

Innovation in Compliance with Tom Fox
Thomas Fox
Innovation in compliance brings you interviews with industry leading experts who are changing the way practitioners approach compliance. Host Tom Fox, the Compliance Evangelist and Voice of Compliance is driving the conversation about compliance into the 2020s and beyond with his focus on innovations for the compliance practitioner and the compliance profession. If you want to learn how to bring business solutions to compliance problems to more fully operationalize compliance, this is the podcast for you.
Episodes
Mentioned books

Jan 27, 2026 • 34min
The Strategic Advantage of Personal Branding with Sheila Anderson
Innovation occurs across many areas, and compliance professionals need not only to be ready for it but also to embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox welcomes Sheila Anderson, founder of Image Power Play, to discuss the significance of personal branding and its impact on professional success.
With over 30 years of experience in corporate branding and image consulting, Sheila shares insights on how visibility and presence can enhance trust and credibility in the business world. The discussion covers why first impressions are essential business assets, the role of visual aesthetics in professional settings, and the strategic benefits of being the CEO of one’s personal brand. Sheila also emphasizes the importance of updating personal photos and continuously evolving one’s brand to ensure it aligns with personal and professional goals. The episode offers practical advice for both men and women in various professional environments, highlighting personal branding as a critical business strategy.
Key highlights:
The Importance of First Impressions
Gender and Professional Presence
The Dichotomy of In-Person vs. Online Presence
The Impact of Casual Dress in Professional Settings
Taking Ownership of Your Personal Brand
Measuring Success in Personal Branding
Sheila Anderson’s Book: ICU
Resources:
Sheila Anderson on LinkedIn
Image Power Play website
I.C.U. – The Comprehensive Guide to Breathing Life Back into Your Personal Brand on amazon.com
Innovation in Compliance was recently ranked 4th among Risk Management podcasts by 1,000,000 Podcasts.

Jan 20, 2026 • 33min
Transforming from Hierarchy to High Performance: Governance and AI in 2026
Innovation occurs across many areas, and compliance professionals need not only to be ready for it but also to embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning #InnovationinCompliance podcast. In this episode, host Tom Fox welcomes guests Bill Sanders, Olivia Storelli, and Andrew Stevens to explore the theme 'From Hierarchy to High Performance' in the context of AI and corporate governance.
They take a deep dive into the critical role of AI governance, highlighting its importance for accountability and competitive advantage, and stress the need for decentralized, automated governance to ensure fair and unbiased outcomes. The discussion also covers the interplay between leadership, accountability, and culture in achieving AI success, and outlines the three primary functions of AI: customer relationships, operations, and business models. The episode emphasizes the need for execution over ambition for AI value creation and addresses how legal and compliance professionals can keep pace with the rapidly changing business environment through AI.
Key highlights:
The Importance of AI Governance
Distributed Governance and Compliance
AI’s Impact on Business Models and Operations
Decentralization and High Performance
Resources:
Download the AI Executive Whitepaper:
Text the word PLAYBOOK to 415.960.1161.
or
Visit https://whitepaper.download/
Websites
https://roeblingstrauss.com/
https://www.sakurasky.com/
• LinkedIn
LinkedIn: Bill Sanders
LinkedIn: Olivia Storelli
LinkedIn: Andrew Stevens
Books:
From Hierarchy to High Performance by Bill L. Sanders
Hot or Hype is a podcast hosted by Olivia Storelli and Andrew Stevens
Innovation in Compliance was recently ranked 4th among Risk Management podcasts by 1,000,000 Podcasts.

Jan 13, 2026 • 30min
The Strategic Evolution of Compliance: Insights from Angie McPhail
Innovation comes in many forms, and compliance professionals need not only to be ready for it but also to embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning #InnovationinCompliance podcast. In this episode, host Tom Fox welcomes Angie McPhail to discuss the transformation of compliance from a regulatory function to a strategic business imperative.
Angie shares her professional background, having led the Integrity and Compliance group for the Americas at Juniper Networks before its acquisition by HPE. Key discussions include the evolving role of compliance as a strategic influencer within organizations, the intersection of ethics and integrity with ESG, and the importance of trust in building effective compliance programs. Angie emphasizes the need for compliance professionals to understand business strategy, leverage technology, and build trust to drive sustainable growth. The talk also covers the future outlook for compliance leaders and provides advice on preparing the next generation of compliance professionals.
Key highlights:
Compliance as a Strategic Business Function
Influence and Trust in Compliance
Compliance as a Driver of Business Success
Managing Reputational Risk
Future of Compliance Leadership
Resources:
Angie McPhail on LinkedIn
Innovation in Compliance was recently ranked 4th among Risk Management podcasts by 1,000,000 Podcasts.

Jan 6, 2026 • 19min
10+1 Commandments: A Moral Code for AI Ethics in Business with Cristina DiGiacomo
Innovation comes in many forms, and compliance professionals need not only to be ready for it but also to embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom welcomes Cristina DiGiacomo, founder of 10P1 Inc.
Cristina has an extensive background in communications, business, and practical philosophy. Cristina introduces her '10+1 Commandments', a set of ethical guidelines for human interaction with artificial intelligence. They discuss the compelling need to integrate these principles into business compliance and governance frameworks. The commandments aim to provide a high-level, universal, and perpetual moral code that addresses the risks and ethical considerations of AI in the corporate world. Cristina emphasizes the importance of maintaining ethical AI practices amidst the evolving regulatory landscape.
Key highlights:
Philosophy in Everyday Life
Ancient Wisdom and Modern Application
The 10+1 Commandments Explained
Applying the Commandments in Business
Governance and Ethical AI
Resources:
Cristina DiGiacomo on LinkedIn
Website-10+1
Innovation in Compliance was recently ranked the 4th podcast in Risk Management by 1,000,000 Podcasts.

Dec 16, 2025 • 26min
Exploring Fractional and Adjunct Risk Professionals with Gerry Zack
Innovation occurs across many areas, and compliance professionals need not only to be ready for it but also to embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox welcomes back Gerry Zack to discuss a novel service offering in the compliance and risk management community: fractional and adjunct risk professionals.
Zack explains how these roles can supplement companies that lack certain expertise or can’t afford full-time positions, particularly highlighting the benefits of long-term relationships. The discussion also covers the distinctions between compliance and broader risk management, the flexibility of fractional contracts, and the importance of alignment in risk management practices across different organizational departments.
Key highlights:
Exploring the Concept of Fractional CCO
Long-term Benefits of Fractional Roles
Risk Professional Services vs. Compliance
Applications and Benefits of Fractional Roles
Challenges and Considerations
Resources:
Gerry Zack on LinkedIn
Risk-Trek website
Innovation in Compliance was recently ranked 4th among Risk Management podcasts by 1,000,000 Podcasts.

Dec 9, 2025 • 31min
Advancements in AI Technology for Fraud Prevention Strategies with Jack Yu
Innovation occurs across many areas, and compliance professionals need not only to be ready for it but also to embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom welcomes Jack Yu from Experian Innovation Lab.
Jack plays a crucial role in advancing the use of artificial intelligence in compliance. With over 10 years of experience, Jack has been pivotal in integrating AI to streamline and enhance compliance processes, particularly through his practical experience with technologies such as ChatGPT. He believes that generative AI is poised to have a significant impact on compliance, particularly by strengthening fraud-prevention measures against increasingly sophisticated attacks. Jack emphasizes the importance of transparency, responsibility, and trust in AI innovation, ensuring that these technologies not only improve decision-making processes but also safeguard customer data effectively.
Key highlights:
Transforming Compliance Practices with Artificial Intelligence
Responsible AI Agent Deployment for Financial Assistance
Transparent Collaboration for Usable AI Implementation
Building Trust Through Transparent AI Practices
Advancing Fraud Prevention with AI Technology
Resources:
Explore Experian
Experian on LinkedIn
Jack Yu on LinkedIn
Innovation in Compliance was recently ranked 4th among Risk Management podcasts by 1,000,000 Podcasts.

Dec 2, 2025 • 27min
Steph Holmes on Blending AI and Human Oversight for Effective Compliance
Innovation spans many areas, and compliance professionals need not only to be ready for it but also to embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom welcomes Steph Holmes, long-time friend and Director of Ethics and Compliance Strategy at the EQS Group, who looks at the current Intersection of AI and compliance.
Steph Holmes and EQS are both at the forefront of integrating artificial intelligence (AI) into compliance programs to enhance their efficiency and effectiveness. With a focus on practical applications, Holmes views AI as a crucial tool for expanding resources, especially as organizations face increasing regulatory changes and economic pressures. She advocates for the responsible, sustainable, and explainable adoption of AI, emphasizing that compliance professionals should embrace it rather than fear it. Holmes discusses the importance of blending AI capabilities with human oversight to ensure compliance tasks are managed accurately and risks are mitigated effectively.

Nov 18, 2025 • 31min
Navigating the Future of Supply Chain Compliance with Travis Miller
Innovation comes in many areas, and compliance professionals need to not only be ready for it but also embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom welcomes Travis Miller, Chief Strategy Officer and General Counsel at Source Intelligence, to discuss major developments in supply chain compliance.
Miller outlines his recent job transition from Google, where he was the Head of Supply Chain Compliance and Social Responsibility. He delves into the complexities and innovations of Source Intelligence, a company focused on supply chain transparency and compliance. He also talks about his book 'Guide to Supply Chain Compliance Laws and Regulations,' and highlights the growing significance of supply chain mapping due to new regulations. The conversation examines the pivotal roles of data accuracy, supplier collaboration, and AI in enhancing supply chain compliance. Miller predicts a more technical and relationship-driven future for supply chain professionals, stressing the importance of strategic partnerships. The discussion also explores four market realities that companies can't ignore, emphasizing the pitfalls of outdated metrics and manual processes. Finally, Travis shares his insights on balancing automation with human judgment to optimize compliance operations.
Key highlights:
The Importance of Supply Chain Compliance
Supply Chain Mapping and Regulations
Full Material Declarations and Their Significance
AI in Supply Chain Compliance
The Future Role of Supply Chain Professionals
The Compliance Playbook and Market Realities
Resources:
Travis Miller on LinkedIn
‘Guide to Supply Chain Compliance Laws and Regulations ‘
The Compliance Playbook is Broken on LinkedIn
Innovation in Compliance was recently honored as the number 4 podcast in Risk Management by 1,000,000 Podcasts.

Nov 11, 2025 • 24min
Exploring the Evolving Landscape of Business Ethics and Sustainability with Alison Taylor
Innovation comes in many areas and compliance professionals need to not only be ready for it but embrace it. Join Tom Fox, the Voice of Compliance as he visits with top innovative minds, thinkers and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom welcomes Alison Taylor, an expert in ethics, compliance, risk management, and business leadership.
They discuss her book 'Higher Ground,' its impact, and the evolution of conversations around business ethics and sustainability. Alison also shares insights about her new community on Substack, the importance of writing for clarity and communication, and the significance of sustainability in business operations. They explore the changing regulatory environment and the need for more pragmatic and inclusive conversations around sustainability. The episode concludes with Alison's thoughts on teaching ethics and sustainability, engaging with students, and the future of sustainability in business.
Key Highlights
· Discussing 'Higher Ground' and Its Impact
· Building a Community on Substack
· The Importance of Writing
· Corporate Sustainability Trends
· Teaching and Professional Insights
· Future of Sustainability and Final Thoughts
Resources
Alison Taylor on LinkedIn
Higher Ground on Amazon.com
Check out my latest book Upping Your Game-How Compliance and Risk Management Move to 2023 and Beyond, available from Amazon.com.
Innovation in Compliance was recently honored as the number 4 podcast in Risk Management by 1,000,000 Podcasts.

Nov 4, 2025 • 55min
Dare to Dream: Leveraging AI and Innovation
Innovation is present in many areas, and compliance professionals must not only be prepared for it but also actively embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox welcomes Dr. Hemma Lomax from DocuSign, Chris Crowder from Airbus, and Vince Walden from konaAI to explore the future of compliance with AI and AgenticAI. This podcast was edited from a konaAI-sponsored webinar. For a link to the full webinar replay, see below.
Our discussion centers around the integration of AI, innovation, and compliance within corporate environments. Chris and Hemma share insights about their current data analytics efforts and the transformative role of AI in enhancing compliance processes. They discuss the importance of human judgment, exploring new technologies, and creating a forward-thinking compliance culture. Audience members are encouraged to think creatively about leveraging technology to address compliance challenges and prepare for a rapidly evolving business landscape.
Key highlights:
Current State of AI and Data Analytics in Compliance
Challenges and Opportunities in AI Implementation
The Role of AI in Risk Management
Human Judgment and AI: A Balanced Approach
Future of AI in Compliance and Business
Future of AI Agents in Compliance
For a full replay of the Webinar, click here.
For the konaAI white paper on AgenticAI, click here.
To listen to the award-winning podcast Upping Your Game on the use of AI in a compliance program, click here.
Check out my latest book, Upping Your Game-How Compliance and Risk Management Move to 2023 and Beyond, available from Amazon.com.
Innovation in Compliance was recently honored as the number 4 podcast in Risk Management by 1,000,000 Podcasts.


