Regulation Tomorrow Podcast

RT Plus – 2022 UK Financial Services and Markets Bill – The provisions on financial promotion

Aug 16, 2022
Provisions on financial promotion in the UK Financial Services and Markets Bill, lack of expertise and oversight in approving financial promotions, upcoming changes in the sector, potential impacts on investment-based crowdfunding platforms, recent policy statement by the FCA regarding changes to financial promotion rules for high-risk investments and firms.
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Episode notes
1
Introduction
00:00 • 4min
2
Issues with the current regime and upcoming changes in financial promotion
04:14 • 5min
3
Changes to Financial Promotion Rules and Strengthening Role of Firms
08:52 • 3min