By 1044, possibly in reaction to military defeats against the newly established Tangut ruled Xi Xia Dynasty, the Song Dynasty was presented a collection of nine kinds of gunpowder weapons and three distinct gunpowder recipes in the Wujing Zongyao. This technology advanced under the Song Dynasty, which faced a collection of ever-more fearsome foes on its northern borders. From the 10th century onwards, these weapons took a number of forms. Bombs thrown from catapults (huopao), enclosed in pottery or fragmenting metal shells. Arrows (huojian) with incendiary packages strapped to them, launched from bows or massive mounted crossbows, developing into early rockets over the twelfth century. Most infamous was the fire-lance (huojiang): a bamboo or metal tube capable of shooting a jet of flame three metres in length, sometimes with shrapnel and toxic materials packed into the tube to form a terrifying, flame-spouting shotgun. The proportions of consitutent chemicals were refined to increase power, with other additives such as lime to even human faeces to produce a number of horrific bombs; some to explode and throw armour piercing shrapnel, some to spread flame and destroy buildings, with others to have a choking, blinding gas dispersed by the explosion to envelop and confuse the enemy. The Song Dynasty government was so reliant on these weapons -and so terrified of their foes acquiring them- that it prohibited the sale of any of the materials composing gunpowder to the Khitan Liao Dynasty or Tangut Xi Xia in the 11th century. Both lacked access to natural reserves of saltpetre producing lands. But with the Jurchen conquest of the Liao and Northern Song in the early 12th century, the newly formed Jin Dynasty seized not only stores of these weapons, but the knowledge and resources to produce their own. Now facing a powerful, gunpowder armed foe, this spurred a new stage of gunpowder experimentation by the Song Dynasty. The first textual references to fire-lances, rockets, and new kinds of bombs appear as Song forces desperately resisted Jin invasions. The Song were imaginative when it came to employing these against the Jurchen. The narrow crossing over the rivers into south China became the main lines of defence, and the Song quickly took to arming their ships with rockets and huopao, catapults capable of lobbing bombs against Jin troops, to destroy ships or cast poisonous clouds against men and horses. As early as 1127, Song officials were recommending that all warships be equipped with such weapons to repel the Jin. Other uses speak of the desperation of defenders, coupled with considerable access to gunpowder. The 1207 siege of Te-an is a well known example: the Song defenders filled tea sacks with rice straw, used matting and gunpowder to hurl against the Jin troops assaulting the walls. The Jin were quick to pick up such weapons too, a cause for no shortage of alarm amongst the Song court, among other things. While perhaps effective in slowing the Jin invasions of southern China, gunpowder weapons were neither key in the initial Jurchen conquests of the north, or in actually repelling them. Skilled leadership and political will, in addition to general miltiary resources and logistics, were by far the determining factors. Gunpowder weapons were another tool in an arsenal, rather than the defining strategic component as they often appear in popular imagination. When Chinggis Khan invaded the Jin Dynasty in 1211, whole companies of Chinese siege engineers entered into his service, either willingly deserted to him or forced into service, bringign with them knowledge to construct various siege machines from catapults to rams. There is not, however, clear indication of the usage of gunpowder weapons against the Jin in these very first years of the conflict. One such Chinese siege specialist who willingly deserted, Guo Baoyu, accompanied Chinggis Khan west on his camapign against the Khwarezmian Empire. According to his biography in the Yuanshi, when the Mongols attempted to force a crossing of the Amu Darya, a number of Khwarezmian ships blocked their path. Guo Baoyu ordered a volley of huojian to be launched against the fleet. The ships were all set aflame, allowing the Mongols passage. While huojian originally and literally meant fire arrows, according to Joseph Needham, Jixing Pan, and Thomas Allsen, over the twelfth century the term came to signify rockets, when powdered gunpowder mixtures with higher percentages of saltpetre, charcoal and less sulphur made for effective rocket propellants. In addition, the Persian historian Juvaini often makes a distinction between "fire, naphtha and stones," being thrown into cities during Chinggis Khan's Khwarezmian campaign, as if there were distinct incendiary weapons being used in addition to the naptha (i.e, petroleum) derived weapons more familiar in the Islamic world. According to Needham, naptha has been utilized for military purposes since the 4thc entury BCE, and remained a feature of armies in the Middle East up until the Mongol conquest. Juvaini's flowery language makes it difficult at times to know if he was simply being poetic, or literal in terms of the weapons being used, even when he was an eyewitness to the events he describes. While Chinggis Khan certainly brought Chinese siege engineers westwards with him, it does not seem that gunpowder weapons made up a key component of his tactics. Likely, Chinggis lacked the resources to manufacture gunpowder and gunpowder weapons, and if he was making use of them, it was in limited quantities- his tactics for taking cities relied on skillful use of Chinese siege machines in great numbers alongside local forced labour and his powerful Mongol warriors. As mentioned earlier, gunpowder weapons were a tool in the arsenal, rather than a defining component. They lacked the ability to destroy walls by themselves: this was still the job of stones thrown from catapults, which the Mongols are expressly described using throughout the Khwarezmian campaign. After Chinggis Khan's death in 1227, his son and successor Ogedai completed the war with the Jin Dynasty, in the process cquiring greater experience with gunpowder weapons, and the natural and manpower resources to produce them. In the early 1230s there are a number of references in Chinese sources to the use of these weapons in the last years of the Mongol-Jin war. In 1231, for instance, the Jin utilized a new development in bomb technology, the heaven-shaking thunder-bomb (zhen tien lei), to sink Mongol ships in a naval engagement. These were bombs with high nitrate content in their gunpowder mixture encased in a cast-iron shell. When set off, they created a monstrous noise like thunder, while also splintering the iron shell into a wave of armour and flesh tearing shrapnel, an early fragmentation grenade. The most famous gunpowder engagement came the next year well recorded in a detailed description in the dynasty history of the Jin, the Jinshi, compiled under Mongol auspices in the fourteenth century. In 1232, the great Mongol general Subedei besieged the Jin capital of Kaifeng, in a year-long siege in which sides utilized gunpowder weapons. Subedei had catapults launched gunpowder bombs into the city, while the Jin defenders had a variety of gunpowder tools in their defensive arsenal. Mobile shelters pushed up to the walls of Kaifeng were annhilated by thunder-crash bombs dropped onto them via an iron chain. Additionally, great number of 'flying-fire-spears' (feihuojiang) were employed. Depending on the interpretation of the historian, these were either fire-lances packed with wads of shrapnel and arrows which when fired acted as a sort of flaming shot gun, while others like Jixing Pan suggets these were infact rockets. Either way, they were used to great effect and in great numbers. At one point in the siege, a Jin commander took 450 men armed with fire-lances into the Mongol encampment, a surprise attack resulting in hundreds of Mongol troops killed or drowned then they tried to flee. The Jinshi remarked that the thunder-clap bombs and flying-fire-spears were the only two weapons of the Jin the Mongols feared. Yet, these devices could not arrest the fate of the dynasty. A scovered back in episode 14 of this series, the Emperor abandoned Kaifeng before the siege was complete, and the city fell in 1233, and the Jin Dynasty itself finally extinguished the next year. We must emphasize again, that while terrifying, these gunpowder weapons were not themselves the key determining factors in these wars. The modern concept of all powerful, destructive guns, bombs and cannon must be ignored. The reliability of these early medieval weapons was questionable. Different proportions of the necessary chemicals, or in the design of a given weapon, might result in a device going off early, too late, or not at all. The range of these weapons was often short, and they were best utilized in the defense, in situations where their effect on enemy morale could be maximized. These bombs were not yet the secret to destroying city walls, though they could set fire to wooden structures, towers or gates along the battlements. Regardless, they were a frightful weapon when used properly. Thus it seems unusual that Subedei, the commander of the final campaigns against the Jin who faced these gunpowder weapons, made little use of them in the great western campaign begun only a few years later. Though specialized Chinese artillery was employed against the Alans of the north Caucasus, Rus' principalities and Hungarian, there is little direct indication of the use of gunpowder weaponry in the west. Many of the mostly wooden cities of the Rus' principalities were burned, it is true, but the Rus' sources generally offer no description of how this occurred, only that it did. Usually they imply the fire was started after the city already fell. In the case of the siege of Vladimir, the Nikonian Chronicle specifies that a great volume of stones were shot into the city, and that the church at Vladimir was burnt only after the Mongols stacked a great pile of wood next to it and set that on fire. A possible indication of gunpowder usage is supplied by the Franciscan friar John de Plano Carpini, who travelled through the Rus' principalities late in the 1240s bearing messages from the Pope to the Great Khan. In his report of his travels, Carpini offers a very accurate description of Mongol battle and siege tactics, with the intention that his observations be used to help prepare Christendom against further attacks. Carpini's short description is worth quoting: They reduce fortresses in the following manner. If the position of the fortress allows it, they surround it, sometimes even fencing it round so that no one can enter or leave. They make a strong attack with engines and arrows and they do not leave off fighting by day or night, so that those inside the fortress get no sleep; the Tartars however have some rest, for they divide up their forces and they take it in turns to fight so that they do not get too tired. If they cannot capture it in this way they throw Greek fire; sometimes they even take the fat of the people they kill and, melting it, throw it on to the houses, and wherever the fire falls on this fat is almost inextinguishable. It can however be put out, so they say, if wine or ale is poured on it. If it falls on flesh, it can be put out by being rubbed with the palm of the hand. As the Mongols, as far as is known, did not have access to Greek Fire, it seems that Carpini is attempting to describe an incendiary of unusual properties using cultural terms he was familiar with. And as Carpini's knowledge of Mongol siege tactics largely came from his discussions with survivors in the Rus' territories, it seems to imply that a special type of fire-causing weapon was used against the Rus': quite possibly gunpowder weapons Subedei had brought from China. The famous smoke screen employed by Mongol forces at the battle of Liegnitz in Poland in April 1241 may also have been a type of gunpowder weapon, as suggested by Stephen Haw. Firstly, for those of you unaware of the context, here is the relevant quote from the description of the battle of Liegnitz, recorded in the fifteenth century Polish chroncile by Jan Długosz. "Among the Tatar standards is a huge one with a giant X painted on it. It is topped with an ugly black head with a chin covered with hair. As the Tatars withdraw some hundred paces, the bearer of this standard begins violently shaking the great head, from which there suddenly bursts a cloud with a foul smell that envelopes the Poles and makes thm all but faint, so that they are incapable of fighting. We know that in their wars the Tatars have always used the arts of divination and witchcraft, and this is what they are doing now. Seeing that the all but victorious Poles are daunted by the cloud and its foul smell, the Tatars raise a great shout and return to the fray, scattering the Polish ranks that hitherto have held firm, and a great slaughter ensues." Haw suggests that the smoke weapon used at Liegnitz was the same as a category of smoke bombs used in Chinese warfare over the preceding centuries. Devices to deploy toxic smoke and smoke screens have been used in Chinese warfare since at least the 4th century CE, but during the Song Dynasty more effective versions were developed with gunpowder. in easily shatterable pottery containers, these weapons were packed with poisons, foul-smelling ingredients, shrapnel, arsenic and lime. Dispersed by the force of the explosion, these bombs unleashed a cloud or fog of painful gas containing lime and arsenic in order to blind, disorient and confuse enemy forces- very similar to the smoke weapon described at Liegnitz. Not understanding it was a gunpowder weapon, either a bomb or modified fire-lance, the Poles focused on the most visible 'tool' as the origins of the smoke, mistakenly identifying a Mongolian horse-hair standard as the device. The failure of the chronicle to describe the sound of the weapon going off could be attributed to the confusion of battle distance in time of Jan Długosz's compilation from the actual event. None of the contemporary Polish observers would have known what gunpowder was, and therefore failed to associate obvious things we would associate with it, such as the sound, lash of flight or actual mentions of delivering the weapon. This is a point we must emphasize. The ambiguity of language of many western sources on the Mongols makes it difficult to identify if a new gunpowder weapon was used. Not knowing what the device was, or lacking words for these new devices which the Mongols were almost certainly unwilling to let non-military individuals examine, it is hard to determine when a medieval author is using a term they were familiar with, such as Greek Fire or Naptha, to refer to a new technology which served a similar purpose. The fact that most chroncilers were not first hand witness, but recording accounts from survivors, means it is hard to know how many details of a given day or battle's events were accurately recorded, particularly as in the case of Jan Długosz, who was writing almost two centuries after the battle of Liegnitz, and was at the mercy of whatever was recorded or survived discussing the battle in 1241. On the other hand, it can be hard to tell if a source is just providing a dramatic description of a more 'mundane' weapon. Such is the case of the Persian writer Juvaini's account of Hulegu's campaign in the 1250s, to which he was a direct eye-witness. Juvaini writes of how Hulegu was provided by his brother, the Grand Khan Mongke, a thousand households of Chinese catapultmen, as well as naphtha throwers. As the siege of the Nizari Assassin fortress of Maymun Diz, covered back in episode 28, Juvaini mentions a large crossbow-like weapon deployed by Hulegu's Chinese siege engineers, which he called an ox-bow, in Persian, kaman-i-gav, a direct translation of the Chinese term for the weapon, ba niu nu, "eight-ox-bow.". Juvaini writes that it delivered meteoric shafts which burnt the enemy, in comparison to stones lobbed by the defenders, which did little but harm a single person. The passage is as follows: [A] kaman-i-gav ['ox's-bow' ], which had been constructed by Khitayan craftsmen and had a range of 2,500 paces, was brought to bear on those fools, when no other remedy remained and of the devil-like Heretics many soldiers were burnt by those meteoric shafts. From the castle also stones poured down like leaves, but no more than one person was hurt thereby. These ox-bows in Chinese warfare, as described by the Wujing Zongyao, could have gunpowder packages attached to the bolts, and were used in the same manner as Juvaini describes. While some historians like Stephen Haw see this as a clear usage of gunpowder, it must be remarked that Juvaini's tendency for over-flowery language makes it difficult to gauge how literal this passage must be taken, though he was an eye-witness to the siege. Generally it seems that gunpowder was little used in most of the Mongols' western campaigns. Likely difficulties in travelling with it prevented them from taking great quantities of it, and at the time of the conquests there was not sufficient knowledge in the west which would allow them to procure more supplies. The matter was very different in the continuing Mongol wars in China, where under Khubilai Khan bombs were a main component of the wars against the Song Dynasty, which continued to employ them as well. Thousands of bombs were made every month in the Song Dynasty, though often they failed to properly supply these to the necessary border regions which needed them. One Song official in 1257 inspecting the arsenals of the border lamented how poorly supplied these vulnerable sites were in these weapons, and how despite repeated requests to the central government, amends could not be made. The Song continued to throw whatever they could against the Mongols as they advanced deeper into southern China, but by then the Mongols not only had ample supplies of these weapons for war in China, but manpower reserves, a powerful military structure and a leadership hell-bent on overrunning the south, driven by the energetic Khubilai who believed in the eventuality of his conquest. Khubilai's great general Bayan set up ranks upon ranks of huopao during his drive to Hangzhou, lobbing stones to pound down the walls, gunpowder bombs to annhilated gates and towers and terrify the defenders withi. Against such an inplacable foe, the last of Song resistance was ground to dust. Khubilai employed gunpowder weapons against other enemies as well. Most famously against the Japanese, where archaeological evidence, the account of the Hachiman Gudokun and the invasion scrolls of Takezaki Suenaga demonstrates the Yuan forces using iron bombs against the Japanese. Though as we mentioned in episode 26 discussing Suenaga's scrolls, the addition of the bomb going off in the scroll was likely made later, as it is in different ink and Suenaga fails to mention such weapons. For such a boisterrous warrior like Suenaga to not mention surviving a terrifying grenade like that is rather unlikely. It appears that an advance in gunpowder weapons was made sometime in the late thirteenth century. Near the ruins of Khubilai Khan's summer capital of Shangdu, the earliest confirmed cannon has been found. Bearing an inscription in the 'Phags-pa script dating it to 1298, a serial number, weighing just over 6 kilograms (13 lb 11 oz) and just under 35 cm (approx. 14 in) in length, it suggests a product of considerable experimentation and systemization. Earlier, much more primitive and rougher models have been found which from archaological context imply they come from the last years of the Tangut Xi Xia Dynasty, crushed in 1227 by Chinggis Khan. It is probable that the evolution of fire-lances from bamboo to metal tubes was a stepping stone to larger metal tubes capable of larger gunpowder charges and projectiles, brought on by the emergency of the Mongol invasions. Only in the last years of the 13th century did these models reach a level of standardization and sophistication to become bombards, and more and more sophisticated models are known from over the fourteenth century. There are a few passages from 13th and 14th century Chinese texts which may indicate the usage of these cannons, usually in naval engagements; where muzzle flashes seem to be described when Mongol ships fire upon fleeing Jin ships, or on small vessels at the blockade of Xiangyang launch projectiles, but from ships too small for catapult. Much like the western texts, the Chinese did not yet have a name for this new technology though. Calling them huopao, the same name for the catapults which threw gunpowder bombs, it is impossible to know, unless a description is given, which texts refer to bombs, and which to early cannons. From 1288 we have perhaps the earliest description of small hand held guns or cannons. In the war against his rebel cousin Nayan, Khubilai Khan led his army against Nayan himself, but attacked from multiple fronts. One such operation was led by a Jurchen commander in Khubilai's service, Li Ting. Using the word for fire-catapult or cannon, huopao, Li Ting and his small squad of Korean soldiers is described as at night sneaking into an encampment of Nayan's men and setting off these weapons to great effect. From the context, it is clear that these weapons are too small and mobile to be catapults. In further support of this interpretation, it appears one of the actual weapons has been found. Discovered in 1970 in Heilongjiang province, nearwhere Li Ting's troops fought Nayan, a small bronze cannon or handgun has been discovered from an archaeological site supporting a late thirteenth century context. Weighing 3 and a half kilograms, 34 cm in length, with a bore of 2 and a half centimeters, these were small, anti-personnal weapons. Not much use against walls, but devastating against men and horses. It is no suprise that Nayan's rebellion was quickly crushed if Khubilai had men with such armaments at his disposal. The Yuan Dynasty continued to produce cannon over the fourteenth century. One well known example from 1332 bears an inscription with its date and purpose of manufacture, intended to be used on board a ship for suppression of rebels. By the rise of Zhu Yuanzhang and the Ming Dynasty in the late fourteenth century, cannons and other firearms were standard features of Chinese armies. Over the Ming Dynasty, gunpowder weapons continued to advance into more deadly and efficient variants, but did not replace the basic tools of the Mongol conflict in China. Rockets, fire-lances, and bombs were used even into the Qing Dynasty, but supported by cannon, mines and two-staged rockets and even multiple-rockets launchers, similar to the famous Korean hwacha developed during the Imjin war. The Qing too would face fearsome nomads bearing firearms in the form of the Dzunghars, but by then the military advantage was considerably in favour of the Qing. We can also briefly note evidence for an even earlier usage of firearms, in the form of some controversial iconographic evidence in China. In the Dazu cave system in Sichuan, there is an extensive carved relief featuring individuals armed with a variety of weapons. One carved figure holds something visually very close to early designs of handguns or handcannons, from which clouds of smoke, and possibly a projectile, seem to be carved leaving. As these carvings dates to 1128, this would push back the development of the fire-arm even earlier, and suggest a much more widespread usage of cannon and gun than previously thought. However, the identification is hardly accepted. Some have suggested it was a later addition to the complex during repairs, while others have argued it is not depicting a fire-arm, but merely a wind-spirit holding a bag of wind. As it currently stands, there is no hard evidence for emergence of true fire-arms until the late thirteenth century during the Yuan Dynasty. So did the Mongols spread gunpowder westwards? Recipes for gunpowder and even the first gunpowder weapons appear in Europe, the Islamic World and India late in the thirteenth century, after contact with Mongol armies. However, the diffusion is difficult to track due to the already mentioned ambiuigisties in terminology. It's likely the Mongol armies did not travel with great quantities of powder and were reluctant to share it's knowledge. It is notable though that when perhaps the earliest recipe for gunpowder is recorded in Arabic, circa 1280 by Hasan al-Rammah, he records most ingredients as being Chinese in origin, with saltpetre for instance called Chinese snow, or rockets as chinese arrows. A common word for gunpowder in Arabic and Persian meant [dawā' in Arabic, and Persian dārū], a literal translation of the Chinese huoyao, fire-drug [ often shortened to just yao in 13th century] which implies that knowledge was transmitted directly from Chinese engineers in Mongol service. By the start of the fourteenth century, fireworks appear as objects of regular entertainment in the Ilkhanate, and therefore transmission from the Mongols, in some fashion, seems certain. In Europe there are tantalizing clues to transmission. A great number of diplomats, travellers, priests and merchants made the trek from Europe across the Mongol Empire and back, and many brought gifts from the Khans with them, or observed closely the Mongol army in an attempt to learn its secrets. The Franciscan friar, William of Rubruck, spent much time with a European goldsmith in Mongol service, William Buchier, the man who made the famous Silver Tree of Karakorum. Buchier appears to have worked often in conjunction with Chinese artisans in his work for the Mongols. Though Rubruck's account does not describe gunpowder, Rubruck is known to have met, while back in Paris, the first European who did: Roger Bacon, who describes with amazement his experience viewing Chinese firecrackers going off in Europe. Even if the Mongol army itself did not directly or intentionally transfer gunpowder, or use it in quantities to replace their own bows and arrows, they opened the pathways which allowed its knowledge to move across the Eurasian continent. Over the early decades of the fourteenth century, fearsome hand guns and bombards became regular features of battlefield across the continent, the secret to gunpowder no longer restricted to the Chinese government. Our series on the Mongols will continue, so please be sure to subscribe to the Kings and Generals Podcast to follow. If you enjoyed this and would like to help us continue bringing you great content, please consider supporting us on patreon at www.patreon.com/KingsandGenerals. This episode was researched and written by our series historian, Jack Wilson. I'm your host David, and we'll catch you on the next none.
May 10, 2021 • 32min
2.46. History of the Mongols: Rise of Ming
With the Yuan Dynasty reduced to an ever shrinking area of land around Dadu in north China, to tell the story of the expulsion of the Mongol rulers in 1368 is to tell the story of Zhu Yuanzhang, a peasant turned monk turned warlord turned emperor. Today, we give you the rise to power of Ming Taizu, the Hongwu Emperor, his great victory at Lake Poyang and the Rise of the Ming Dynasty, and the final Yuan efforts to hold onto their dynasty. I'm you host David, and this is Kings and Generals: Ages of Conquest. Our last two episodes took us through the period of Mongol rule in China from Khubilai Khan's death in 1294, through his many successors until the reign of Toghon Temur Khan, who took the throne in 1333. Toghon Temur was largely a puppet to his chancellors; first Bayan of the Merkit, and most notably Bayan's nephew, Toghto. Though faced with a colossal economic and environmental crisis which spawned a series of uprisings in 1351, the Red Turbans, by the end of 1354 Toghto had nearly crushed the movement and restored order. But Toghon Temur Khan made the foolish decision to banish Toghto in January 1355, a decision which signalled the death blow to the Yuan Dynasty. Toghto was the last actor who could have arrested the fate of the Yuan or controled the dynasty's resources. Within months of Toghto's dismissal, the rebellion picked up with new energy, and the power of the Yuan court became restricted to the very north. The rest of the empire became subject to various warlords, some with nominal allegiance to the Yuan, and some seeking nothing but its utter destruction. A few points should be emphasized. The lack of interest Toghon Temur had in governing ensured that there was no individual in the Yuan court who could step into the role of Toghto. The strengthening of the regional rulers during the chancellorship of Berke Bukha, followed by mass mobilization in Toghto's last years left provincial, regional and local rulers newly empowered and at the heads of much stronger military forces. The famed Mongol army was one of conquest, not garrison duty: there were simply not enough Mongols to garrison all of China, leaving a light Mongol presence past even the Yellow River. Most actual Mongolian and Turkic cavalry were kept in a few strategic areas, largely centrered around the capital and the steppes. Southern China had been poorly integrated into the Yuan, where Song dynasty structures had often been hastily co-opted. With most of the Yuan government and armed forces in the north, in the south's countryside banditry became a real problem, as years of flood, famine, locust plagues and other environmental catastrophy annihilated farmland, the local economies and regular support networks. Unable to rely on the Yuan army for protection, regional and local leaders organized local defense forces for protection against bandits, the Red Turbans or even the undisciplined newly mobilized Yuan troops, which militarized and armed the population. It must have seemed apparent that the Yuan had lost the Mandate of Heaven, the right to rule China. In the years immediately after Toghto's dismissal, three warlords emerged within the Red Turban movement as the most powerful, all along the Yangzi River: Zhang Shicheng, the former salt-worker who became a warlord, declared himself emperor and was nearly crushed by Toghto during the chancellor's final campaign; Chen Youliang a former fisherman, then office clerk who became leader of the southern Red Turbans and declared his own Han Dynasty with himself as emperor; and a peasant, turned monk, turned warlord, Zhu Yuanzhang. Born into a destitute family of tenant-farmers in 1328, Zhu Yuanzhang grew up surrounded by famine and uncertainty in central Anhwei. His grandfather had fought against the Mongols for the Song Dynasty in its final years, and Zhu grew up listening to his exploits. In summer 1344, he lost most of his family to famine within three weeks. Unable to feed him, his surviving family gave him away to a Buddhist monastery for labour. With the monastery also unable to feed him, he spent a few years wandering before the twenty year old Zhu returned to the monastery, where he learned to read and write. There he may have happily stayed, until a local battle between Yuan forces and Red Turbans in 1352 resulted in some of the Chinese troops in the Yuan army sacking and looting Zhu's temple. Once again having lost everything, Zhu went to the only place he could: he joined a nearby Red Turban group. For a starving peasant turned monk, Zhu showed a surprising aptitude for war and gained the attention of the local Red Turban leader, Kuo Tzu-Hsing. Under Kuo's tutelage, Zhu rose in the ranks, and within a year was given his own command and married Kuo's adopted daughter, the future Empress Ma. By the start of 1355 Zhu was leading an army of about 30,000 men and building his own staff of educated men around him, most notably the scholar Li Shanchang, who encouraged Zhu's ambitions, urging him to take the city of Nanjing on the Yangzi River. His first attempt in summer 1355 was a failure, but it resulted in the deaths of Kuo Tzu-Hsing's sons and heirs, leaving Zhu Yuanzhang in sole command of the local Red Turbans. Gathering his strength, in April 1356 Zhu finally took Nanjing, making it his capital. This brought him to the attention of the figureheads of the Red Turbans in the north, Liu Futong and his puppet "Song Emperor," Han Lin-erh. The young Han Lin-erh acted as a sort of symbol for the movement, a Manichean-Buddhist saviour in addition to apparently being a descendant of the Song Emperors. Together, they had redeclared the Song Dynasty, and soon after Zhu Yuanzhang took Nanjing he was appointed governor of Jiangxi province by Han Lin-erh. This placed Zhu at the forefront of the northern Red Turbans on the Yangzi, but Zhu was careful to maintain official subordinance to this 'Song Emperor,' who Zhu became the most powerful defender of. In this time Zhu began developing his administrative apparatus, and under the supervision of the scholar Li Shanchang, began cultivating a reputation as a refined, dignified ruler concerned for the safety of the common people. Always he sought to have his armies minimize the destruction they caused, in contrast to the Yuan government forces and the often wild damage caused by other Red Turbans. He gained valuable administrative experience as the governor of Jiangxi, and it is not hard to imagine he was drawing his eye already to the loftiest of aspirations. All the while, Zhu was eyeing his two powerful neighbours: Zhang Shicheng to the east, who, after a nominal submission to the Yuan government was now happily expanding along the Yangzi River, and to Zhu's west, the warlord Chen Youliang, the major figure of the southern Red Turbans. Zhu, Zhang and Chen had before even the end of the 1350s were among the most powerful men in China, the three Yangzi lords having wealth and resources beyond any of the minor warlords or Yuan loyalists south of the Yangzi river. To the north it was a slightly different story, where the major powers after the fall of Toghto were the Yuan aligned warlords Chaghan Temur and his nephew, Koko Temur. Chaghan Temur was a fourth-generation Naiman commander based in eastern Honan, a region his great-grandfather had helped conquer in the early thirteenth century. Both Mongolized and sinicized, having sat for civil service examinations, since the late 1340s Chaghan Temur had been fighting rebel forces with his own army. His victories over them in the early 1350s brought him rewards and titles from the Yuan court, and his power began to expand. Within a few years he was the most powerful force serving the Yuan, doing his best to stay out of the court intrigues and defeat the rebels. In the latter, Chaghan Temur had more successes. In 1358 when Liu Futong and his Song Emperor Han Lin-erh rode triumphant into Kaifeng, once the capital of the Song Dynasty, it was Chaghan Temur who drove them and their armies back, bringing the city once more under Yuan control. By 1362, Chaghan Temur and his allies had managed to restore Yuan Rule from Shanxi to Shandong, and even former enemies like Zhang Shicheng and the pirate Fang Guozhen were sending a token yearly tribute of grain to the capital of Dadu. Of course, it is difficult to amass such power without making enemies, and Chaghan Temur's tendency to ignore court orders, make his own appointments and strengthen himself did him no favours. Chaghan Temur was challenged by a rival, Bolod Temur, another powerful commander and father of Toghon Temur Khan's empress. The court intrigues between the two hamstrung the ability of the Yuan to resist the rebels, and Toghon Temur Khan, in typical fashion, was totally unable to control them. In 1362 officers claiming to be serving the dynasty assassinated Chaghan Temur while he besieged a rebel city, apparently doubting his commitment to the dynasty- and promptly fled to the same rebels they had been campaigning against. The court then confirmed Chaghan Temur's will, granting his military and civilian positions to his adopted son, Koko Temur. While Koko Temur's name means 'blue iron,' in Mongolian, it may surprise you to learn that the final effective figure of the Yuan Dynasty was not a Mongol, but a Chinese. Born to a Chinese father and Koko Temur's sister, his birth name was Wang Baobao, but he had been officially adopted by Chaghan Temur and in 1361 awarded his Mongolian name by the Great Khan. Recognized as a true and loyal servant of the dynasty, Koko Temur seems to have preferred the ideals of steppe life more than his Confucian education, and carried himself in the image of a Mongol ba'atar, and had fought valiantly beside his stepfather. Immediately assuming his late stepfather's command post, Koko Temur completed the siege, caught the men who had assassinated Chaghan Temur, and in a decidedly un-Chinese ceremony, cut the assassins' hearts out and sacrificed them to the spirit of Chaghan Temur. Under the efforts of Chaghan Temur and Koko Temur, most of China north of the Yangzi was secured by the 1363, the Yuan having managed to survive a few serious scares. Rebel forces sent by Liu Futong and Han Lin-erh had raided as far as Liaodong and Shangdu, burning it in 1358, but since then the situation had somewhat stabilized. Bolod Temur continued to denounce Koko Temur, and the court intrigues did not stop. Toghon Temur Khan's son and heir, Ayushiridara, seems to have wanted his father to abdicate the throne, as the Khan had shown utter incompetence and no leadership throughout the crisis. In alliance with his mother, Toghon Temur's Korean empress Ki, and the chancellor, they sought to undermine Toghon Temur by convincing him to dismiss one of his chief ministers. The minister fled to Bolod Temur, who was then declared a rebel for housing the minister. Tension raised, Bolod Temur attacked Koko Temur, was defeated and fled to Dadu. At Dadu, Bolod took control of the capital in 1364, putting the chancellor to death and nearly got his hands on Ayushiridara, who fled to Koko Temur. Ayushiridara stayed there under Koko Temur's protection until Bolod Temur's cruel treatment of the court resulted in his assassination in August 1365, and Koko Temur marched Ayushiridara back to Dadu. Koko Temur was rewarded with royal titles, and ignored Ayushirirdara's efforts to have him remove Toghon Temur. Koko Temur was by then by far the most powerful man in the north, but had no love for court politics and wanted to continue the war against the rebels. Given overall command and a large army, Koko Temur finally set out in 1366 to clear the rebels off the Yangzi, only to find that some of the Chinese commanders and former allies of Bolod Temur in his service resented this upstart and attacked him. Forced to waste time in a pointless civil war, the final chance for the Yuan to even retain the north was lost as Zhu Yuanzhang unified the south. China's future was decided with the opening of hostilities between Zhu Yuanzhang and Chen Youliang. While Chaghan Temur rose and fell, the Yangzi warlords quickly moved past any pretenses of 'peasant uprising to expel the Mongols.' By the end of the 1350s, it was a battle for imperial power between the three most likely claimants to succeed the Yuan, or at least establish a regional kingdom: Chen Youliang, Zhu Yuanzhang and Zhang Shicheng. By 1357, Chen Youliang had taken control of the Red Turbans south of the Yangzi, Zhu Yuanzhang was the preeminent member of the northern Red Turbans and the protector of the puppet Song Emperor Han Lin-Erh, and Zhang Shicheng nominally recognized Yuna overlordship, though he was clearly building his own kingdom along the coast. Chen Youliang's state had expanded dramatically, but his eastern expansion down the Yangzi was blocked by Zhu Yuanzhang, and to the north by the effective armies of Chaghan Temur and Koko Temur. Needing more strength before he faced then, and not trusting his Yangzi rivals, Chen decided to deal with the Yangzi foes first. In summer 1360, Chen Youliang sailed down the Yangzi with 100,000 men aboard a great navy. Armies of the early 1360s were built upon peasant troops, but since the 1350s had become operationally much more sophisticated and experienced, with river warfare a key component. Since the early years of the uprisings city walls had been repaired, forcing combatants to resort to lengthy blockades or costly assaults. There is little evidence to suggest Mongol military techniques of the thirteenth century were adopted by the Chinese, cavalry taking only a minor role in these battles. Chen Youliang's 1360 attack utilized ships with high sterns which allowed his men to climb onto city walls. This brought him some initial success, and made him so overconfident he had a puppet emperor he had been controlling beaten to death, and had himself proclaimed Emperor of a new Han Dynasty. Chen urged Zhang Shicheng to open another front against Zhu, then sailed for Nanjing. Tricking Chen into disembarking much of his fleet north of Nanjing, Zhu Yuanzhang ambushed Chen's army and captured much of his navy, forcing Chen to retreat. Due to conflict with Zhang Shicheng, Zhu struggled to immediately exploit this victory. The next year, 1361, Zhu Yuanzhang finally led a naval assault on Chen Youliang's territory, but was only marginally successful, as rebellion forced him to return to his territory in early 1362. Before he departed, Zhu's forces took Nanchang near Lake Poyang. While Zhu struggled with treason and rebellion in his territory, Chen Youliang built another armada. The sources indicate this was a massive effort, totalling 300,000-600,000 men, with large, red painted ships with iron covered turrets for archers and high sterns to once again climb over city walls- the same tactic which had worked so well for him in 1360. In June 1363 his fleet was outside the walls of Nanchang, and Chen believed its fall would lead to the submission of other nearby cities. Unfortunately for Chen, the walls of Nanchang had been reinforced, and his boarding tactic was unsuccessful. Chen was forced into a siege, ruining his plans and taking away his element of surprise. His forces suffered heavy losses, and as the siege dragged into summer the water levels began to lower, risking the large ships which made up the core of his fleet. Zhu Yuanzhang did not appear to learn of this until August 1363, during which time much of his forces were occupied near the border with Zhang Shicheng. Rapidly reassembling his forces at Nanjing, he sent an army overland to relieve Nanchang, while he prepared a fleet to confront Chen Youliang. Zhu was outnumbered, with perhaps 100,000 to 200,000 men aboard much smaller ships. Further, he risked opening his flank to Zhang Shicheng and rebellion as had happened in 1361. This operation was a great risk, yet he threw all of his weight against Chen Youliang. His fleet departed Nanjing on the 15th of August 1363, arriving at the entrance to Lake Poyang on the 24th. There he constructed fortified positions to prevent Chen's fleet from breaking out of the lake. On the 28th, Zhu's fleet entered the lake, and a startled Chen was forced to lift his 85 day long siege of Nanchang, suddenly realizing he had been trapped. Late on the 29th, the two fleets met off the island of Kanglang shan, where they waited until sunrise the next day. So started the battle of Lake Poyang, the most famous, and largest, naval battle in Chinese history. On the morning of August 30th, Zhu deployed his fleet into 11 groups, taking the center with his heaviest ships and stationing his lighter vessels on the wings, likely mirrored by Chen's larger fleet. Zhu's wing commanders were experienced and had the wind on their side, and their catapults wreaked havoc on the enemy wings, setting ships and men aflame. In the center Chen's larger ships pushed back Zhu, his own flagship coming under threat. Zhu was forced to retreat to shallower water where Chen's fleet could not follow, grounding several of Zhu's ships in the process. The first day of battle was disappointing, and Zhu sent his top commander Xu Da back to Nanjing with the damaged ships. The next morning Zhu executed some of his officers to get them to line up for battle, but once again the fight went poorly, Chen's numbers, larger ships and densely packed fleet proving superior in close combat. High ranking officers were lost, and by midday Zhu had to pull back, aware that they were playing to Chen's strengths. Finding inspiration from the fire used by his lieutenants the previous day, Zhu filled some smaller vessels with reeds and gunpowder, and with the wind shift in the afternoon sent these fireships into the densely packed enemy fleet. Chen Youliang lost several hundred ships, 60,000 men, several squadrons and two of his brothers in the ensuing conflagration, while Zhu Yuanzhang only lost 7,000 men for the two days. The outcome was still undecided however, as Chen stil outnumbered Zhu greatly. September 1st was spent repairing and resting the fleets, and fighting resumed on the 2nd. Chen put his forces into a more open formation as defense against fireships, which allowed Zhu's smaller vessels to isolate Chen's ships, even sailing through Chen's line at one point. However, Chen's numbers were telling, and by noon Zhu withdrew, under pressure to depart from the lake by his commanders. The army he had sent by land had now relieved Nanchang, the goal of the campaign achieved. That night Zhu sailed out of Lake Poyang, Chen following the next morning only to find himself confronted with the fortifications Zhu had constructed. It was clear to everyone that Chen Youliang had been outmaneuvered, and several of his generals defected to Zhu. For nearly a month, Chen waited before the fortifications, trying to determine the best course of action, while Zhu goaded him with antagonizing letters and his food supplies ran lower and lower. Finding a weak position, Chen ordered his fleet to storm it and take it. But this was part of Zhu's plan. As Chen was making his way onto the Yangzi river with his tightly packed fleet he sailed into another trap. Zhu was positioned upstream of Chen with more fireships, which were once more sent into Chen's fleet. The ships that weren't destroyed fled back down stream, and with order lost Zhu's ships chased and captured them. Groups of ships locked in combat sailed down river, where forces Zhu had stationed also joined in. In this chaos Chen Youliang attempted to cross between ships in a smaller vessel, when he was killed by an arrow in the eye. News spread rapidly, and with it the last vestiges of resistance collapse. The following morning around 50,000 men and most of the fleet surrendered to Zhu Yuanzhang. The victory at Lake Poyang was greater than Zhu could ever have hoped. With the death of his main rival and absorption of much of his army and fleet, he quickly annexed Chen's former territory. By 1364, Zhu was the strongest single power in China, with double the manpower and resources of his next greatest rival, Zhang Shicheng. Zhang had failed to take advantage of Zhu's war with Chen Youliang, and despite throwing off the pretense of submission to the Yuan Dynastyand proclaiming himself the Prince of Wu in February 1364, his domain was easily swallowed by Zhu's forces. Zhang was captured in 1367, and later died in prison. Zhang's defeat freed Zhu to commit to conquering the rest of China and crush the Yuan, while the deaths of Liu Futong in 1363 and the Song Emperor Han Lin-erh in 1366 left Zhu to assume supreme command. In January 1368 Zhu Yuanzhang proclaimed the Ming Dynasty with himself as emperor, taking the era name Hongwu, meaning "overflowing martial accomplishment," and began the campaign to push the remnants of the Yuan from China. The Hongwu Emperor did not take part himself, sending his skilled general and boyhood friend Xu Da to do it for him. Victory had already been determined; the Hongwu Emperoe had merely to stretch his hand and seize it for himself. The Yuan failed to react to the rise of the Ming. The strongest warlord aligned with the Yuan, Koko Temur, had spent the last years battling other Yuan warlords. When Ming armies began to advance in 1368, Koko Temur refused an order from the court to repel them due to regional concerns, and for this was declared a foe of the court, open for all to attack. Koko Temur soundly defeated all of the foes sent against him until he was finally reinstated to his position, but by then it was simply too late. The Yuan could offer no counter offensive as Ming armies crossed the Yellow River in August, general Xu Da approaching Dadu in September. Toghon Temur Khan and his heir Ayushiridara fled the city to Mongolia only days before the arrival of the Ming armies, and on the 20th of September, 1368, Dadu came into Chinese rule for the first time in over 400 years. The city fell without a fight, only a few holdouts being executed. The Hongwu Emperor renamed the city to Beiping, meaning 'pacified north.' In time the city became the capital of the Ming Dynasty and was renamed to Beijing, the name it holds today. Over the next two decades, the Ming incorporated the rest of China. In distant Yunnan, the Mongol prince Basalawarmi held out against the Ming until 1382. The fleeing Toghon Temur Khan and Koko Temur were pursued into the steppes and pushed from Inner Mongolia in 1370 after a humiliating defeat, where Ayushiridara's son Maidiribala and 50,000 Mongols were captured by the Ming forces. Khan Toghon Temur died soon after, a man broken and humilated, lamenting the loss of his capitals, his empire, yet never understanding how it had happened. Ayushiridara finally became Khan and escaped with the remainder of Yuan forces across the Gobi desert into their ancestral homeland, almost exactly a century after Khubilai Khan had declared the Yuan Dynasty. The Ming continued to probe the border, looking to hunt down the new Khan who had not abandoned claims on China, despite Ming diplomats urging their submission. Threats, promises of support, using Ayushiridara's son as leverage, to a rapid completion of a dynastic history of the Yuan with its glowing portrayal of Chaghan Temur in an attempt to persuade Koko Temur, did nothing to assuage the defiance of the Mongols. This dynastic history, by the way, is the Yuan shi we have referred to so many times over this series, and its rapid completion by the start of the 1370s is part of the reason it's full of so many errors and even repeated entries. With Ayushiridara refusing to submit, the Ming pressed the advance. Xu Da inflicted a major defeat on Koko Temur in the Gansu corridor which assisted Ming expansion in Sichuan and the west. In 1372 Xu Da marched with a massive army into the steppes, well over 150,000 men and torched the old capital of Karakorum, but Xu Da learned how dangerous the Mongols were in their homeland. Koko Temur simply manuevered around Xu Da for a month, exhausting the Ming army in marches into seeming nothingness, before falling upon his disillusioned foe. Xu Da's army was annihilated, the great general forced to flee, and the impetus for Ming advance into Mongolia was broken. The Ming would never be able to conquer Mongolia, and were forced to step back to a defensive position along their borders. The only exceptions were raids and a brief period of Ming aggression during the reign of the Yongle Emperor, the Hongwu Emperor's son, who led a number of campaigns into the steppe. Over time, this border became entrenched and fortified, particularly in the 15th and 16th centuries, into the Great Wall of China as we know it today. Though border walls had existed prior in much earlier dynasties, it took for the Ming Dynasty for them to develop into a single connected fortification across China's northern border, and the famous brick structure we know it as today. The Yuan did not relinquish their claims on China, though we generally call the exiled court the Northern Yuan. Confined to Mongolia, aside from raids it would not be until the 1450s and the Tumu crisis that the Mongols would again form an existential threat to the Ming. After the death of Koko Temur in 1375 and Ayushiridara in 1378, the northern Yuan lost their unity, falling into infighting with the Chinggisid Khans becoming puppet rulers for non-Oirat Chinggisids. It would be many years before Chinggisid unity would be reformed, albeit only briefly, in Mongolia. So the Nothern Yuan and the Ming would form uneasy neighbours for the next centuries, sometimes at war, often conducting trade, each taking advantage of the other at various times. So would be the relationship until the 1600s, when both Ming and the northern Yuan were finally subsumed by a new enemy- the Manchu Qing Dynasty, the descendants of the enemies of both the Mongols and the Chinese, the Jurchen. But that's a story for another day. So ends the period of Mongol rule in China. We will return to the later history of Chinggisid Mongolia, but our next episodes bring out attention westwards, to the fates of the Chagatai Khanate, Ilkhanate, and Golden Horde, so be sure to subscribe to our podcast to follow. If you enjoyed this and would like to help us keep bringing you great content, then consider supporting us on patreon at www.patreon.com/kingsandgenerals. This episode was researched and written by our series historian, Jack Wilson. I'm your host David, and we'll catch you on the next one.
May 3, 2021 • 31min
2.45. History of the Mongols: Fall of the Yuan
In the almost 40 years from the death of Khubilai Khan in February 1294, to the ascension of Toghon Temur Khan in July 1333, nine Khans of the Yuan Dynasty had been enthroned, with only Temur Oljeitu Khan reigning over a decade. It was a period of treachery, political infighting, civil wars, fraticide, economic mismanagement and inflation and environmental crises upon environmental crises. It was for Toghon Temur, the final Yuan ruler in China, to have the longest reign, sitting for 35 years in the two capitals of Dadu and Shangdu. His long, passive reign saw the disintegration of Mongol rule in China and the expulsion of the Yuan court in 1368- despite some energetic efforts to save the dynasty. Today, we present to you the final years of the Yuan Dynasty, and the last, but doomed, efforts to save it from total ruin by a series of energetic chancellors, none more famous than Toghto of the Merkit. I'm your host David, and this is Kings and Generals: Ages of Conquest. Toghon Temur was only 13 years old when he became Khan of Khans in July of 1333. A great-great-grandson of Khubilai Khan, Toghon Temur was a son of Qoshila, who had briefly reigned as Khan in 1329 before being murdered by his brother, Tuq Temur. The young Toghon Temur had been exiled from the Yuan court by Tuq Temur Khan and his chancellor, El-Temur, first to Korea, then to Guangxi province in China's far south. It was unlikely he'd ever see the throne, and aside from some time with a Buddhist teacher in his exile, he received no training for governance. But when Tuq Temur Khan's designated heir died in 1331, the reigning Khan had a crisis of conscience, evidently from his guilt in the murder of his brother Qoshila. On his deathbed, Tuq Temur indicated he wanted the throne to go to the line of Qoshila; not to Toghon Temur, but his younger half brother, the six year old Irinjibal. There was a major obstacle to this, in the form of El-Temur, the real power in the Yuan Dynasty. It was El-Temur who had engineered the coup which placed Tuq Temur on the throne in 1328, and Tuq Temur Khan had been a puppet for El-Temur throughout his reign. Of Qipchaq descent, El-Temur was from the fourth generation of a celebrated family of Qipchap servants to the Khans. His great-grandfather and grandfather had both served Khubilai Khan in his campaign against the Dali Kingdom in the early 1250s, and since then the family had been among the most prominent in the Yuan realm, controlling one of the empire's key military units, the Qipchaq Guard. El-Temur and his father had loyally served Qaishan Khan, but after his death in 1311 had lost wealth and prestige. The coup El-Temur orchestrated in 1328 was not just to restore the line of Qaishan and place Tuq Temur on the throne, but restore his family's power. Alongside another non-Chinggisid powerbroker named Bayan of the Merkit, El-Temur controlled the Yuan court and married into the imperial family. Before his death, Tuq Temur Khan had entrusted his youngest son El-Tegus into Chancellor El-Temur's care, and El-Temur wanted the young boy to succeed his father. But Tuq Temur's widow Budashiri rallied the court into supporting her husband's final wish, and the aging and ill El-Temur reluctantly agreed to make Qoshila's six year old son Irinjibal Khan… until Irinjibal died of illness not even two months later. Once again El-Temur wanted El-Tegus to become Khan of Khans, but resistance from the court was too great; they wanted the throne to go to Qoshila's 13 year old son Toghon Temur. Even El-Temur's number 2, Bayan, was convinced of it by Empress Budashiri, and after several months of argument over early 1333, a declining El-Temur acquiesced, in part due to agreement to marry his daughter Danashirin, to Toghon Temur. With that, El-Temur died soon after. In July 1333, a little over a century since the death of Chinggis Khan, Toghon Temur was enthroned as the Khan of Khans. The boy was, as to be expected, a puppet. This time, for Bayan of the Merkit, who after serving as second fiddle to El-Temur, wanted to implement his own designs. Part of this was by securing power. In 1335 he unleashed a bloody coup which killed the members of El-Temur's family and loyalists still in government. Even the daughter married to Khan Toghon Temur was killed. That year, Bayan made himself the sole chancellor of the Yuan Dynasty, the maximum power and authority he could ever hope to attain. Bayan was not in the office simply for the sake of authority and killing his former coworkers. He actually had a dream. A rejuvenation of the Yuan Dynasty, desiring a restoration to the way things had been in Khubilai's time; the good old days, when Mongols and Chinese were separated, the racial hierarchy and ensuing privileges clearly enforced. Bayan changed Toghon Temur's reign title to Chih-yuan, which Khubilai had used from 1264 until his death, a clear symbolism, but there were much more overt and practical methods to Bayan's plan. Chinese were banned from a great number of government offices, forbidden from learning Mongolian and other west Asian languages, and the Chinese population was to be disarmed and their horses confiscated. The examination system to choose officials reinstated by Ayurburwada 20 years prior was to be again cancelled. Yet Bayan also wanted to make government more efficient by cutting court expenditures, and reduce stress on the empire's population by decreasing the high fees on the salt monopoly, encouraging agriculture, and improving and speeding up the government relief system. The environmental crisis we spent so much of the last episode discussing had not abated by any means, and Bayan saw it as governmental duty to provide for the people hurt by it. Of course, that couldn't mean he wasn't allowed to enrich himself with wealth, honorifics, titles and positions along the way. A man who had cut his teeth in the wars of the steppes against Qaidu, Bayan had a tendency to overreact to threats violently. Toghon Temur was said to have complained how he spent his first years as Khan in fear for his life due to Bayan. His political enemies were violently persecuted, as seen when he eradicated the allies and family of his former partner El-Temur, and whenever plots were discovered against him. Bayan even had the gall to execute a Chinggisid prince outside the gates of Dadu. News of uprisings, and even the revolt of a city in 1339, led to Bayan believing in a wide conspiracy against him, seeing assassination plots around every corner. He responded with rounds of investigations, charges and violent purges to anyone he suspected involved. His enemies were convinced of the need to bring him down, and in spring 1340 a coup was launched against Bayan, with the support of Khan Toghon Temur and led by Bayan's own nephew, the rising star Toghto. While Bayan was out hunting, the court stripped him of titles and positions and banished him. Returning from the hunt to find himself jobless and exiled, Bayan died less than a month later. With him died the last of those who tried to bring the court back to the 'old ways,' succeeded by those who recognized, and even celebrated, the sinicization of the Mongol dynasty. The new generation of court leadership was symbolized by Toghto. Only 26 years old at the time of Bayan's ouster, Toghto had been well educated and raised to prominence by his uncle. Unlike Bayan, Toghto had no misconceptions about restoring things to the time of Khubilai Khan. Raised in China, Chinese culture and Confucianism was something to be appreciated. Believing all government problems could be solved with a steady hand and powerful government, Toghto wanted to centralize and strengthen the Dynasty, with a variety of reforms to tackle the empire's problems. His first period as Chancellor saw removal of the last of Bayan's allies, the restoration of the civil service examinations, greater incorporation of Confucian scholars into government than ever before, and actual visibility to Toghon Temur Khan. The Khan finally was able to give a decree denouncing his uncle Tuq Temur for murdering Qoshila, and banished many of the handlers Bayan had placed on him. His cousin El Tegus was almost certainly put to death on his order, removing this claimant to the throne. Toghon Temur's own son Ayushiridara was entrusted to Toghto's household to be raised, fed and educated, the boy's welfare being some Toghto took very seriously. Luckily for the historians among us, one of Toghto's most important tasks for posterity was providing the funding to finally complete the official histories of the Liao, Jin and Song Dynasties by 1344. On his encouragement, the Liao and Jin Dynasties were recognized as legitimate, a debate which had in part slowed the completion of these histories in the first place: the Confucian-Chinese editors had rather thoroughly argued against recognizing the Khitan ruled Liao or the Jurchen ruled Jin as proper dynasties, but Toghto, with an eye for the future representation of the Mongol ruled Yuan, pushed for it. So the Liaoshi, Jinshi and Songshi were finally completed and presented to the court, though the quality of the Liao Dynastic history in particular has been lamented by later scholars. As you can imagine, Toghto has always earned a warm reception from historians for this effort, though it does not mean all his efforts in his first Chancellorship were successful. His expensive proposal to cut a new waterway to transport grain to Dadu was a spectacular failure, though it was a problem he would not stop in his efforts to resolve. Toghto's bright plans were cut short in the emerging crisises of the 1340s. This was a decade of almost annual earthquakes, unseasonal snowstorms in Mongolia eradicating entire herds, severe flooding in central China, accompanied by widespread famine, drought and epidemic. There has been suggestion that bubonic plague began spreading in China in the 1340s, moving west with Mongol armies to reach Europe in 1347. However, from the beginning of the most severe phase of epidemic in 1344 to having reached the armies of the Golden Horde two years later is a rather tight schedule to cross all of Asia. There has not been enough evidence to identify the epidemics in China as the Black Death, and a great number of other viral epidemics remain likely culprits. After years and years of these environmental issues, the field of frustration finally began to bloom into violent uprisings in the 1340s. In 1341, there were more than 300 bandit uprisings across central China. And among these revolts was the emerging Red Turban Movement. To quote Frederick Mote's chapter "the Rise of the Ming Dynasty," in part 1, Vol. 7 of the Cambridge History of China: The Ming Dynasty, page 18, the Red Turbans were "loosely Manichean within folk Buddhist religion and were millenarian in their impulses. They defied the normal sources of authority and displayed capacities for conspiratorial cohesiveness and for uncompromising relations with the government, thus making their behaviour more extreme than that of conventional rebels. All the important movements of this kind in this period have been loosely grouped under the designation of the Red Turban (Hung-chin) rebellions." The Red Turbans, so called for their red headbands, were a large and loosely connected group which espoused a sectarian, millenarian Confucianism, calling for radical change of society through military means, returning to an older, 'purer' China. Having began in the late 1330s as a respeonse to the environmental and financial crisis blamed on the foreign barbarians ruling China, the movement steadily picked up steam with each year and with each successive trouble and crisis. The Yuan had greatly overlooked this social aspect of their rule and constant attempts to restrict Confucianism and Chinese rights. The Red Turbans were going to provide a framework for many looking for an excuse to fight back, or just to fight. We'll return to them soon enough. Toghto's reaction to the country wide problems in 1344 was to resign his post. For the next five years, the chancellorship was largely dominated by a man named Berke Bukha. He was also genuinely reform minded, but in the other direction from Toghto. Having experienced firsthand the slowness of government relief, Berke sought to decentralize the government, and make each region more able to effectively respond to local problems, be they environmental or banditry. Corresponding and getting permissions with the Central Government in Dadu took too long, especially for the most distant provinces. By the time aid or relief arrived, it could have been much too late to do any good. Essentially, Berke Bukha wanted to cut government red tape, to use a modern parlance. It was a good idea, and one about two decades too late to avert the oncoming catastrophes. The problem of uprisings, economy and environment piled ever higher regardless of Berke Bukha's efforts, and in 1349 Toghon Temur Khan recalled Toghto to the court to resume his post. Toghto got back into the saddle with great energy. He was said to have wanted to dazzle his contemporaries and make his name immortal in the historical record, and immediately set about trying to do just that. One problem Toghto had been stumped by in his first chancellorship was how to pay for his great schemes, and in 1350 finally stumbled on an absolutely fool-proof idea: why not just print more money? The fact it was entirely unbacked by the depleted silver reserves in no way would be a problem. With a firm central guiding hand, Toghto got to work on his grandest scheme yet: forcing the Yellow River back into its former course, in order to once more enter the sea south of the Shandong peninsula. This was not a mere vanity project. The annual flooding of the Yellow River had become disastrous, and in 1344, 20 days of nonstop rain had caused the River to rise to 6.7 metres, break its banks and flood 18 districts and 17 cities, cutting of the Grand Canal, and draining into the Huai River, which in turn caused it to rise and threaten the salt fields in Shandong and Hebei provinces, before entering the ocean south of the Shandong peninsula, whereas before it had come out to the north. The threat to the salt fields was a particular concern for the court: as the salt trade and its associated taxes was worth six-tenths of Yuan yearly revenue, it was vitally important to ensure its protection. This was also necessary in order to restore the flow to the Grand Canal, the north-south canal which carried the rice and grain of south China northwards to feed the capital of Dadu every year. This had already been in trouble due to a pirate, Fang Guozhen, having taken control of a portion of the canal and blocking shipments of supplies to Dadu, refusing peace offers, titles and resisting a military operation by Toghto in 1350. There was intense opposition to the project to reroute the Yellow River, but Toghto had firmly taken control of government and forced the plan through. Printing 2 million ingots worth of the new currency to pay for it, from May to December 1351, 150,000 labourers, and 20,000 soldiers dug a 140 kilometre long channel to reroute the river; and it worked! Once more the Grand Canal was fed, the salt fields were protected and the Yellow River exited into the ocean north of the Shandong peninsula. Toghto's genius engineering project was designed to protect the producers and economy of the Yuan Dynasty, but it accidentally became one of the events which sparked off the dynasty's ultimate collapse. The large gathering of workers, hungry and weak from years of famine, being punished by cruel overseers trying to meet a strict timetable, and paid in a currency that was only a little above worthless, was fertile soil for the Red Turbans. Even as work continued on the canal, a massive revolt erupted in the Huai River valley, which spread rapidly. The Yuan were taken aback, the sheer size of the uprising causing cities to fall in quick succession- few city walls had been rebuilt after the initial Mongol conquests, after all. In the first engagements, the government forces were poorly prepared and beaten back, including an army commanded by Toghto's brother Esen-Temur. This was not the highly mobile, horse archer forces of the conquest period, but generally local Chinese militias commanded by Mongols and Central Asians. The actual cavalry forces made up of Mongols and Turks were kept close to the capital. But this was the time for Chancellor Toghto to shine. He seemed almost custom made for this crisis. He immediately organized the defense, raised new armies and conscripted militias. New training and command structures were implemented. He knew he had to tread carefully, lest mismanaged and underpaid troops join in the revolts. In a dizzying juggling effort, Toghto organized and reorganized the larger military units, transferred and reappointed commanders around the dynasty, all to stop this sudden mobilization of troops from creating an opportunity for individuals and regions to form alternate powerbases to resist the government. And it worked shockingly well. With his so-called Yellow Army, named for the colour of their uniforms, this newly raised force of mostly Chinese volunteers under Mongol and Turkic commanders became Toghto's "nationwide apparatus of pacification," as historian John Dardess termed it. Leading the most important campaigns himself, Toghto began to halt, then push back, and finally overrun the rebellion. By the end of 1352 Toghto had brought the Huai River valley back under government control. Methodically, they retook the cities which had fallen to the Red Turbans. By the end of 1354, Toghto was effectively about to crush the final major figure of a largely broken movement. At the city of Gao-Yu on the Grand Canal, in the closing months of 1354 Toghto had surrounded and was advancing on Zhang Shicheng, a former salt worker turned warlord who had declared himself an emperor in 1353. Zhang Shicheng's control of the strategic city of Gao-yu cut off much of the grain shipment to Dadu and starved the capital, particularly dangerous when epidemics was swirling around the metropolitan region and killing thousands. Toghto had a two-fold plan to overcome Zhang and the liability of the Grand Canal. One was obviously for Toghto to advance with a large army and crush Zhang, but the second was to make the north, for the first time in Chinese history, a rice producing region. 2,000 dyke builders and paddy farmers were transported into central Hebei, Honan and even southern Manchuria to instruct them on how to cultivate rice, and make the north less reliant on southern producers. Given that for most Yuan rule, some of the most important grain and rice producing regions of the south had been depdendent on outside relief efforts due to excess typhoons, floods and droughts, it was a sensible, though expensive plan, one paid for by the unbacked paper currency he continued to print huge quantities of. In the last days of 1354, Grand Chancellor Toghto had Zhang Shicheng's city of Gao-yu isolated and on the edge of collapse. The starving Zhang Shicheng, the final figure of the rebellion of any power, was about to crushed beneath the boot of Toghto, and order restored through the Yuan, when Toghon Temur Khan made the spectacular, and by far the worst, single decision of any Yuan Emperor: he dismissed Toghto in January 1355, and Toghto, as loyal servant, accepted. If any single decision could be pointed to as the moment the Yuan lost China, it was this one. The dismissal of Toghto was the dismissal of the last, and only figure, who could have held the dynasty together. The exact reasons for this short sighted decision are unclear. Toghto's power had grown considerably from 1350 through 1354, and had developed a system granting him great control of government, finances and the military. It is feasible his enemies at court simply had enough of his might, and led by a former ally of Toghto named Hama of the Qangli, they wanted to act before Toghto had his final victory over the rebellion. They very reasonably asked where might his energies and intentions have gone once the crisis was over? Would all foes of Toghto be wiped away, and Toghto rule in total dictatorship? With the rebellion about to be crushed, they may have felt it safe to remove him and simply finish the work themselves. Toghon Temur Khan may have wanted Toghto's removal due to the attention and power Toghto had been giving to the Khan's son and likely successor, Ayushiridara. Toghto had raised the boy in his household, grown close with him and saw to it that he was finely educated, trained for governance and prepared for rulership. Even in the midst of the rebellion, Toghto had given the lad his own palace in Dadu, his own staff, power to choose officials, an allowance and in late 1354, power to review all business conducted by his father the Khan. The young Ayushiridara was on his way to becoming a power within his own right, and Toghon Temur could have worried Toghto was going to replace him with his own son. We should of course comment on this point on Toghon Temur Khan himself. Usually, Toghon Temur is presented as a Khan who specialized in debauchery and all sorts of sexual perversions, holding his own one-man saturnalias and all that. This isn't what he spent his entire reign doing, to be sure. His first years as Khan when he was in his early teens were spent living in fear of Bayan, but after the 1335 coup, especially with Toghto's encouragement, Toghon Temur actually began to take a bit of a role in government. But by the start of the 1350s, the Khan had started to grow tired of the work and began to abandon even the small list of duties he was given. At this point he really started to enter this phase of "party-mode," as it were, though the level of debauchery is almost certainly overstated by largely hostile Ming Dynasty sources. "Semi-retirement," as historian John Dardess described it, is probably better to imagine. Certainly, there was excessive eating, drinking and such. You can probably guess what his "participation" was in the "all-female dance ensembles and orchestras'' that he enjoyed. But he had other interests too, such as Buddhism, and sponsored a circumambulation of the imperial palace grounds of Dadu by 108 monks. He had engineering interests, designing his own pleasure barge for the lake in the imperial gardens, and taking part in the construction of a rather clever water clock. He enjoyed his yearly sojourns to the summer capital of Shangdu, spending almost two months of every year simply on the move between Dadu and Shangdu. Really, a lot of interests other than governance. Toghon Temur was shortsighted, a poor governor, and absolutely not up to the task of stepping into the vacuum left by Toghto's dismissal. The Khan and the Central Government assumed they could operate the carefully built apparatus Toghto had, somewhat precariously, balanced around his person. Of course, this was not the case in the slightest. With the loss of their leader, Toghto's army deserted, joining the rebel movements which spread once more, while Zhang Shicheng saw this as divine intervention and expanded his realm onto the Yangzi River. Toghto had been the last credible leader of the Yuan, for no one else in Dadu had the foresight or ability to assuage the dynasty's fall. In the months following Toghto's dismissal rebellion reignited, and a lead member of Red Turbans in the north, Liu Futong, declared Han Lin-erh emperor of a restored Song Dynasty. The years of strengthening the regional governments followed by mass mobilization of resources by Toghto resulted in the provincial commanders essentially becoming completely autonomous warlords in at best loose allegiance to the Yuan government. The Yuan Dynasty's effective area of administration became limited to an area around Dadu in the north, a regional power among a number of competing warlords. Some maintained a nominal adherence to the Yuan government, but were more concerned in fighting for survival against Red Turban and other upstart Chinese warlords than imperial unity. A number of Chinese warlords popped up in loose connection with the Red Turbans, using them as basis to build their own power networks and legitimacy- Zhang Shicheng, Chen Youliang, and of course, the former peasant from Anhwei, Zhu Yuanzhang. Toghto would not see the end of the dynasty- he was assassinated by his enemies while in exile in Yunnan at the start of 1356. Neither did he live long enough to see that his excess printing of the currency and the ensuing hyperinflation resulted in it becoming totally worthless, ceasing to be circulated within months of Toghto's death. Toghon Temur Khan would sit almost idly as the Chinese warlords fought amongst each other, eventually snowballing under the authority of Zhu Yuanzhang- though you might know him better by his era name, the Hongwu Emperor, the founder of the Ming Dynasty. For the final decade of Yuan rule in China, the Yuan were practically bystanders to their final fate. Our next episode is not a fall of the Yuan, as much as it is the rise of the Ming- so be sure to subscribe to the King and Generals Podcast to follow. If you enjoyed this and would like to help us keep bringing you great content, please consider supporting us on patreon at www.patreon.com/kingsandgenerals. This episode was researched and written by our series historian, Jack Wilson. I'm your host David, and we'll catch you on the next one.
Apr 19, 2021 • 36min
2.44. History of the Mongols: Yuan - From Crisis to Crisis
After Khuiblai Khan's death in 1294, his successors ruled over the most powerful kingdom on earth, the Yuan Dynasty, controlling all of China and Mongolia. Yet not even one hundred years after the declaration of the Yuan in 1271, the Dynasty was pushed from China, their rulers a shadow of the men Chinggis Khan and Khubilai had been. In our first episode on the Yuan Dynasty, we take you through the first 40 years of their rule after Khubilai, and introduce you to ten Khans, from Temur Oljeitu to Toghon Temur, and the manner in which they lurched from crisis to crisis in the fourteenth century. It was an age of political chaos and bloodthirsty brothers, scheming bureacrats, overbearing mothers and misplaced Khans, and a century where every other person was seemingly named a variation of Temur. It was a period to have strangled even the greatest of rulers and most robust of dynasties; and these were not the greatest of rulers. I'm your host David, and this is Kings and Generals: Ages of Conquest. Our first of ten Khans for today is Temur Oljeitu, Khubilai's grandson and first successor. Khubilai, as we demonstrated rather thoroughly, had outlived his chosen heir, Jinggim, as well as a plethora of other sons and grandsons. After Jinggim's death, Khubilai had vacillated on who should succeed him. It was much more traditional Chinese custom for chosen heirs and the like, as opposed to the Mongolian method of 'to the strongest,' and declarations of quriltais. Seemingly reluctantly, only in the very twilight years of his life almost a decade after Jinggim's death, did Khubilai move to make Temur Oljeitu, one of the late Jinggim's younger sons, his heir. In 1293 Khubilai gave Temur Oljeitu the jade seal of the heir apparent, but had not provided him the full titles and honorifics that Jinggim had held. Thus, when the old Khubilai finally did die in February 1294, Temur Oljeitu was the favourite candidate, but not the only one. He was challenged by his older brother, another son of Jinggim named Kammala. It came to the quriltai in April 1294, where both made their speeches, each demonstrating their knowledge of the maxims of Chinggis Khan, aiming to convince the elite and each other of their fitness for the Grand Khanate. Of course, it wasn't really just a matter of speeches which determined the outcome. Being the selected heir of Great Khan Khubilai was obviously a powerful boost, but Temur Oljeitu had a number of powerful allies backing him. His mother, Kokejin, was well respected and beloved by Khubilai; military leaders, especially Bayan of the Baarin, the great conqueror of the Song Dynasty, backed Temur Oljeitu; and prominent members of the bureaucracy, such as the Chancellor of the Right, Oljei. This was to be a heralding of the future of the succession Yuan Khans, where the bureaucracy and military elite became the decision makers. Kammala was convinced to accept Temur Oljeitu, who on April 15th, 1295, was duly enthroned as Khan of Khans and Emperor of the Yuan Dynasty. Temur Oljeitu was a respectable choice. Conservative minded, both he and Chancellor Oljei, as well as Oljei's successor Harghasun, aimed to consoldiate and stabilize the Yuan Dynasty after the struggles of Khubilai's final years. Open minded regarding Chinese culture, respecting Confucianism but not enmeshed in it, while also having connections to the military elite in the Mongolian steppe, Temur Oljeitu was very much a Khan in the mold of his grandfather Khubilai, though lacking his physical and intellectual vigour, while also keeping one of Khubilai's worst vices, a penchant for alcoholism. In order to stabilize the government and economy, reconciliation of various branches of the family was favoured and great invasions abandoned. Lavish gifts to princes on his accession helped affirm their loyalty and quiet some of the Mongols in Manchuria who had been so problematic in Khubilai's last years. Plans to invade Annam and Japan were cancelled; the only foreign ventures were to be brief excursions into Burma and northern Thailand which, though largely failures, were not on the scales of any of Khubilai's efforts. Tax debts from Khubilai's reign were cancelled, and Temur Oljeitu sought to reduce the tax burden on the people, forbidding the collection of anything beyond established quotas. Diplomatically, Temur enjoyed a significant triumph over his father. In 1301 his armies under his nephew Qaishan finally defeated Qaidu Khan, the master of central Asia. When Qaidu died of his wounds in September 1301, Qaidu's puppet Chagatai Khan Du'a decided he had enough of fighting the Yuan. With Qaidu's son Chapar, Du'a contacted Temur Oljeitu indicating his willingness to recognize Temur Oljeitu's overlordship. Temur Oljeitu was delighted and immediately accepted. Their representatives were sent to the Khan of the Ilkhanate, also called Oljeitu, and the Khan of the Golden Horde, Toqta. By 1304, peace had reached between the Khanates. For the first time since 1259, there was a recognized Great Khan, something Khubilai had never achieved. Though Temur Oljeitu wielded no authority over them, he sent patents to affirm each Khan, and in turn received gifts and tribute from them, a process largely carried out by his successors. And in 1306, when Du'a went to war with the heirs of Qaidu, Temur Oljeitu provided him with an army. For a few years at the start of the fourteenth century, we can finally speak of a proper pax Mongolica, when there was peace between all of the Khanates across Eurasia. It would not last very long. In internal matters, Temur Oljeitu did not quite have the same success. For one thing, the Yuan Dynasty permanently hemorrhaged money. In 1295, less than a year after his enthronment, the imperial treasury was reporting to him that nearly all of the wealth Khubilai had accumulated over his reign had been spent in gifts to the princes. The financial policies of Temur Oljeitu and the Chancellors Oljei and Harghasun had brought stability after the "Three Bad ministers," but was not bringing in new revenue. Temur Oljeitu had to cover government costs by paying out from the silver reserve. This was the silver needed to back the paper currency, and with less silver reserve, inflation would rise and rise, a problem we will keep coming back to. Government corruption was intense. The set quota for the number of court and capital officials was set at 2,600 persons. In the first year of Temur Oljeitu's reign, it was found to be over 10,000. In 1303, a corruption trial revealed bribery going to the very highest levels of Temur Oljeitu's government. A furious Khan pushed for further investigation, resulting in over 18,000 convictions of officials and clerks on bribery and other corruption charges. Rather typical of Temur Oljeitu though, was that he lacked the energy to carry out these charges and sweeping changes implied by such convictions. Most officials were let off with hardly as much as a warning, and many simply returned to their posts within the following years. While it has been common to attest the Yuan Dynasty's economic failings to corruption and lavish gift giving- which to be sure, there was no shortage of- recent research has highlighted a significant problem overlooked in such a presentation. The fourteenth century was the start of the Little Ice Age, a global climatic shift towards generally cooler and wetter temperatures, not counting for regional variations. Some variations in temperature and weather of the thirteenth century can be attributed to the massive eruption of the Indonesian volcano of Samalas in the late 1250s, with the Little Ice Age entailing more long term shifts. Cooler temperatures in general strongly affect the Asian monsoon season, which in the 14th century manifested into a general trend of intense colds and snowfall in Mongolia and the steppe, droughts in North China and unending rains and typhoons in southern China. These began to be felt in the very first years of Temur Oljeitu's reign. In 1295, the year after he became Khan of Khans, typhoons struck the Yangzi River delta, his empire's most densely populated region; the Yellow River broke its banks in multiple places and caused repeated flooding, and a dry spell from the previous years resulted in plagues of locusts that eradicated crops. Flooding, typhoons and locust plagues were annual problems for most of the 1290s. In Mongolia and the steppes, the winters turned harsh, and unexpected and high volumes of snow fell even in spring and summer, starving entire herds and forcing many to flee south to seek support for the Khan. So intense were these problems that in 1297 Temur Oljeitu changed his reign title from Yuanzhen, "Primary allegiance" to Dade, "great virtue." Usually reign titles were held for decades, so to change it after two years was a last-ditch attempt to appease the heavens. It was not just an ecological problem though. Khubilai Khan had continued the policy of huang zheng from the Song Dynasty. This was government-provided disaster relief, in the form of cash, food, normally grain or rice, farm tools, animals and other supplies to help the given stricken population through this period. It was a duty of the ruler of China, and fit well into Khubilai's policy of reconstruction after the Mongol conquest and relieving the burdens of the lower classes. None of Khubilai's heirs dared repeal such a law, for it became a basis of Yuan legitimacy. However, in a century that was to prove one of unprecedented, and worsening, climatic terrors over a vast geographic area, from the forests of Siberia, mountains of Tibet, Korea, Manchuria across all of China and its southern coast, this was to prove an impossible burden to meet. The detailed Chinese records reveal a dynasty facing a crisis every year. From 1272 until 1357, there was a major famine somewhere in China on average once every two years; over 56 earthquakes were recorded; super typhoons on the southern coast coincided with supersnowstorms in the steppe. Exceptionally cold winters and unexpected frosts meant certain crops could no longer be reliably grown in the north. The densely populated Yangzi River Delta, home to one of the most economically and agriculturally vital areas of the empire, was almost yearly suffering droughts, flooding, epidemics, starvation and typhoons which wiped away entire towns. For more than a third of the Yuan era, the empire experienced at least seven distinct natural calamanities within the same year! People died in the disasters by the thousands, and survivors died in the hundreds of thousands in the ensuing famines and destruction of farmland. Survivors needed to be brought onto government relief. Grain and rice shortages caused the Yuan to try and cover costs only with cash, and to provide more cash, more had to be printed, to the point it outstripped government revenues. Inflation was the result, and Yuan paper money became ever more worthless over the 1300s. Further, waves of natural calamanities always appear to symbolize the given dynasty had lost the support of heaven, and that the time was come for them to be overthrown. Temur Oljeitu's reign saw the beginning of these problems. In 1301, a spring drought in the Yangzi Delta was followed by a massive typhoon; arable farmland was destroyed for 50 kilometres along the coast line, and a 30-40 metre high wave pushed 280 kilometres inland! 17,000 were killed by storm by the storm itself, and 100,000 by the ensuing starvation. Only a month later, there was flooding displacing people in Manchuria, a freak August snowstorm in Mongolia, flooding around the imperial capital of Dadu, and a locust plague in Hebei province. From this year onwards, flooding somewhere in the Empire became an almost annual problem: in 1302, 50 days of torrential rain caused flooding in 14 prefectures in southern China, and in 1303 and 1305 severe earthquakes rocked the Central regions. And these problems would only become worse over the rest of the dynasty's history. The Khan was simply not equipped to handle this. The conservative-minded Temur Oljeitu and his chief ministers, Oljei and Harghasun, could not invigorate the dynasty for such an immense task as this. After the death of chief and favourite wife in 1299 and mother in 1300, and onset of illnesses from his years of heavy drinking, Temur Oljeitu lost much of his energy for governance, allowing another wife, the empress Buluqan, to overpower him. She sought to ensure the succession of their son, Deshou, a process in which she made many enemies, though even her hostile biography in the Yuan Shi recognized her as a just and able minister. Exiling and removing possible challengers to Deshou's accession, she was able to have Temur Oljeitu confirm him as heir in 1305… only for Deshou to die unexpectedly early in 1306. When Temur Oljeitu died in February 1307, he had no heirs and no surviving children, and was given the posthumous temple name of Chengzong. One Khan down, nine to go. Temur Oljeitu's death saw factions form immediately. Empress Buluqan had her allies, and sought to make Temur Oljeitu's cousin, Ananda, the next Great Khan. A Muslim and prince ruling over the former Tangut territories, Ananda had a powerful army and seemed a likely candidate.. Until Ayurburwada, a son of Temur Oljeitu's older brother Darmabala, led a coup in Dadu, arresting Ananda and Empress Buluqan and their allies. They died in prison soon after. Ayurburwada wanted to be Khan, but faced a challenge from his older brother Qaishan and his powerful and experienced army. A veteran of wars against Qaidu and their enemeis in the steppe, Qaishan was a fearsome foe, and war was only averted with the intervention of their mother, Targi. Agreement was reached, making Qaishan the Khan of Khans, and Ayurburwada his heir. So we have our second Khan of the episode, Qaishan, known also as Külüg Khan and by his posthumous temple name, Wuzong. Unlike Khubilai and Temur Oljeitu, Qaishan was a man of the steppe with no love or understanding for Chinese culture. He immediately changed course with Temur Oljeitu. Where his predecessor sought continuation of Khubilai's policies and maintained ministers, Qaishan removed most of Temur Oljeitu's adherents. Instead of seeking to rule through the Secretariats, Qaishan wanted to rule like a steppe nomad in the vein of Chinggis Khan, via his personal retainers and keshig. Lavish gifts were spent on his friends and allies, even building a palace for them. Princely titles were handed out like candy. And for this, only four months into his reign, Qaishan found he effectively spent well over a year's worth of government revenue: he found himself able to pay less than half of what he had promised in gifts to the aristocracy. In a panic, he spent the rest of the reign trying to address this. The price on salt licenses, one of the most important industries in the Yuan realm, was raised by 35%; prohibition on liquor production was lifted in order to collect taxes there. The tax debts that Temur Oljeitu had cancelled were now to be collected again. Most famously was Qaishan and his allies' currency program. New copper coins were minted, golder and silver were demonetarized and new paper bills put into circulation. The new currency was based on an exchange of 1:5 with the old, and the volume of currency printed in 1310 was 7 times higher than the three previous years! Qaishan's efforts did little good other than expand the bureaucracy needlessly and grow inflation. His sudden death in April 1311 after only a 4 year reign brings us to our third Khan, Qaishan's younger brother Ayurburwada Buyantu, posthumous temple name Renzong. This was the first fully peaceful transition of power in the Yuan Dynasty's history. It went according to their agreement, and once comfortably in power, Ayurburwada violently purged the government of Qaishan's allies and appointees. Unlike the steppe raised Qaishan, Ayurburwada was a man with a good Confucian education, could read and write Chinese and appreciated Chinese art and culture. Most of Qaishan's policies were immediately reversed, the new currency abolished, the building projects halted, and good Confucian scholar-officials placed into power. Ayurburwada wanted a more traditionally Chinese-Confucian government, and reinstated the civil service examination system to choose officials, for instance, with a distinct Neo-Confucianism curriculum which stayed for the Ming and Qing dynasties. He promoted the translation of Chinese classics in Mongolian, and began the codification of the Yuan legal system, a process that took until 1323. But he could not address the real problems facing the dynasty. The environmental crisis only grew worse, with more severe snow storms in Mongolia increasing the northern refugees crisis, while the flooding problem grew exponentially worse in 1319 onwards, all in addition to the varied economic troubles associated with this, from destruction of farmland to government support of refugees. Ayurburwada could reverse Qaishan's disastrous currency but could not find new revenue sources to alleviate the problems that Qaishan had tried to fix, and government expenditure was not trimmed. After a brief effort, Ayurburwada found he could not change the privileges of the aristocracy or interfere in the administration of their appanages, though he tried to lesson the number of new princes made and reduce the level of annual gifts. He needed the support of the Mongol and military elite, and reducing their gifts was not a good way to do this. His greatest political challenges came from his own mother, Dowager Empress Targi, and her favourite, the Chancellor of the Right Temuder. Both were ntrenched supporters of the status quo- that is, enriching themselves and their followers at the expense of the Chinese. Ayurburwada found himself continually harassed, always combating them and their allies who resisted his reform efforts. Temuder bullied and fought with Ayurburwada's ministers and was openly corrupt. The Khan could not even arrest him. The most he could do was remove Temuder from office, only for Dowager Empress Targi to make Temuder the Grand Preceptor to the Heir apparent, Ayurburwada's son Shidebala. Unable to stand up to his mother, the reform minded Ayurburwada died in March 1320, aged only 35, without having really made any true reforms to the Yuan state or government, other than add a coat of Confucian-coloured paint to the dynasty for a brief period. He was peacefully succeeded by his 18 year old son Shidebala, known also as Gegeen Khan or by his posthumous temple name of Yingzong. So starts the reign of our fourth Khan of the episode. Only three days after Ayurburwada's death, Dowager Empress Targi reinstated Temuder as the Grand Chancellor of the Right, and began a veritable reign of terror. The officials who stood up to them during Ayurburwada's life were severely punished, exiled or executed. Appointing his own allies and family members, Temuder ran roughshod over the young Khan. But well educated, sinicized and with a strong spirit, Shidebala Khan did not long sit idle. He appointed a fine choice to the second government position, Chancellor of the Left, in Baiju, a grandson of Antung, a popular chancellor under Khubilai, and a descendant of the heroic Mukhali, great general and viceroy of Chinggis Khan. A friend to Confucians and of proud Mongol heritage, Baiju was an excellent choice for any enemy of Targi and Temuder to flock to. Together, Baiju and Shidebala Khan became staunch allies, and the Empress Dowager is said to have complained of the young Khan, "we should not have raised this boy!" Only two months into his reign, a conspiracy was discovered to replace Shidebala with his younger brother. Baiju urged Shidebala to act quickly, and they unravelled the conspiracy, discovering it was associates of Targi and Temuder behind the plot. Weakening their support network, the Khan and his Chancellor gradually began to repulse the Dowager and her Chancellor. The aging pair were only overcome when they died of old age in the fall of 1322. After that, Shidebala and Baiju could finally carry out their reforms, pushing out more of Temuder's associates from government and continuing policies of the late Ayurburwada. Shidebala supported Confucians, but he loved Buddhism. An ardent and devout Buddhist, Shidebala ordered a Buddhist temple honouring the 'Phags-pa lama to be constructed in every prefecture in the empire, with the stipulation that they all had to be larger than their Confucian counterparts. The Khan did not apparently see the hypocrisy in such an expensive program when he was supposed to be dealing with the financial crisis. He also showed open disdain for Islam, having the mosque in Shangdu, the summer capital, destroyed in order to make room for the 'Phags-Pa temple there. If Shidebala would have strengthened or weakened the Khanate without the presence of his grandmother or Temuder, it will never be known. In September 1323, a conspiracy made up of a number of princes, allies of the late Temuder and part of the Imperial Asud Guard killed Shidebala and Baiju at Nanpo. Immediately they reached out to prince Yesun Temur, a son of Temur Oljeitu's older brother Kammala. A month after Shidebala's murder, Yesun Temur was declared Khan on the Kerulen River, the very birthplace of Chinggis Khan, and became our fifth Khan of the episode. Yesun Temur was almost certainly involved in the plot against Shidebala, and moved quickly to secure himself against charges of illegitmacy. First rewarding the conspirators, once he was firmly entrenched in the two Yuan capitals, he had the conspirators violently purged, the princes involved exiled to far corners of the empire. Yesun Temur worked hard to distance himself from the means of his enthronement. The official version of events became that he had learned of the plot only days before it happened, and had tried to warn Shidebala Khan. He just happened to be very convientenly placed to immediately become Khan. The new Khan had spent many years in the steppe and had a powerful military backing, and in some respects was a proponent of returning things to "the old ways." Only a single Chinese minister was carried over into the new adminsitration, and was routinely ignored. Muslims gained their most prominent status in the Yuan under Yesun Temur. His chancellor of the Left, Dawlat Shah, was a Muslim and a firm ally throughout his reign. However, he understood that the means of his ascension left a bad taste in some mouths, and therefore reached out to accomodate them. Supporters of Ayurburwada and Shidebala who had been wronged by Temuder were posthumously pardoned or restored to their posts; Baiju's son was given his father's old military position. Two sons of Qaishan who had been exiled by Shidebala, including one Tuq Temur, were allowed to return. More princely titles and appanages were granted, gifts were made- another addition to the expenditure, but arguably necessary given the means by which he had ascended the throne. Despite his origins, Yesun Temur showed respect to Confucians, refused to scrap the state exam system and encouraged the further translation of Confucian classics and teaching to Mongols, though these had little effect on government. Like Shidebala, Yesun Temur was a Buddhist, and spent great sums on Buddhist temples throughout the empire. The environmental crisis only worsened though. The flight of Mongols and other peoples of the north and northwest grew so bad that in the first year of his reign, 39% of the money printed that year was spent on trying to send the refugees back and put them onto their feet. This was so ineffective that he then ordered any Mongol trying to migrate south without express permission was to be executed, and in 1326 forbid steppe princes from sending their wives to the court to complain about famine in Mongolia. Intense flooding every year of the 1320s annihilated cropland and worsened the problem, and inflation only continued to rise. These troubles showed no signs of abating when Yesun Temur died of illness in August 1328, aged 35. Our fifth Khan of the episode was succeeded by his 8 year old son Ragibagh at Shangdu in Inner Mongolia. Dawlat Shah and the party enthroning the new Khan were taken aback when news reached them of a coup already underway in Dadu. Dadu, the imperial capital, had been seized by a Qipchap officer named El Temur. A compatriot of the late Qaishan, who had fought beside him in the wars against Qaidu, El Temur seized the capital in order to restore it to the line of Qaishan. Inviting both Qaishan's sons Tuq Temur and Qoshila to Dadu to take the throne, El Temur deftly outmanuevered the supporters of young Ragibagh Khan. El Temur's ally Bayan of the Merkit brought Tuq Temur to Dadu and in October 1328, made him the seventh Khan of the episode- with a promise to abdicate once his older brother, Qoshila, arrived from his exile in the Chagatai Khanate. This was the so-called "War of the Two Capitals," with the two factions based in each of the capitals founded by Khubilai Khan, Dadu, where sits modern Beijing, and Shangdu, in the steppes in what is now Inner Mongolia. The two sides fought across the border, but El Temur and Tuq Temur's armies had the better of the encounters. They advanced on Shangdu which surrendered in November 1328. Dawlat Shah and his allies were captured and executed; the young Ragibagh, the sixth Khan of the episode, was never found. Qoshila was excited at the news, and with the Chagatai Khan Eljigidei, declared himself Khan at a quriltai north of the old imperial capital of Karakorum, declaring Tuq Temur to be his heir. The Chagatai Khan returned to his Khanate, and Qoshila marched southeast.The eighth khan of the episode met the seventh at a palace built by their father, Qaishan, in August 1329. The reunion of Qoshila and Tuq Temur was warm. Four days later, Qoshila Khan was found dead, and Tuq Temur was enthroned once more as Khan of Khans. Despite being enthroned twice and having killed his brother for the throne, Tuq Temur was a puppet. He sat on the whim of the real powermakers, El Temur and Bayan of the Merkit. They were the ultimate bureaucratic kingmakers, having built their own wealth and support networks independent of the Khan. Unlike Temuder who was loyal to Targi Khatun, or civil servants like Oljei or Harghasun, El Temur and Bayan were their own dynamic duo controlling government, granting themselves titles, imperial wives, honorifics and fiefdoms. Tuq Temur Khan contented himself with his studies of the Chinese classics and Confucianism, which he adored, practicing his calligraphy, collected art and was haunted with guilt over murdering his older brother. The khan founded an Academy to help instill Confucian morals on the Mongols and government. El Temur, who had no care for Confucians, took over this Academy to restrict access of its members to the Khan. The nakedly illegal reign did no favours for a Dynasty struck with financial and ecological chaos. In the three years Tuq Temur was Khan of Khan, 21 rebellions broke out requiring great resources to be crushed. It would not be until 1332 that the final holdouts of Yesun Temur loyalists would be militarily crushed. No new revenues could be found while the costs of relief, war, the court and corruption continued to soar alongside inflation. In 1328, 343,420 ding of paper money was printed. The next year, 1.232 million was printed, which almost covered the 1.35 million in cash and nearly 1 million tonnes of grain spent on famine relief, a full 20-30% of government revenue in that year. Tuq Temur Khan obsessed with legitimacy: other claimants were exiled, including the sons of Qoshila. One, the 13 year old Toghon Temur, was sent to Korea. Tuq Temur and his empress had their eldest son Aratnadara declared heir in 1331… one month before Aratnadara died. Beset with grief and guilt, Tuq Temur changed the name of his eldest son, entrusted him to the care of El Temur, and died in September 1332 with the succession undecided. On his deathbed, overcome with shame, he apparently declared that a son of Qoshila was to succeed him in order to make amends. And so, El Temur carried out Tuq Temur's will, installing the late Qoshila's six year old son Rinchinbal as the ninth Khan of the episode. El Temur envisioned many happy years watching over this malleable child ruler, only for the lad to die of illness a full 53 days into his reign. El Temur desired to place Tuq Temur's young son on the throne, but court resistance was led by Tuq Temur's widow, the empress Budashiri, who wanted to hold to her husband's final will. And so, El Temur invited Qoshila's older surviving son, the thirteen year old Toghon Temur, to come take the throne, our tenth and last Khan of the episode- and the last Chinggisid Khan to rule the Yuan Dynasty in China. The long reign of Toghon Temur will be the subject of our next episode, so be sure to subscribe to the Kings and Generals podcast in order to follow. To help us keep bringing you great content, please consider supporting us on patreon at www.patreon.com/kingsandgenerals, and providing us a kind review on a podcast site of your choice, or sharing with your friends. All are appreciated. This episode was researched and written by our series historian, Jack Wilson. I'm your host David, and we will catch you on the next one.
Apr 12, 2021 • 1h 34min
History of the Mongols SPECIAL: Dr. John Latham-Sprinkle on the Alans
The history of the Mongol Empire is not just a history of the Mongols, but the people they interacted with. In today's interview, our series historian, Jack Wilson, talks with Dr. John Latham-Sprinkle on one of those peoples affected by the Mongol Conquests, the Alans of the North Caucasus. Dr. John Latham-Sprinkle is a historian based at Ghent University in Belgium, whose work focuses on the history of the North Caucasus region, which today is part of the Russian Federation. He researches the Medieval kingdom of Alania, the formation of political power in imperial borderlands, and the history of slavery
Apr 5, 2021 • 30min
History of the Mongols SPECIAL: Rabban Bar Sauma
"There was a certain man who was a believer, and he was a nobleman and a fearer of God. He was rich in the things of this world, and he was well endowed with the qualities of nature; he belonged to a famous family and a well-known tribe. His name was SHIBAN the Sa'ora. He dwelt in the city which is called [...] KHAN BALIK , [...] the royal city in the country of the East. He married according to the law a woman whose name was KEYAMTA. And when they had lived together for a long time, and they had no heir, they prayed to God continually and besought Him with frequent supplications not to deprive them of a son who would continue [their] race. And He who giveth comfort in His gracious mercy received their petition, and He showed them compassion. For it is His wont to receive the entreaty of those who are broken of heart, and-to hearken unto the groaning of those who make supplications and petitions [to Him]. [....] Now God made the spirit of conception to breathe upon the woman Keyamta, and she brought forth a son, and they called his name " SAWMA." And they rejoiced [with] a great joy, neighbours of his family and his relations rejoiced at his birth.' So begins the history of Rabban bar Sauma, as translated by E. Wallis Budge. There were a number of travellers, missionaries, diplomats and merchants who made journey from Europe to China during the height of the Mongol Empire. While Marco Polo is the most famous of these, we have also covered a few other travellers in previous episodes. Yet, there were also those who made the harrowing journey from China to the west. Of these, none are more famous than Rabban bar Sauma, the first known individual born in China who made the journey to Europe. Rabban bar Sauma was a Turkic Christian monk who travelled from Khanbaliq, modern-day Beijing, across Central Asia, the Ilkhanate, the Byzantine Empire, Italy, all the way to the western edge of France, visiting Khans, Emperors, Kings and Popes. Our episode today will introduce you to Rabban Sauma and his incredible journey across late 13th century Mongol Eurasia. I'm your host David, and this is Kings and Generals: Ages of Conquest. Sauma was born around 1225 in the city of Yenching, on which Beijing now sits. Yenching of course, we have visited before, when it was known as Zhongdu, the capital of the Jurchen Jin Dynasty. The Mongols took the city after a bloody siege in 1215, which we covered back in episode 7 of this season. Sauma was born to Turkic parents, either Onggud or Uighur, two groups which had long since recognized the supremacy of Chinggis Khan. Sauma's parents were Christians of the Church of the East, often called, rather disparagingly, Nestorians. Nestorius was a 5th century archbishop of Constantinople who had argued, among other things, the distinction between Christ's humanity and his divinity, and that Mary was mother of Jesus the man, but not of Jesus the God. For if God had always existed, then he could not have had a mother. For this Nestorius was excommunicated at the Council of Ephesus in 431 and his followers scattered across the east. From the Sassanid Empire they spread across Central Asia, reaching China during the Tang Dynasty. By the 12th century, the adaptable Nestorian priests converted several of the tribes of Mongolia, from the Naiman, the Kereyit to the Onggud, to which Sauma likely belonged. These Eastern Christian priests stayed influential among the Mongols for the remainder of the 13th century, with a number of prominent Mongols adhering to their faith. Sorqaqtani Beki, the mother of Great Khans Mongke and Khubilai, was perhaps the best known of these. The young Sauma took his Christian faith seriously; so seriously, his parents sought to dissuade him, fretting the end of their family line if their son became a monk. Refusing fine meats and alcohol, Sauma instead hungered for ecclestical knowledge and purity. Accepted into the Nestorian clergy of Yenching in 1248, at age 25 he donned the tonsure and garb of the monk. Developing a reputation for asceticism beyond even his fellow monks, he largely secluded himself in his own cell for 7 years before leaving the monastery for the mountains. His devotion to Christ made him famous among the Nestorians of North China and Mongolia, attracting the attention of a young Onggud Turk named Markos. From the Onggud capital of Koshang in modern Inner Mongolia, Markos was mesmerized by the stories of the holiness of Sauma. The 15 year old Markos marched by himself to Sauma in 1260. Impressed by the youth's tenacity even as he attempted to dissuade him from joining the monastery, Sauma eventually took Markos under his wing. Markos proved himself an excellent student, and within three years was accepted into the Nestorian monastic life. Sauma and Markos became fast friends and pillars of the Nestorian community around Yenching, which by then was the capital of the new Great Khan, Khubilai, and renamed to Dadu, "Great City," or Khanbaliq, "The Khan's City," to Turkic and Mongolian speakers. Khanbaliq is the origins of Marco Polo's somewhat distorted version of Cambulac. While Sauma was happy to spend his life in the mountains near Dadu, Markos was much more energetic, and sought to convince his friend to partake in the most difficult of journeys; to the holy city of Jerusalem to be absolved of their sins. Sauma tried to scare Markos off this goal, and it was not until around 1275 that Sauma was convinced to accompany his friend. They went to Khanbaliq for an escort and supplies, and here news of their mission came to the most powerful monarch on the planet, Khuiblai Khan. Several sources, such as the Syriac Catholicos Bar Hebraeus, attest that Sauma and Markos were sent west by Kublai to worship in Jerusalem or baptize clothes in the River Jordan. Such a task is similar to the orders Kublai gave to Marco Polo's father and uncle, instructed to bring back Catholic priests and sacred oil from Jerusalem for Yuan China. Khubilai often tried to appear a friend to all religions within his realm, and may have felt the need to honour his own mother's memory, as she had been a Christian. That Sauma and Markos went with the blessings of the Great Khan holding his passport (paiza) would explain the favoured treatment they received over their voyage. Interestingly though, the main source for Bar Sauma's journey, a Syriac language manuscript compiled shortly after his death from notes and an account he had made in his life, makes no mention of Khubilai's involvment. Historian Pier Giorgio Borbone suggests it was deliberately left out, instead playing of the religious aspect of the pilgrimage as emerging from Markos and Sauma themselves, rather than imply they only made the journey on the order of Khubilai. Setting out around 1275, Sauma, Markos and an escort began their journey to the west. Through the Yuan Empire they were met by ecstatic crowds of Nestorians coming out to see the holymen, showering them with gifts and supplies. Two Onggud nobles, sons-in-laws to the Great Khan, provided more animals and guides for them, though they warned of the dangers now that the Mongol Khanates were at war. They followed one of the primary routes of the Silk Road, via the former territory of the Tangut Kingdom, the Gansu Corridor, to the Tarim Basin, cutting south along the desolate Taklamakan desert, the harshest stretch of their journey. After staying in Khotan, they moved onto Kashgar, shocked to find it recently depopulated and plundered, a victim of Qaidu Khan. Passing through the Tien Shan mountains to Talas, they found the encampment of that same Khan. Here they minimized any connections they had to Khubilai, instead portraying themselves on a mission of personal religious conviction and prayed for the life of Qaidu and his well being, asking that he provid supplies to assist in their journey. Qaidu let them through, and Sauma and Markos continued on a seemingly uneventful, but strenuous trip through Qaidu's realm, the Chagatai Khanate and into the Ilkhanate. Sauma and Markos' journey to Jerusalem halted in Maragha, chief city of the Ilkhanate. There, the head of the Nestorian Church, Patriarch Mar Denha, found use for these well-spoken travellers affiliated with the Khan of Khans. Mar Denha had not made himself many friends within the Ilkhanate, in part for his hand in the violent murder of a Nestorian who had converted to Islam. As a result the Il-Khan, Hulegu's son Abaqa, had not provided letters patent to confirm Denha in his position, wary of alienating the Muslims of his kingdom. Mar Denha believed monks sent from Abaqa's uncle Khubilai would be most persuasive. Abaqa Il-Khan treated Sauma and Markos generously, and perhaps influenced by his Christian Byzantine wife, on their urging he agreed to send Mar Denha his confirmation. In exchange, Mar Denha was to provide an escort for Sauma and Markos to reach Jerusalem, but the roads were closed due to war between the Ilkhanate and the Mamluk Sultanate. When Markos and Sauma returned to Mar Denha, he told them visiting his own Patriarchate was just as good as visiting Jerusalem, and gave them new titles. Both were made Rabban, the Syriac form of Rabbi. Markos was made Metropolitan of the Nestorians of Eastern Asia, essentially a bishop, and given a new name: Yabhallaha, by which he is more often known, while Rabban bar Sauma became his Visitor-General. Suddenly promoted but unable to return east due to a breakout of war between the Central Asian Khanates, Rabban Sauma and Mar Yabhallaha stayed in a monastery near Arbil until the sudden death of Mar Denha in 1281. His experience with the Mongols and knowledge of their language made Yabhallaha a prime candidate to succeed Mar Denha, and the other Metropolitans anointed him Patriarch of the Nestorians. Wisely, Rabban Sauma encouraged Yabhallaha to immediately seek confirmation from Abaqa Il-Khan, who appreciated the move and rewarded Yabhallaha and the Nestorians of the Ilkhanate with gifts, such as a throne and parasol, as well as tax privileges. Abaqa soon died in 1282, and Yabhallaha and Sauma faced scrutiny under Abaqa's successor, his Muslim brother Teguder Ahmad. Accusations were made that the Nestorians were defaming Teguder Il-Khan in letters to Khubilai. Placed on trial before the Il-Khan, the two friends fought for their innocence and outlasted him. In 1284 Teguder was ousted and killed by Abaqa's son Arghun. Mar Yabhallaha immediately paid homage to Arghun, in him finding a firm supporter. With Arghun's backing, Yabhallaha removed his enemies from within the Nestorian church and strengthened his power. Desiring to complete the war with the Mamluk Sultanate, under Arghun efforts to organize an alliance with Christian Europe against the Mamluks reached new heights. Since the days of Arghun's grandfather Hulegu, the Il-Khans had sent envoys to Europe in an effort to organize a Crusader-Mongolian alliance against the Mamluk Sultans of Egypt. Despite some close attempts, there had not yet been successful cooperation. Arghun was determined to change this and organize the coalition which would finally overcome the Mamluks. Desiring the most effective envoy possible, Arghun turned to Mar Yabhallaha to suggest an influential, well travelled and respectable Christian to send to spur Crusading fervour, aided by promises that Arghun would restore Jerusalem to Christian hands. Yabhallaha had just the man. Turning to his longtime friend, Yabhallaha asked Rabban bar Sauma to carry the Il-Khan's messages westwards. Provided letters for the Kings and Popes, as well as paizas, gold, animals and provisions, in the first days of 1287, after a tearful goodbye with Mar Yabhallaha, the 62 year old Rabban Sauma set out, accompanied by at least two interpreters from Italy in his escort. The first steps of his route are unclear, likely taking the caravan routes from northern Iraq to somewhere along the southeastern Black Sea coast. From there they took a ship to Constantinople and met the Byzantine Emperor Andronikos II. As recorded in the Syriac history of Rabban Sauma, quote: "And after [some] days he arrived at the great city of CONSTANTINOPLE, and before they went into it he sent two young men to the Royal gate to make known there that an ambassador of [Khan] Arghon had come. Then the [Emperor] commanded certain people to go forth to meet them, and to bring them in with pomp and honour. And when RABBAN SAWMA went intothe city, the [Emperor] allotted to him a house, that is to say, a mansion in which to dwell. And after RABBAN SAWMA had rested himself, he went to visit the [Emperor, Andronikos II] and after he had saluted him, the [Emperor] asked him, "How art thou after the workings of the sea and the fatigue of the road?" And RABBAN SAWMA replied, "With the sight of the Christian king fatigue hath vanished and exhaustion hath departed, for I was exceedingly anxious to see your kingdom, the which may our Lord establish!" Emperor Andronikos II politely welcomed the embassy, dining them and providing a house for their stay. Giving the gifts and letters from Arghun, Rabban Sauma met his first frustration as efforts to broach military aid led nowhere. The Emperor Andronikos provided gifts, excuses, and promised exactly no military aid for the Il-Khan. Whatever disappointment Rabban Sauma felt was offset with a tour of the sites of Constantinople, especially the great church of Hagia Sophia. In his homeland churches were small buildings or even mobiles tents; in Ani, in Armenia, he saw a city famous for its many churches. But nothing could compare to the majesty of the Hagia Sophia, the quality and colour of its marble, its 360 columns, the great space and seemingly floating roof. The mosaics, the shrines and relics alleged to date to the earliest days of Christianity, all captured Sauma's heart. Of the church's famous dome, Sauma wrote: "As for the dome of the altar it is impossible for a man to describe it [adequately] to one who hath not seen it, and to say how high and how spacious it is." In his often laconic account of his travels, it is these icons of Christianity which earn the greatest description, and stood out to him more than his usually unsuccessful diplomatic efforts. Departing Constantinople, by sea he set out for Rome. The voyage was rough, and on 18th June 1287 he was greeted by a terrifying spectacle, the eruption of Mt. Etna where fire and smoke ascended day and night. Passing Sicily he landed at Naples, where he was graciously welcomed by Charles Martel, the son of the Napolese King Charles II, then imprisoned in Aragon. From the roof of the mansion Sauma stayed at, on June 24th he watched Charles' forces be defeated by the Aragonese fleet in the Bay of Sorrento. Sauma remarked with surprise that the Aragonese forces, unlike the Mongols, did not attack the noncombatants they came across. European chroniclers attest that later in June, after Sauma had moved onto Rome, the Aragonese began ravaging the countryside anyways. In Rome later in 1287, Sauma's hopes to meet the Pope were dashed as Pope Honourius IV had died in April that year. Finding the Cardinals in the midst of a long conclave to choose his successor, Sauma was welcomed before them as the envoy of the Il-Khan. Unwilling to commit to any alliance without a Pope, the Cardinals instead asked where Sauma came from, who the Patriarch of the East was and where he was located. Avoiding Sauma's attempts to get back to his diplomatic purpose, the Cardinals then shifted to theological matters, grilling Sauma on his beliefs. The Nestorian impressed them with his knowledge of the early church, and managed to deftly slide past the disputes which had caused the excommunication of Nestorius some 860 years prior. Finding no progress on the diplomatic mission, Sauma engaged in a more personal interest, exploring the ancient relics and monuments to Christendom. The account of Sauma's journey indicates he visited "all the churches and monasteries that were in Great Rome." At times, he misunderstood the strange customs of the locals, believing the Pope enthroned the Holy Roman Emperor by using his own feet to lift the crown onto his head. With no progress to be made in Rome until the new Pope was elected, Sauma searched for Kings of the Franks most known for Crusading. After a brief tour of Tuscany, by the end of September 1287 Sauma was in Paris, there greeted with a lavish reception by King Phillip IV, who hosted a feast for this illustrious envoy. In Rabban Sauma's account, he wrote" "And the king of France assigned to Rabban Sawma a place wherein to dwell, and three days later sent one of his Amirs to him and summoned him to his presence. And when he had come the king stood up before him and paid him honour, and said unto him, "Why hast thou come? And who sent thee?" And RABBAN SAWMA said unto him, "[Khan] ARGHON and the Catholicus of the East have sent me concerning the matter of JERUSALEM." And he showed him all the matters which he knew, and he gave him the letters which he had with him, and the gifts, that is to say, presents which he had brought. And the king of FRANCE answered him, saying, "If it be indeed so that the MONGOLS, though they are not Christians, are going to fight against the Arabs for the capture of JERUSALEM, it is meet especially for us that we should fight [with them], and if our Lord willeth, go forth in full strength." Moved by the willingness of the Mongols to restore Jerusalem to Christian hands, Phillip promised to send a nobleman alongside Rabban Sauma to bring his answer to Arghun. With at least one king seemingly onboard, Sauma spent the next month touring Paris, visiting churches and impressed by the great volume of students within the city. Phillip showed Sauma the private relics of the French Kings, including what Phillip claimed was the Crown of Thorns, sold to his grandfather by the Emperor of Constantinople in 1238. Around mid-October 1287, Rabban Sauma had moved across France to Gascony, where the King of England Edward I, old Longhsanks himself, was staying at Bordeaux. Edward was known to the Mongols, having gone on an inconclusive Crusade to Syria in 1271. Abaqa Il-Khan had attempted to coordinate movements with Edward during his campaign, but neither side had been able to line up their forces. Edward, then just the crown prince of England, had succeeded in doing little more than carry out small raids, assist in organizing a treaty between the Kingdom of Jerusalem and Mamuk Sultan Baybars. and survive an assassination attempt. Abaqa had sent envoys in 1277 apologizing to Edward for being able to provide sufficient aid and asked for him to return, but to no avail. Edward, by then the King of England, was by then rather more concerned with France and the conquest of Wales. Ten years in early 1287, Edward had promised to take up the Cross again, and was excited by the arrival of Rabban Sauma late that year. Promising assistance, he invited Rabban Sauma to partake in the Eucharist with him, gave him leave to visit the local churches, and provided gifts and assistance when Sauma went back on the road to Rome. Feeling himself successful, by the time he returned to Rome in early 1288 a new Pope had been elected, Nicholas IV. The first Pope from the Franciscan Order, Nicholas was a man keenly interested in missionary efforts and the restoration of the Holy Land to Christian hands. It was under his aegis that John de Monte Corvino would travel to Dadu to establish a Catholic archbishopric there. Having interacted with each other during Sauma's first visit to the Cardinals, Sauma and the new Pope got on splendidly. Kissing the hands and feet of Pope Nicholas, Sauma was provided a mansion for his stay in Rome and invited to partake in the feasts and festivities around Easter. Sauma on occasion led in the Eucharist beside the Pope, drawing crowds from across Rome eager to see how this foreign Christian undertook Mass. Though the language differed, the crowds were ecstatic that the rites themselves seemed the same. Despite their friendship, no promises of organizing a crusade against the Mamluks were forthcoming. The Pope lacked the influence to send a large body of armed men on yet another disatrous journey. The crusades of the 13th century to the Holy Land had been catastrophes. The most thoroughly organized crusades of the century were those organized by King Louis IX of France. The first had ended in his capture by the Mamluks in Egypt in 1250, while the second had resulted in his death outside of Tunis in 1270. If even this saintly, highly prepared king had been met with failures, then what chance would any other force have? Nicholas wanted to convert Muslims and retake Jersualem, yes, but was very aware of the practicalities involved by this point. And so, Rabban Sauma decided to return to the Ilkhanate. Nicholas asked Sauma to stay in Rome with him, but Sauma insisted he was only there as a diplomat, and it was his duty to return east. The Nestorian did convince the Head of the Catholic Church to give him, somewhat reluctantly, holy relics: a piece of Jesus' cape, the kerchief of the Virgin Mary, and fragments from the bodies of several saints. Along with those were several letters for the Il-Khan, Mar Yabhallaha and Rabban Sauma. Copies of these letters survive in the Vatican archives, and though the letter to Yabhallaha confirms him as head of the Christians of the East, it is surprisingly condescending, explaining basic tenets of Christianity. Embracing Rabban Sauma one final time, he was dismissed and by ship, returned to the Ilkhanate. On his return, he was warmly welcomed by his longtime friend Mar Yabhallaha and the Il-Khan Arghun. Arghun hosted a feast for them, personally serving them and richly rewarding the old man for his great efforts. Yet his efforts came to naught. The Pope had provided no assurances, and despite continued correspondence neither Phillip nor Edward committed men to the Holy Land, too preoccupied with their own conflicts. Arghun sent an embassy in 1289 telling the two monarchs that he would march on Damascus in January 1291 and meet them there. Distracted by turmoil on his borders, Arghun instead died of illness in March 1291. Acre, the final major Crusader stronghold, was taken by the Mamluks two months later, ending the Crusader Kingdoms and the possibilities of European-Mongol cooperation. Despite some outrage in connected circles in Europe, the fall of Acre merited no revival of any Crusader spirit for the region. Rabban Sauma largely retired to his own church for his last years, but along with Mar Yabhallaha continued to visit the court of the Il-Khans, particularly Geikhatu who continued to patronize minority religions of the Ilkhanate. Perhaps in 1293 they met another international traveller; Marco Polo, who spent much of that year in the Ilkhanate during his return from China. We have no way of confirming this, though we can imagine Geikhatu Il-Khan introducing two men who had both travelled across the continent, humoured by the individuals brought together by Mongol rule. Polo had arrived in China around the same time that Rabban Sauma and Markos had begun their own western journey. As Marco had spent much of his time in China in Bar Sauma's city of birth, perhaps Polo told him of the things he had missed in the last twenty years, what had changed in Dadu and what had stayed the same, stirring memories in Rabban Sauma of land and family that he never saw again. Rabban Sauma died in January 1294, leaving his friend Mar Yabhallaha alone in an Ilkhanate that, after the death of Geikhatu and conversion of the Ilkhans to Islam, grew increasingly mistrustful and hostile to non-Muslims. By the time of Mar Yabhallaha's death in 1317, the brief flourishing of the Nestorian church under Ilkhanid patronage was over, and their influence across Central Asia dissipated with the continued conversion of Mongols across the region. The journey of Rabban Sauma was forgotten. His persian diary on his voyages was translated into Syriac not long after his death but was lost until its rediscovery in the 19th century. Translated now into several languages, Sauma's journey shines another light on the integration of East and West under the Mongols, when for the first time a Christian Turk from China could travel to the Pope and Kings of Europe. Our series on the Mongol Empire in the late thirteenth century and fourteenth century will continue, so be sure to subscribe to our podcast. If you'd like to help us keep bringing you great content, please consider supporting us on patreon at www.patreon.com/kingsandgenerals, or consider leaving us a review on the podcast catcher of your choice, or sharing this with your friends. All your efforts help immensely. This episode was researched and written by our series historian, Jack Wilson. I'm your host David, and we'll catch you on the next one.
Mar 22, 2021 • 23min
2.43. History of the Mongols: Death of Khubilai
The weight of years will bear down on each of us heavily, from the humblest farmer to the most august monarch. And Khubilai Khan, mighty even among the mighty, over his nearly forty year reign found even his immense energies sapped by this burden. Age, grief, the rigours of government, and military defeats ground down the vision of Khubilai, and in reaction he directed his energies to drink and food. In the vacuum left behind, corruption grew like mold on the young Yuan Dynasty, sowing problems neither Khubilai nor his successors would be able to solve. Today, we look at the last years of Khubilai Khan, the end of an era in the Mongol Empire: I'm your host David, and this is Kings and Generals, Ages of Conquest. For the past few episodes, we have dealt with Khubilai's long reign. First, we dealt with his conflict with his brother Ariq-Boke for the Mongol imperial throne. Khubilai was victorious by 1264, but in his victory was left with hardly even a nominal mastery over the western Khanates of the empire: the Golden Horde, Chagatai Khanate, Ilkhanate and Ogedeid Khanate under Qaidu were all effectively independent powers by the time of Khubilai's victory. As a result, Khubilai focused his attention on China. Over three episodes we detailed Khubilai's renewed effort to end the long war with the Song Dynasty, a victory finalized by 1279 which marked the conquest of China, almost 60 years since Chinggis Khan had first attacked the Jin Dynasty. Then, we looked at Khubilai's efforts to build his administration from 1264-1279, the period of his greatest energy and vision. By all standards, Khubilai was an impressive monarch, merging Mongolian and Chinese imperial traditions into a carefully balanced new system which, in many areas, seems to have genuinely sought to reduce the burdens upon Khubilai's subject population. Our following episodes dealt with the beginning of the end of Khubilai's good fortune. In Japan, Vietnam, Myanmar and Java, Khubilai's military forces met with either inconclusive, or outright diastrous results. A stunning expenditure of resources and lives for little in the way of strategic gains, the efforts to meet these costs required imaginative efforts on the part of Khubilai's finance ministers- the topic of our previous episode, looking at the so-called Three Villianous ministers, Ahmad, Lu Shih-jung and Sangha, and the animosity they inspired from the top levels of Khubilai's government to the subject population. For Khubilai, the successive defeats were not just a shock in comparison to the overwhelming victories over the previous decades, but were more alarming in a personal manner. In both the Mongolian and Chinese imperial traditions, the right to rule rested on the support of Heaven. Heaven's support always manifested itself in bountiful harvests, good climates, good governance and military victories. For the Mongols, the many amazing conquests of the thirteenth century had demonstrated Eternal Blue Heaven's desire for the Mongols to rule the whole of the world. Khubilai had firmly believed that the ultimate destiny of the Mongols, and his destiny, was that his rule would include everything beneath the blue sky. There simply could not have been an alternative to this. So to be met with the alternative; that is, successive rounds of wasteful defeats in foreign countries from the late 1270s through the 1290s, must have come not just as an immense shock, but a blow to Khubilai's own psyche. Coupled with the knowledge of his loss of control over the Khanates in the west of the empire, and the rebellion he faced within and along his borders, Khubilai would have struggled with a sense of failure; his failure to complete the mission begun by his grandfather, great Chinggis Khan. Aside from defeats and failure in his foreign policy, the internal matters of Khubilai's realm also saw the failure of many of his efforts to actually run his empire, and failures in his personal life. After 1276, the seizure of the Song Dynasty's capital at Hangzhou, and especially after 1279, with the final defeat of the Song holdouts on the island of Yaishan, Khubilai Khan began to steadily reduce his role in the governance of his empire. By the end of the 1270s, Khubilai was already in his sixties. His efforts over the 1260s and 70s had been physically draining on him, having thrown himself in military campaigns, restructuring government and administration. By the end of the 1270s, a largely successful decade marred only by the failure of the first invasion of Japan, Khubilai was in essence high on his accomplishments, but burned out from the pressures of ruling. From the turn of 1280 onwards marked a significant change in Khubilai's method of rulership. The hands-on monarch in weekly and daily discussions with his advisers on the running of the empire making sweeping plans turned into a man steadily withdrawing and becoming disinterested with the actual running of the government. The causes of this were multi-faceted, and we shall address them in turn. First will be Khubilai's personal losses, and then the rigours of government causing his disillusionment, which only exacerbated the problems the Yuan realm faced. Over the 1270s and 80s, Khubilai suffered rounds of losses among his family and in his closest advisers. Perhaps the greatest of these was the deaths of wife Chabi and his favourite son and heir Jinggim by the mid-1280s. Chabi was not Khubilai's first wife; she had alreadydied some years prior. But Chabi had been the one with whom he placed the greatest trust and love into, setting her opinion above nearly all others. Of all his wives, it is her that we know the greatest detail of, and her official portrait is the only one of Khubilai's wives to survive. Her counsel had been an important pillar of support throughout their marriage; it was likely on her urging that Khubilai made the decision to challenge his brother Ariq Boke, the apparent favourite, for the throne. She pushed Khubilai towards Buddhism, her own religion, and brought Khubilai's attention to individuals who became key members of his government, such as a certain Ahmad Fanakati. Not coincidentally, it was their son Jinggim who was groomed to succeed Khubilai, recieving an education from the finest minds of Khubilai's advisers. Indicative of the influence of his Chinese advisers and in an attempt to prevent the succession crisis like those which followed the deaths of the previous Great Khans, in 1273 Khubilai made Jinggim his heir apparent, the crown prince. Having been groomed for the role since a young age, Jinggim played a major role in the government over these years, heading the Ministry of War and granted jurisdiction over other Secretariats. Indeed, Jinggim's favour was necessary in the 1280s for anyone wishing to maintain their power in the Yuan government; both Ahmad Fanakati and Lu Shih-Jung fell afoul of him before their ultimate demise. Chabi and Jinggim were in many respects the cornerstones of Khubilai's personal life. Chabi's death in 1281 struck Khubilai particularly hard and did much to advance his withdrawal from politics. In the first half of the 1280s, Khubilai seems to have left Jinggim in the role of arbitrator; it is here that we see his major actions against both Ahmad and Lu Shih-Jung. It was directly with his instigation that Lu Shih-Jung was removed from office, and likely his permission had been granted, perhaps indirectly, for the powerful Ahmad to be murdered. So great was this process that some courtiers were advising that the ever-more distant Khubilai should abdicate in favour of the more energetic Jinggim. It seemed to anger Khubilai, but the confrontation between father and son was avoided when Jinggim suddenly died in 1285, aged only 43. Not only did this upend his plans for his dynasty, not only was it an emotional blow to lose his favoured child, but it left him with no other son prepared as Jinggim had been to step up to the position. Khubilai could not abdicate now even if he wanted to, forcing the Yuan realm to be anchored to the distraught Khubilai. Neither were Chabi and Jinggim the only members of his family to predecease him; a number of his sons such as Dorji, Manggala, Hugechi and Qutluq-Temur, as well as grandsons, died before Khubilai as well. His brothers had all died in the 1260s. Despite a great number of wives and children, Khubilai must have been feeling a deep loss and loneliness throughout his final years, something which manifested his focus on drinking and eating his pain away. Khubilai had over the 1250s and 60s cultivated, to paraphrase his modern biographer Morris Rossabi, a veritable kitchen cabinent of advisors to help him deal with the grand effort to rule China. These were Confucian, Taoist and Buddhist scholars and monks who knew the problems the Chinese population faced well, and were able to press upon Khubilai the need for moral government. They were able to demonstrate Khubilai the necessary steps to help legitimize his rule to the Chinese and therefore ease the acceptance of Mongol overlordship. Under their encouragement Khubilai had declared the Yuan Dynasty and adopted many of the trappings of a Chinese dynasty, portaying himself as a successor to the Song and heir to the great Tang Dynasty. Reliable companions and advisers for years, many of these men had also educated Khubilai's children, and helped restrain some of Khubilai's worst impulses. So it was to Khubilai's rulership a great losses when his chief advisers died with a shocking consistency over the 1270s; Liu Ping-Chung in 1274, Shih Tienzi in 1275, Chao Pi in 1276, Yao Shu in 1279, and Tou Mo and the 'Phags-Pa Lama in 1280. The effect was two fold. These men had been the best source of advice for dealing with the Chinese and balancing the religions of his empire. Without them, Khubilai's handling of the relationship with the Chinese population and religious matters became noticably clumsier over the 1280s. The other consequence of their losses was an ever greater reliance on non-Chinese and Central Asians in the government. With less connection to the Chinese, they became the faces of stiffer treatment to the Chinese of the Yuan realm and further widened the gap between the Mongol rulers and the majority of the subject population- a matter best personified by the so-called "three villainous ministers," who we addressed in our previous episode. In addition to these personal losses, by the 1280s Khubilai good luck in governance and wars was coming to an end. As our previous episodes have dealt with, after 1279 Khubilai's military ventures were generally inconclusive or outright disasters. One of the most significant consequences of this was the cost. The war against the Song Dynasty had entailed an immense mobilization of men and resources and a construction of a massive fleet of river ships. The costs of the Song war were offset from the victory and massive growth of the taxpayer base and access to the southeast Asia trade. The other military efforts did not see such a balance. The invasions of Japan in 1274 and 1281 for instance were catastrophic failures. Huge warships, vast numbers of men, horses and supplies were simply lost to the waves. The Korean peninsula had provided much of the ships, men and grain for the fleets, and particularly after the long and destructive Mongol war to capture the peninsula, the result was an economic disaster and starvation throughout the peninsula. Korea required yearly grain shipments well into the 1280s to avoid the collapse of the fragile Korean monarchy, which had spent most of the last century as puppets for military dictators. Even for the Mongols, war had to be paid for. The wars launched by Khubilai over his reign were far cries far from nomads and their herds travelling across the Eurasian grasslands. An attempt to cover this was made by employing that one trick economists 'love:' printing more money. Khubilai used paper money his entire reign, and careful management had kept the value up. But the extraordinary demands of the military efforts, court, government upkeep, construction of his capitals at Dadu and Shangdu, and general corruption kept the government's costs only ever increasing, and over the 1270s the issuance of paper money increased in an attempt to accommodate this. The result of this, as any basic economics class will tell you, is inflation. Printing increased in 1276 to cover the cost of the Song War and failure of the first invasion of Japan, and in the 1280s inflation became a real problem. The pressure became ever-greater on the finance ministers like Ahmad Fanakati to solve or abate this, but their efforts resulted in anger from a population feeling over-taxed and taken advantage of. Facing stiff opposition from other members of the government, Ahmad and the other men tasked with solving the issue of inflation, such as Lu Shih-Jung and Sangha, had a thankless job which only ended in their early and very bloody retirements- you can revisit our previous episode on them to learn more about their troubles attempting to carry out the will of Khubilai. While the Three Ministers may not have actually been dastardly, villianous men, their court conflicts, and immense influence, speak to Khubilai's ever increasing dissociation with the task of governance over the 1280s. Khubilai by then was simply assigning demands and leaving it up to these ministers to deal with them. Without guidance or oversight on his part, he usually only involved himselfonce it came time for these men to be arrested and executed on whatever pretence was necessary. Khubilai was more preoccupied with hunting- or rather, lounging from his palanquin built on the back of four elephants, while hundreds of riders ran before him. The main area in which Khubilai still showed the greatest interest was foreign policy. He continued to demand invasions and retaliatory raids. As we saw over the previous episodes, over the late 1280s and early 1290s he sent attacks and fleets against Vietnam, Burma and Java. Even Sakhalin Island, the large island off Russia's east coast and north of Japan in the Sea of Okhtosk, saw attacks by Yuan troops almost every year in the 1280s. Yet none resulted in the great victories he wanted to assauge his ego and sense of failings. While Khubilai was dealing with foreign ventures, he had a more serious problem in the form of uprisings and rebellions in his territories. From 1279 until 1284, the province of Fujian on the southern Chinese coast saw rebellions which were only put down with difficulty. By 1289, it was to the point that for most of the population southeast of the Yangzi River, it was forbidden for them to own bows and arrows. A rebellion in Tibet in 1280 was swiftly put down by Sangha, but turmoil broke out again in 1285 and was not crushed until 1290; and then, only with a great loss of life. Commanded by one of Khubilai's grandsons, Temur Buqa, the Yuan army killed at least 10,000 and burned the temples of leaders of the revolt. Most frustrating was problems to be found among his own family and in Mongolia. His border on the western edge of Mongolia along the Altai mountains, brought him into contact with the Chagatayids and Qaidu, the Ogedeid master of Central Asia. Their long resistance to Khubilai greatly disrupted his attempts to control the Central Asian trade lines, and though they never posed a true danger to Khubilai's empire, they could threaten the security of Karakorum, the original Mongol imperial capital. For this reason Khubilai stationed many of his Mongolian troops there along the border, from 1271 onwards under the command of his son Nomukhan. Nomukhan's post was disrupted when a number of his commanders- sons of Khubilai's late brothers, the Grand Khan Mongke and Ariq Boke- revolted in 1276, captured Nomukhan and handed him over to the Golden Horde, where he would be detained until 1284. The rebellious princes occupied Karakorum, and could not be ousted until 1282, though they failed to coordinate with Qaidu. The most serious uprisings among his family occurred in Manchuria. Here, many of the descendants of Chinggis Khan's brothers and half-brothers had been granted territory early in the 13th century, where they were usually overlooked by the Great Khans. They had gotten used to ruling with great autonomy, and Khubilai's efforts in the 1280s to increase his authority there -coinciding with expansion towards Sakhalin island- prompted dissent and finally revolt among a number of commanders. The most well known and powerful of these was Nayan, a Nestorian Christian and descendant of Chinggis Khan's youngest brother Temuge. Khubilai's star general of the conquest of the Song, Bayan of the Ba'arin, was sent to investigate the rumours of Nayan's dissent, and only narrowly escaped a trap for him Nayan set at a banquet. By early 1287, Nayan was in open revolt against Khubilai Khan, and worry came of cooperation between him and Qaidu; together, it was feared, they could coordinate and cut Khubilai off from Mongolia entirely. In what we might consider Khubilai's final hurrah, the 72 year old obese, gout and rheumatism riddled Khan of Khans mounted his horse one last time- or might we say, his elephants. Commanding from a tower built on the backs of four elephants, Khubilai and his army set out with surprising speed. Nayan had openly revolted at the start of 1287; by July of that year, Khubilai's army had fallen upon him, routing his forces, capturing Nayan and killing him. As per custom, Nayan was bound in a carpet and beaten to death. So swiftly had Khubilai moved, that Qaidu, as far as we can tell, never had the opportunity to cooperate with Nayan, though for more on the rest of Qaidu's history with Khubilai, you'll have to see our episode dedicated to him. This was the last campaign Khubilai took part in. Khubilai had never been in the best shape, and his descent into food and drink and old age in the 1280s took a harsh toll on his body. Hardly able to walk due to gout and rheaumatism, obese and in chronic poor health, Khubilai sought doctors from as far as southern India to bring him relief. None could aid him. Frustrated, alone and depressed, despite being the most powerful monarch on earth he was powerless to fix the problems that plagued him. He had become the Khan of Khans, but had lost authority over the rest of the Mongol Empire. He had conquered China, but struggled to manage with the task of governing it as well. He had lived long enough to ensure his sons would inherit a strong realm and would not face serious challenges from another branch of the family; but he had now outlived his designated heir and allowed corruption to set in in his idleness. Seeking solace in drink and food, Khubilai withdrew from government for the last years of his life. Outliving his friends, closest wife, the morose Khubilai's health worsened steadily. Few of his old comrades still lived, and their visits to him in the 1290s,such as Bayan of the Ba'arin, brought no pleasure. Falling ill over winter 1293, his courtiers prepared for the final days. On February 18th, 1294, aged 83, Khubilai Khan, son of Tolui, grandson of Chinggis Khan, died in his imperial capital of Dadu. His body was carried north for the customary secret burial on Mt. Burkhan Khaldun, joining his brothers, uncles and illustrious grandfather. The last Great Khan to have ever met Chinggis, Khubilai must have faced his final days with a sense of doubt and failure for his memory, having failed to complete the conquest of the world and overseen the break-up of their empire. A man of vision and energy, Khubilai had outlived his usefulness. Had he died in 1280, he may have left his dynasty with more vigour with the ascension of his talented and educated son Jinggim. But with the death of his designated heir, Khubilai had chosen Jinggim's son Temur Oljeitu to succeed him. At a quriltai, the late Khubilai's choice was confirmed, and in May 1294 Temur Oljeitu was duly enthroned as Khan of Khans, ruler of an empire transformed from the one his grandfather had seized 44 years prior- one we might say, had already slipped past its prime. Little over 70 years after Khubilai's death, his successors would be pushed from China. Our story of the fate of the Mongol Khanates will continue, so please subscribe to our podcast to continue. To help us keep bringing you great content, consider supporting us on patreon at www.patreon.com/kingsandgenerals. This episode was researched and written by our series historian Jack Wilson. I'm your host David, and we'll catch you on the next one.
Mar 15, 2021 • 26min
2.42. History of the Mongols: Three Bad Ministers of Khubilai
"You must know that, as we shall tell you later on, the Great Kaan has entrusted to twelve men the task of attending, as seems best to them, to all territories, governments, and everything else. Among these twelve men, there was a Saracen, [Ahmad] by name, a shrewd and capable man, who above all others enjoyed great power and influence with the Great [Khan], who loved him so much that he gave him every liberty, for, as was found after his death, this [Ahmad] laid such a spell over the Kaan with his sorceries that the latter placed absolute faith in his words, paying them the closest attention. Thus he was able to do all that he wished. He it was who distributed all governments and offices, and punished all offenders. And every time he wished to encompass the death of someone he hated, whether justly or unjustly, he would go to the [Khan], and say, "Sire, such a man is worthy of death, for he has offended your Majesty in such a way." Then the [Khan] would say, "Do what thou thinkest most fitting." And straightway he would have the man put to death. Hence, seeing the complete liberty he enjoyed, and that the Lord placed absolute trust in his words, no one dared cross [Ahmad] in anything whatsoever." So the Venetian traveller Marco Polo, in the Benedetto translation, introduces Ahmad Fanakati, the famous "evil finance minister" of Khubilai Khan. Ahmad, the first of Khubilai's "Three Villianous Ministers," as they're termed in the Chinese sources, is often used to symbolize the decay and corruption of Khubilai Khan's final years. Where Khubilai had once been a vigourous monarch attending to every detail of state, by the 1280s his interest and energy for governing declined with every year. Having taken you through the inconclusive, expensive and disastrous foreign miltiary expeditions of Khubilai's last years, we shall now take you to the political and personal failings of Khubilai's twilight, beginning with the Three Villianous ministers- Ahmad Fanakati, Lu Shih-Jing and Sangha. I'm your host David, and this is Kings and Generals, Ages of Conquest. Ahmad, the first of the "Three Villianous Ministers," was a Muslim from Central Asia who had been a favourite of Khubilai's wife Chabi. Appointed to Khubilai's Central Secretariat in 1262, Ahmad's power and influence rapidly rose through his canny ability. For a refresher on the secretariats and government structure of Khubilai, you can check back to episode 37, "Kublai Khan's Reign." By 1264, Ahmad was Vice-Chancellor of the Central Secretariat, and in 1271 was even briefly appointed as head of the newly made Supreme Secretariat. His primary responsibility in Khubilai's service was as a finance minister, tasked with providing the Great Khan more and more revenues. In this position he promoted trade, particularly with Central Asia and sought to increase the number of taxable households in the empire- usually by tracking down those who had escaped prior registration. Ahmad also oversaw further progress on implemention of regular land taxation, one of those ever-present problems of the Mongol administration in China, as well as new taxes on merchants. One of his most noteworthy efforts was the expansion of government monopolies; iron producing regions would have to provide yearly quotas of iron to the government, which would be turned into tools and farm implements to be sold back to farmers. After 1276 Ahmad forbade the private production of copper tools, making it a privilege of the government to produce and sell these, usually in exchange for grain. The yearly revenue from the strictly enforced salt monopoly increased dramatically over the 1270s and early 1280s, and monopolies on tea, liquor, vinegar, gold, silver - all traditional monopolies of the Chinese state- were enforced under Ahmad's supervision. None of Ahmad's financial policies in and of themselves indicated an expectional cruelty on his part or hatred towards the Chinese. Rather, he was enacting the will of Khubilai, who was making ever increasing demands for income. Ahmad had to choose between more state revenues or looking to fail the Great Khan, and judged, rather wisely, it was better to come up with more revenue. Ahmad carried out his mandate thoroughly, and for this earned as much love as any thorough tax collector will- i.e, not very much. If we are to believe the sources, the Chinese at large hated and cursed him for his policies, and the fact that he was a foreignor. Khubilai, as Ahmad's backer, thus found his own standing harmed in their eyes. However, whatever "public opinion" was regarding Ahmad does not particularly matter: the Mongols never showed themselves really concerned with how the masses viewed their ministers. The fact that Ahmad was bringing in the revenue streams and trying to handle the tricky task of incorporating the former Song territories into the Yuan Empire mattered more to Khubilai than the cursings of merchants. The reason that Ahmad has become so infamous comes not from his taxation policy and treatment of the lower classes, but his treatment of the elite and other members of government: the ones who wrote the sources we use for learning of Ahmad's career. Khubilai over the 1270s seems to have given minimal oversight to Ahmad, trusting him to get results and engaging less and less often in meetings. Left to run things how he desired, Ahmad sought to secure his position, placing his friends, allies and family in government positions. One of his sons was placed into the lucrative position as darughachi of Hangzhou, the capital of the late Song Dynasty. He also sought to run his political foes out of the bureaucracy; in at least one case, a political enemy was hounded into execution. Often he butted heads with Khubilai's other advisers, especially Confucians and Buddhists. The Chancellor of the Right, Antung, blocked an attempt by Ahmad to place a son in prominent position in Khubilai's capital of Dadu; respected advisers like Shi Tienzi fought Ahmad's tax policies. Their resistance brought the dissolution of Ahmad's brief post as Administer of the Supreme Secretariat, and their collective complaints about a lack of oversight over Ahmad forced Khubilai to grant his son Jinggim authority over Ahmad's actions. But as many of these most stalwart adivsers died off in the 1270s, Ahmad's power increased, and fewer voices were there to whisper against him. His influence grew so great that Rashid al-Din, a contemporary who served as vizier of the Ilkhanate, described Ahmad as the vizier of Khubilai's Yuan Dynasty. . Ahmad accused his remaining foes of embezzlement, adultery and "unbecoming personal conduct," which succeeded in driving a number from office. Similar accusations were hurled back at Ahmad himself, pointing to cronyism, personal enrichment, taking bribes and manipulating gold and silver rates for his own gain. Detractors accused him of allowing and even promoting abuses in the system, and that his continued issuing of paper money was causing inflation and therefore encouraging the subjects to hoard their own gold and silver. The most famous accusation against Ahmad, repeated in the Yuan Shi, by Marco Polo and Rashid al-Din, is that he was a lechourous pervert, stealing wives, daughters and mothers for his insatiable sexual desires. To quote Marco Polo, "There was no fair lady whom if [Ahmad] wanted her, he did not have at his will, taking her for wife if she was not married, or otherwise making her consent. And when he knew that anyone had some pretty daughter, he had his ruffians who went to the father of the girl saying to him, What wilt thou do? Thou hast this daughter of thine. Give her for wife to [Ahmad] and we will make him give thee such a governorship or such an office for three years." Rashid al-Din for his part, is hardly more subdued in his description of Ahmad's "female interests," stating simply that Ahmad had some forty-one wives and four hundred concubines. There was likely a bit of truth in these accusations: it seems Ahmad was engaging in cronyism, personal enrichment and a bit of adultery on the side, but the scale of the issue was almost certainly overstated by his unsympathetic chroniclers. Further, none of these would be vices unique to Ahmad's service in government. Regardless, it's clear that there was a lengthy conflict going on in the upper uchelons of the Yuan bureaucracy over the 1270s and 1280s, one which Khubilai seemed content to turn his gaze away from. Notably, Ahmad had an openly poor relationship with the crown prince, Khubilai's son Jinggim. According to Rashid al-Din, Jinggim's dislike was so open for the finance minister that one day Jinggim struck Ahmad on the head with his bow, causing him to bleed profusely. Ahmad went before Khubilai, who inquired as to what had happened. Attempting to be diplomatic, Ahmad answered that he had been kicked by a horse, to which Jinggim, standing nearby, shouted "art thou ashamed to say that Jinggim hit thee?", and then proceeded to punch Ahmad a number of times, right infront of Khubilai. Rashid al-Din and Marco Polo both agree that Ahmad lived in fear of Jinggim, which seems rather reasonable. Interesting for this anecdote, Rashid al-Din is silent on Khubilai's response to Jinggim's assault, surprising given his usually pro-Khubilai stance. Rashid may have been uninterested in commenting on Khubilai allowing mistreatment of a long serving Muslim servant, or it may have been that Khubilai, characteristic of this period, offered no response. Khubilai was either ignoring the open disputes rocking the top levels of his government, or completely oblivious to them, and remained content to focus on the revenue Ahmad was bringing in. Either option speaks to Khubilai's growing disinterest in governance and dereliciton of his duties. Marco Polo, who adored Khubilai, sought to explain away his hero's inaction by stating that Ahmad had bewitched the Khaan. The tension with Ahmad and his foes reached a breaking point in April 1282. Every year, Khubilai and most of the royal court, including Jinggim, made the trek to the steppe to spend the summer in his secondary capital, Shangdu, the famous Xanadu of Marco Polo. It's likely the Venetian accompanied them on the trip this year. While the Khan and crown prince were absent from the imperial capital of Dadu, Ahmad's foes made their move- possibly with the tacit approval of Crown Prince Jinggim. The conspiracy was led by a Chinese fellow named Wang Zhu, who, if we are to believe Polo, had his mother, wife and daughter all fall prey to Ahmad's urgings. One night the conspirators sent a messenger to Ahmad, telling him that Jinggim had returned unexpectedly and demanded to see him. The worried Ahmad came forth at once to the palace, where he found the conspirators sitting in a dark room lit by sparse candlelight. Bowing before whom he assumed to be Jinggim, the conspirators swung their swords and removed Ahmad's head. The guards were quick to the scene and killed the perpators, sending a message at once to Khubilai of what had happened. A furious Khubilai returned quickly to Dadu and unleashed hell upon the conspirators still alive and buried Ahmad with full honours. But the survivors in time finally convinced the Khan of Ahmad's digressions and lechery, though it seems the defining moment came when one of the "lost" jewels from one of Khubilai's crowns miraculously turned up in the late Ahmad's private residence. Marco Polo, who writes that he was at Khubilai's attendance on his return to Dadu, vividly describes the Khan's reaction. Roaring with anger, Khubilai had Ahmad's sons and wives rounded up; those found guilty were flayed alive and their fortune confiscated. Ahmad's body was exhumed and placed on display, it's head removed and crushed by a cart; and the rest fed to Khubilai's dogs. So ended Ahmad's tenure as finance minister and a purging of a number of his associates. Ahmad's actions seem to have furthered an anti-Muslim policy Khubilai had been developing since 1279. The original incident which brought this on, according to Rashid al-Din, was a refusal of Muslim merchants to eat non-halal meat offered to them in Khubilai's court, an offense which Khubilai took personally. Khubilai ordered that whosoever slaughtered animals in the Muslim fashion would in turn be killed and their family and property given over to whoever informed on them. Circumcisions were likewise forbidden, on pain of death. It also may have been an effort by Khubilai to placate some of the Chinese or even Mongols by making an appearance to restrict the privileges of Muslims in the government, and further encouraged by his anger at Ahmad Fanakati. Regardless of the cause, it resulted in a number of greedy individuals using Khubilai's decree to kill Muslims and seize their property. Rashid al-Din indicates that a number of powerful and wealthy Muslim merchants in the 1280s chose to flee the Yuan realm, or refused to travel there in the first place, rather than face the Khan's scruple-less enforcers. This reflects Khubilai's inability to handle any religious matters carefully in these years. The man who had once headed a famed Buddhist-Taoist debate in the 1250s, now responded to perceived abuses by Taoists in the 1270s and 80s with violence. A conflict between Taoists and Buddhists turned bloody in the streets of the imperial capital, and a group of Taoists attempted to frame Buddhists for a fire attack on a Taoist temple in Dadu. When the plot was discovered, Khubilai had the Taoists involved variously executed, their noses and ears chopped off, and others exiled. Continued circulation of certain Taoist texts banned after the earlier debate resulted, in 1281, with Khubilai ordering all Taoists texts other than Lao Tzu's Tao Teo Ching to be burned and their printing blocks destroyed. Restrictions were imposed on Taoist charms, incantations, and magic, while some Taoist monks were forcibly converted to Buddhism. After Ahmad's death in 1282, Khubilai promoted one of his associates, a Chinese named Lu Shih-Jung, to the post of Chancellor of the Left. In this position, he took over many of Ahmad's former financial responsibilities, and subsequently earned himself the place as the Second of the Three Villianous Ministers. One may have assumed placing a Chinese in this position was intended to placate some of the anger felt at the Yuan financial system, though it did little good. While vitriol could be hurled at Ahmad for his actions, Ahmad himself was not the source of the problems. The immense revenue demands of Khubilai and the Yuan government were not abating as more military expeditions were launched; the second invasion of Japan was undertaken in 1281, in 1282 Sogetu's army landed in Champa and in 1283 an attack was launched on the kingdom of Pagan, in addition to the expenses of the court, the government and public works. It was a thankless task to try and cover this, and Lu Shih-Jung found himself no better off than Ahmad. More monopolies were enforced, salt licenses were made more expensive, and rich households that were avoiding monopolies were cracked down on. He increased the issuance of paper money and tried to increase government control of the copper coinage and silver, which only contributed to the inflation. In an attempt to secure his position and actually carry out his policies, Lu Shih-jung sought to place his allies in power and run his enemies out of office. All this succeeded in doing was stiffening resistance against him, until finally Jinggim himself grew frustrated with him. Khubilai was finally forced to interact, having likewise turned a blind eye to the minister and court conflicts as long as the money kept coming in. On Jinggim's urging, in early 1285 Khubilai dismissed Lu Shih-jung from office, had him arrested and by the end of the year, executed. The last of the so-called Three Villianous Ministers was a Buddhist named Sangha, either a Uighur or Tibetan. Having supported Lu Shih-Jung and been in the staff of the 'Phags-Pa Lama, Khubilai had long taken a liking to the experienced and capable Sangha. By 1275 he was placed in charge of the Office of Buddhist and Tibetan Affairs, and in 1280 successfully crushed a revolt in Tibet. After the deaths of Ahmad and Lu Shih-Jung his importance increased dramatically, culminating in his appointment as Chancellor of the Right in 1287 and expansion of his influence across the entire government. Like Ahmad and Lu Shih-Jung, Sangha also had the undesirable task of paying for Khubilai's expenses, and likewise enforced monopolies and new taxes, to the ire of many. He tried to tackle the matter of inflation head on via currency reform instead of just printing more money. In 1287 he persuaded Khubilai to replace the existing paper money with a new unit, which the subjects were to exchange their current paper money for on a five-to-one basis. To put another way, Sangha was seeking to reduce the amount of money in circulation, and thereby reduce inflation. No matter how well meaning it was, it succeeded in angering many who felt they were devaluing themselves for notes of lesser value. Perhaps the most notable project Sangha oversaw was the expansion of the Grand Canal to the capital of Dadu. Canals had long been a part of Chinese trade networks; as China's many rivers generally flow west to east, speedier movement could be attained by digging north-south canals to connect them. Under the Sui and Tang Dynasties, when most of China's north and south were unified, came the first great connections of these canals, tying the Yellow and Yangzi Rivers- China's two great arteries- together in what came to be called the Grand Canal. After the fall of the Tang, the division of China between Liao, Song and Jin had left little reason for the maintenance of these north-south canals, and the route was largely left to silt up. With unification under the Mongols, there was once again an impetus to restore it. While Khubilai had been quite forward thinking in many respects to the requirements of his great capital of Dadu, he found that supplying it with its necessary grain was proving difficult. Khubilai wanted to use the great production regions of southern China and the former Song territory to supply Dadu, and initially hoped to rely on the coastal route, with ships making the long journey bearing the foodstuffs. While there was some successes here, the route was perilous. Shallow waters and storms off the Shandong Peninsula and Gulf of Bohai brought many of these shipments to the bottom of the sea. Such was the fate of over a quarter of the fleet bearing the grain in 1286. With the sea route too unreliable, it was decided to dig a proper canal to connect north and south- not only better supplying Khubilai's capital, but tying his empire closer together as well. Some canal projects had started as early as 1283, but it was Sangha who suggested a massive, 217 kilometre, or 135 mile, expansion of a vast Canal to bring supplies right into Dadu. By February 1289 the bulk of the work was completed, with expansions over the 1290s which allowed ships to sail from Hangzhou right into the heart of Dadu. The Canal was an impressive structure- much of the Yuan canal system, with upgrades and expansion, remained in use until the 1850s when flooding irreparably damaged much of it. But it was a massive expense; some three million labourers had to be mobilized for the construction, and it required even further expenditure for basic maintenance to prevent it from silting up. Though it served its purpose in providing for the supply of Dadu, it was another cost that men like Sangha had to try and cover. Another area Sangha found to help bring in further resources was to try to revitalize the Central Asia trade and increase taxes on merchants. In order to do this, Sangha needed to encourage the travel of Muslims to China, something hamphered by Khubilai's anti-islamic promulgations. It took until 1287 for Sangha to succeed in getting Khubilai to rescind his bans on halal slaughter and the like- convincing Khubilai not on the basis of compassion, but on the revenues they would provide. In the following years Sangha did receive Khubilai's support for schools for educating on Muslim languages and scripts to assist in trade contacts. This was rather typical of Sangha, who on a whole favoured many of the men from the 'western regions,' of China, what we today would deem 'non-Han' peoples. Muslims, Tibetans, Uighurs, all found protection and patronage from Sangha. All of his major-apointees to positions of power came from these non-Chinese groups, which of course did little to endear him to his Chinese enemies. Like his predeceassors, he forced his enemies from their offices and appointed his friends and allies. In the increasingly faction divided Yuan government, with little direct interference from an ever-more out-of-touch Khubilai, removing enemy voices and appointing friendly ones was one of the best means to not just stay in office, but actually enact some policies before they became bound up in intrigues and infighting. Of course, Sangha therefore suffered from the standard accusations of cronyism, enriching himself as well as intense sexual perversions. A particular offence which Sangha was said to have given support to, was when a Buddhist monk in his service descrecated and looted tombs of the former Song Emperors, and turned former Song palaces into Buddhist temples. Here was an issue which angered former Song subjects and literati combined and did little to endear the new Yuan masters in south China. With mounting pressure building against him, Sangha's enemies conveniently "found" stolen pearls in his private residence. Khubilai had him removed from office, stripped of rank and title and executed over the course of 1291. So ended the period of the "Three Villianous Ministers." As the histories of these men were largely written by parties antagonistic to them, we should take many of the accusations with a grain of salt. Ahmad, Lu Shih-Jung and Sangha certainly had a little issue making the same accusations towards their political foes. What these episodes highlight is the ever widening divide between Khubilai Khan had the demands of government and the start of issues which would plague all of Khubilai's Yuan successors: the seemingly impossible task to govern China while dealing with the costs of a top heavy court and military expenditure. None of them would be up to the task, and it is no wonder that Ahmad, Lu Shih-Jung and Sangha could not find the balance between meeting Khubilai's demands and placating court opinions, particularly when Khubilai refused to intervene. The Three ministers became scape-goats for the issues of Khubilai's government and served to illustrate the failures of the last years of Khubilai Khan. Our final episode on Khubilai looks at these years, so be sure to subscribe to the Kings and Generals Podcast to follow. If you'd like to help us continue bringing you great content, pelase cosnider supporting us on Patreon at www.patreon.com/kingsangenerals. This episode was researched and written by our series historian, Jack wilson. I'm your host David, and we'll catch you on the next one.
Mar 8, 2021 • 26min
2.41. History of the Mongols: Wars of Qaidu
Qaidu was raised in Chinggis Khan's camp, and after Ogedai Khaan he served in Mongke Khaan's retinue. After him, he was with Ariq Boke, conspiring and amking efforts to elevate him to the khanate. When Ariq Boke went before Kublai Khaan and submitted to him, Qaidu was wary of Kublai Khaan because it was the law that no creature should change the Khaan's command or decree, and any who did would be branded as criminals. He had transgressed the law and rebelled, and from that time until present, ona account of his rebellion, many Mongols and Tajiks have been annhilated, and flourishing land has been devastated." So our oft-cited friend Rashid al-Din describes, rather negatively, his contemporary Qaidu, Khan of the house of Ogedai and master of Central Asia in the late thirteenth century. Qaidu is best known for his daughter Qutulun, the wrestler-princess, his long resistance against his cousin Kublai, Great Khan of the Yuan Dynasty, and enjoys a popular image as a spirited defender of traditional Mongolian culture- or, for writers like Rashid al-Din, an image of little more than a brigand harassing settled regions. To explore Kublai's failed attempts to exert power over the western half of the Mongol Empire, we will look at the long life of Qaidu, master of the uluses of Ogedai and Chagatai. I'm your host David, and this is Kings and Generals: Ages of Conquest. While Kublai Khan overcame his brother Ariq Boke to become Khan of Khans in 1264, that was not the end of his troubles from his Mongolian kinsmen. Many refused to recognize Kublai's authority, or actively took up arms against him, most famously Qaidu, a grandson of Ogedai Khan who led a 40 year campaign of resistance against Kublai Khan. While most famous for stories of his warrior daughter Qutulun and for his own personal sternness and military ability, Qaidu's reign has often been misportrayed as an effort to seize the title of the Great Khan. His main focus however, was securing the position of the descendants of Ogedai within a fragmenting Mongol Empire. Chinggis Khan had granted parts of eastern Kazakhstan, Xinjiang and western Mongolia as personal ulus, or territory, to his son Ogedai, serving as a base for Ogedai's family until the 1250s. The Toluid Revolution, which by now you should know very well, saw the seizure of the throne by the sons of Tolui, away from the line of Ogedai following the death of the final Ogedeid Great Khan, Guyuk, in 1248. After Tolui's eldest son Mongke became Khan in 1251, he discovered an alleged conspiracy against him by Ogedai's family. This served as pretext for a purge of the Ogedaids, killing many and confiscating their lands and armies, effectively dissolving the Ogedaid ulus, as explained back in episode 21 of this series. Those few who survived, such as the young Qaidu, were granted distant lands to appease them but which were too poor to serve as a base for resistance. Born only around 1235 or 6, Qaidu was only just entering manhood when Mongke carried out his purges, deemed too young to be a threat. In proper Ogedeid fashion Qaidu's father, Ogedai's fifth son Qashi, drank himself to an early death shortly before Qaidu's birth, leaving Qaidu's early years to quietly rule over what little people, herds, pastures and towns Mongke Khaan had allotted him around Qayaliq, in what is now southern Kazakhstan. We can only imagine Qaidu's frustration and anger, a sense that everything that was his by right had been taken from him, anger at the theft by the house of Tolui- not of the Great Khanate, which Qaidu was unlikely to have ever inherited, but of the ulus of Ogedai itself, the personal territory Chinggis Khan had granted that line of the family. One tradition from Qaidu's earliest youth that survives, recorded by Jamal al-Qarshi, is that Ogedai Khaan once held the young boy and was so impressed with the 5 year old, that he stated Qaidu would one day succeed him and ordered his every need to be provided for. Even if the story were true, it must be remembered that Ogedai indicated about half of his sons and grandsons should have succeeded him at various points, and anyways, Qaidu was no mroe than six years old at the time of Ogedai's death. No, the young Qaidu was not ever destined, nor likely ever considered himself to be, for the throne of the Great Khan. Qayaliq was too poor to offer a base of resistance on its own, but it did not stop Qaidu from pushing his boundaries. In 1256, Mongke Khaan sent a judge to Qaidu's territory as an official imperial representative- the exact mission unclear in the sources- and the 20 year old Qaidu promptly captured him, holding him captive for the next two decades. No reaction is recorded from Mongke, who may have been preoccupied with his forthcoming assault on the Song Dynasty to divert attention to an annoying Ogedeid boy. Perhaps Mongke had been planning to deal with him upon his return from campaign, but as we know, he never got the opprotunity: Mongke died on campaign in August 1259, precipitating the conflict between two of his brothers, Ariq Boke and Kublai, for the imperial throne. Qaidu was initially neutral in the war between Ariq Boke and Kublai, supporting Ariq only when his appointed ruler to the Chagatai Khanate, Alghu, revolted and attacked Qaidu's territory. It seems Alghu attacked Qaidu for supporting Ariq Boke, which forms the only real evidence for Qaidu's actual support of Ariq. With Ariq's surrender to Kublai in 1264, Qaidu turned to the Khan of the Golden Horde, Berke, for support against Alghu. Supposedly Berke found Qaidu's horoscope favourable, and provided him an army and resources, and a promise for rule over the ulus of Chagatai if he was successful. Winning his first encounter against Alghu, Qaidu suffered a serious defeat in the second and seemed to be placed on the backfoot. But Heaven showed Qaidu its favour when Alghu, Berke, and the Il-Khan Hulegu all died over 1265-1267 and Kublai was focused on the Song Dynasty. This created a sudden power vacuum all across Central Asia; while his neighbours sorted out matters of succession, Qaidu expanded his territory from Almaliq to Taraz to Beshbaliq; in rapid succession, Qaidu successfully reclaimed much of the former territory of Ogedai's ulus. Many of Ariq Boke and Alghu's former supporters joined Qaidu, including the brilliant finance minister Ma'sud Beg, whose skills helped with the economic rejuvenation of Qaidu's ulus. Many of these men were dispossed by the changes in power over these years, and were happy to throw their lot in with a bright-eyed, up and coming warlord showing he had some favour from Heaven. When Kublai summoned Qaidu to him in order to affirm his vassalage, Qaidu refused, claiming the distance was too great to travel. Though Kublai tried to encourage him by sending him revenues from conquered Chinese territory, Qaidu was intent on preserving his independence and fragile ulus. Kublai's capital was moved from Karakorum in central Mongolia to Shangdu on the border with China, and then into China proper at Khanbaliq, greatly limited his ability to control his kinsmen deep in the steppe. In the next years, Qaidu's pretensions would increased dramatically. In the Chagatai Khanate power was taken by Baraq, who ruled with Kublai's approval and was almost immediately at war with Qaidu. With the aid of the new Khan of the Golden Horde, Mongke-Temur, Qaidu defeated Baraq near Khojand in 1267, after which Qaidu proposed a joint peace between the Central Asian Khanates. Likely on the Qatwan Steppe, just south of Samarkand, in 1267 or 69, Qaidu, Baraq, and Mongke-Temur's representatives made agreements to divide the territory of Transoxania between them, Qaidu and Baraq became anda (blood brothers) and agreed to a joint-attack the Ilkhanate in Khurasan. Notable about this meeting was a total disregard for Kublai's authority. Though Kublai was nominally Great Khan, by the end of the 1260s each Khanate was now an independent state, the Khans all now meeting without his consultation. Recorded in the Yuan shi, the assembled Khans apparently sent a jointly written letter, of questionable veracity, to Kublai decrying his sinicization and 'adoption of Han laws.' As mentioned by historian Michal Biran, this is the only direct textual evidence of Mongolian, and specifically Qaidu's, opposition to Kublai's adoption of Chinese policy and custom. While often presented as a "defender of the old ways," Qaidu's agreements on the Qatwan Steppe and actions over his life were always directed at his own power and independence in the Ogedeid ulus, rather than whatever laws the fat Khan in Khanbaliq tried to pass. Qaidu did provide forces for Baraq's assault on the Ilkhanate, but they were instructed to abandon Baraq before battle was met. Baraq's army was crushed by the Il-Khan Abaqa at Herat in 1270, and his death shortly afterwards was Qaidu's most important opportunity. Many of Baraq's commanders and armies fled to Qaidu, and only a month after Baraq's death Qaidu was declared Khan of the Ogedeid ulus. We must emphasize this: he was declared Khan of the territory belonging to the House of Ogedai. He was never declared Great Khan of the Mongol Empire, or Khan of the Chagatayid ulus. He never made pretensiosn to claim either of those thrones, and his conflict with Kublai was not over who should be the Great Khan, but over Qaidu's personal autonomy- and his right to appoint the Chagatai Khan after Baraq's demise. When Qaidu's first appointee rebelled alongside the sons of Alghu and Baraq, Qaidu overcame them and chose Baraq's son Du'a as Chagatai Khan in 1282. Du'a would be Qaidu's right hand man for the next twenty years, and as co-rulers they dominated Central Asia from the Yenisei River to the borders of India, and from Transoxania to the Mongolian Altai, a border keeping Kublai's control confined to the east. Kublai's campaign against the Song Dynasty kept him from interfering with Qaidu's domination of the Chagatai Khanate, instead relying on defence. As early as the mid 1260s, Qaidu was raiding Kublai's frontier: in 1268 Kublai's armies had to push Qaidu's forces from Beshbaliq and the Uighur lands. By the end of the 1260s, Kublai was posting a large garrison in Mongolia under his son Nomukhan. Nomukhan was not terribly successful: he was betrayed by his subordinates and sent over to the Golden Horde in 1276, and Karakorum fell into the hands of these rebellious princes. Qaidu played no role in this, distracted as he was at that time by trying to exert control over the ulus of Chagatai. In an effort to make the local garrisons self sufficient, Kublai spent considerable amounts attempting to expand agriculture and set up military colonies in the Tarim Basin, Gansu corridor and Mongolia, but only in Mongolia did he see limited success. Qaidu's raids were too successful and the regions too arid, and Kublai only succeeded in throwing away huge sums of money and resources. By the 1280s, Qaidu had a firm hold on Central Asia and loyal ally in his appointed Chagatai Khan, Du'a. Finally, they could take advantage of rebellions across Kublai's frontier, such as that in Tibet in 1285 and of Nayan in Manchuria in 1287, with whom Qaidu tried to coordinate with. Kublai, realizing Mongolia itself was now threatened, took to the field himself. Sending an army west to counter Qaidu and an army into southern Manchuria to distract the other local Mongol dissident, Khadan, the aging Kublai led the third army from a platform mounted on the backs of four elephants. Nayan was swiftly caught and executed. Qaidu had advanced on the old Mongol capital of Qaraqorum as per the suggestion of Ariq Boke's sons, but the threat of facing Kublai himself led to Qaidu's withdrawal. This was the closest the two ever came to fighting one another in person. While Karakorum may have held symbolic value, strategically it would be nearly impossible for Qaidu to hold it, and as he was making no claim to the title of Great Khan, its symbolism was useless to him. Karakorum was but a brief flirtation for him, egged on by his allies to take advantage of Kublai's perceived weakenss, rather than a long awaited goal. The aging Kublai had shown he still had teeth, and Qaidu would not make such an attempt again for the remainder of Kublai's life. Qaidu does not seem to have taken advantage of Kublai's death in 1294, and Kublai's successor, Temur Oljeitu, abandoned his grandfather's foreign adventures, focusing greater resources on combating Qaidu along the northwestern frontier. In winter 1298, Qaidu's Chagatai Khan Du'a attacked the Yuan frontier and captured Temur Oljeitu Khan's brother-in-law Korguz, who died before he could be rescued. This was an embarrassment and insult for the new Khan of Khans, and Temur Oljeitu sprung into action, ordering his nephew Qaishan to Mongolia, where he assembled a great army and marched west to crush Qaidu in 1300. In spring 1300, east of the Altai mountains at Kuobielie, Qaishan's army overtook Qaidu. In a furious assault, they forced Qaidu to retreat west into the Altai mountains in western Mongolia. Qaishan was a cautious commander, only proceeding once he acquired sufficient provisions, which gave Qaidu time to call to Du'a for aid. Du'a initially refused, but did send two armies later that summer, a first to reinforce Qaidu while Du'a himself led a second. The onset of winter halted the campaign, and for most of 1301 Qaishan struggled to locate Qaidu's smaller, highly mobile force in the Altai. Qaidu needed to hold out for the arrival of Du'a reinforcements, but couldn't retreat lest he allow Qaishan to overrun his hard won ulus. Finally in August 1301, Qaishan's scouts informed him that Qaidu's army was encamped at Mount Tiejiangu, and that Du'a's reinforcements were close at hand. On the 3rd of September the Yuan army attacked. The Yuan assault was devastating: Qaidu's smaller force was overrun, Qaidu himself wounded in the battle. Only nightfall forced the two armies apart, and Qaidu employed a tool of his great-grandfather. He ordered his men to each light several fires, and to the Yuan forces, it appeared that Du'a's enforcements had suddenly arrived and lit their own campfires. Their enemy refusing to advance, Qaidu used this distraction to pull his forces back. When morning revealed the truth, Qaishan was hesitant to immediately pursue, fearing Qaidu would employ a feigned retreat. This provided Qaidu time to meet with forces sent by Du'a two days later at Qara Qada, along the Irtysh River. Learning of Du'a's reinforcements, Qaishan split his force: one section would intercept Du'a and his army, while Qaishan took the rest of the Yuan forces to catch Qaidu. When Qaishan arrived at Qara Qada, Qaidu was prepared. This time, the Yuan army was not as successful, though Qaishan himself broke through Qaidu's lines, seizing his military supplies, rescuing captive princes and turning about to lead a rear assault on a section of Qaidu's line. But Qaidu held firm, and his horse archers kept the Yuan back until nightfall once again split them apart. Not far away at an unidentified location called Wuertu, Yuan forces defeated and wounded Du'a, who then seems to have retreated back to his own territory. The following day was the final confrontation. Qaidu, now approaching 70 years old, held his vetetan forces together against the Yuan's superior numbers. Arrows filled the air, and the Yuan army was in an inconclusive engagement. An effort to pull the Yuan forces back and redeploy was foiled by a full charge by Qaidu, and the Yuan retreat now threatened to turn into a rout. Qaishan fought bravely as rearguard, and once more broke through Qaidu's line, forcing them back and allowing the Yuan army to undertake an orderly retreat back to Qaraqorum, Qaishan burning the steppe behind them to hamper Qaidu's pursuit. But Qaidu did not follow, instead falling back, given pause by his losses and his own injuries sustained, which were likely his cause of death a few weeks after the battle. The Ogedeid ulus did not long survive Qaidu's death. Qaidu's lifetime of carving out a restored Ogedeid state within the Mongol Empire was undermined by his own longtime ally. Almost immediately, Du'a sabotaged Qaidu's successors. Du'a, it seems, had had enough of war with the Yuan Dynasty, and desired peace in order to resume the Central Asian trade, as well as focus resources on the border with India. To do this though, he would need to break the ability of the house of Ogedai to control the Chagatayids. Qaidu had wanted his youngest son Orus to succeed him, but Du'a maneuvered Qaidu's ineffective and unhealthy older son Chapar to become Khan, forming rifts within the ulus. Du'a furthered the division of the Ogedeid ulus into appanages, and infighting broke out among Qaidu's heirs. A brief attempt to unite the Ogedeyid princes against Du'a was crushed in 1306 by Chagatayid troops with Yuan backing, and many of the top princes and generals of the Ogedeyid ulus surrendered to Du'a or to the Yuan. Du'a unleashed his horsemen to track down those Ogedeyids who remained independent, and one such Chagatayid raid even resulted in the death of Qaidu's famed daughter Qutulun. Ah yes, Qutulun! She is worth a short digression, as she is most famous among Mongolian princesses of this period, and many of you have likely wondered why we have not yet mentioned her role in her father's battles. Qutulun is usually most well known as the famed 'wrestler-princess.' In the version popularized in Marco Polo's account, wherein she is called Ay Yaruq, moonshine in Turkic, she refused to marry any man who couldn't best her in a wrestling match. In fact, she claimed the herds of every man she was able to throw to the ground. She was such a good wrestler that, according to Polo, she had a herd of 10,000 animals she had claimed over her career. To carry on the fable-like nature of his version, Polo has an unnamed prince of quite some wealth attempt to win her hand. Qaidu, having agreed to let Qutulun marry who she wanted but recognizing it was a powerful match, encouraged his daughter to let the man win. Qutulun instead threw the prince to the ground and claimed his horses. Polo also asserts that she would fight beside her father, riding into enemy formations to grab and steal men. It's a bebrudging respect for evidently a highly skilled and dangeorus woman! What's more, it's a depiction of a woman of physical prowess and military capability which is actually backed up by some contemporary writers, such as the Ilkhanid author Rashid al-Din and 'Abd Allah Qashani. The Ilkhanid vizer Rashid al-Din was less impressed than Marco Polo regarding Qutulun, writing the following: "Qaidu had a daughter named Qutulun… he loved her the most of all his children. She went around like a boy and often went on military campaigns, where she performed valiant deeds. She was listened to by her father, and she handled the administration for him. Her father refused to marry her off, and people accused him of having relations with her… a few years ago, because of shame and the accusations people were making, he was forced to marry her off to a man named Aitqun of the Qorolas clan." Rashid al-Din, as we said at the start of the episode, had no fondness for Qaidu. Rashid's employers, the Toluid Ilkhans, were often at war with him after all. Rashid al-din is too refined to openly say he agreed with such horrendous rumours about father and daughter, but was not above mentioning the fact people were spreading them. Qutulun in the end, but likely of her own choice, married a member of his father's keshig, one of his royal cooks. That the fellow's name and lineage differs in the accounts, and Qutulun is still described leading her minghaans, units of a thousand, indicates that her new husband did little to overawe her military ability. After Qaidu's death, Qutulun staunchly supported her father's chosen heir, Orus. She recognized early Du'a effort to undermine the Ogedeyid ulus and spoke out against him at an assembly. Du'a dismissed her concerns thus, saying "Women's opinions and talk should be about the spindle and spinning wheel, not on the crown and the khanate's throne. What do you have to do with rulership and government?" The frustrated Qutulun found no support from her brothers and withdrew with her family and followers to the Tien Shan mountains, in what is now Kyrgyzstan, where she guarded her father's tomb. Though she largely removed herself from the affairs of the Ogedeyid Khanate, when her brothers sought to make a stand against Du'a in 1306, the contemporary author Qashani mentions that Qutulun showed up to assist them, leading her 1,000 men beside them. Even with her assistance, a combined Chagatayid-Yuan army under Du'a defeated the Ogedeyid army. Generals and even her brothers began deserting to the Chagatayids or to the Yuan realm, and as mentioned Du'a sent raiding parties to track down those who escaped. Qutulun returned to her encampment near her father's tomb, where she held out until 1307. That year, Qashani records, Chagatayid forces found them, drowning her husband and two sons.Qutulun's final fate is unmentioned, but it is presumed she was killed sometime around then. The Ogedeyid Khanate did not long outlive her. By 1310 when Chapar submitted to the new Yuan Emperor, Qaishan, the Ogedeyid ulus ceased to exist, only some 60 years after Qaidu had restored it. Du'a died in 1307, but his sons continued to dominate the Chagatayid ulus for the next 30 years, incorporating much of the former Ogedeid territory. After the death of the last of Du'a's sons, the Chagatai Khanate entered a period of great instability, gradually breaking into two halves, a western based in Transoxania, and another east of the Syr Darya River, which came to be known as Moghulistan. In the western half, the authority of the Chagatai Khan weakened sooner, a power vacuum which led to the eventual rise of Amir Temur in Transoxania, better known in the west as Tamerlane. But that's a topic for another day, so please consider subscribing to our podcast to follow for future episodes. If you'd like to help us continue bringign you great content, please consider supporting on patreon at www.patreon.com/kingsandgenerals. This episode was researched and written by our series historian, Jack Wilson. I'm your host David, and we'll catch you on the next one.
Mar 1, 2021 • 1h 9min
History of the Mongols SPECIAL: Dr. Michal Holeščák on the archeology of Mongols and Cumans Pt2
The Mongols were far from the only nomadic peoples to interact with Europe, even in the thirteenth century. Of these, the Cumans are perhaps the most well-known and have left us a considerable legacy in the archaeological record. Today, our series researcher Jack Wilson talks with Dr. Michal Holeščák regarding the archaeological presence of the Cumans and Mongols in 12th and 13th century Eastern Europe. Michal Holeščák is an archaeologist dealing with the material culture of late nomadic peoples, namely the Mongols and Cumans, from Mongolia to the westernmost fringes of the Great Eurasian Steppe in Hungary.


