Messaging Complinace in a Shifting Regulatory Landscape: Part 3- Regulatory Changes on the Horizon for UK Firms

Is messaging compliance giving your compliance function headaches. Welcome to a special 5 part podcast post series messaging compliance in a shifting regulatory landscape, sponsored by Global Relay. Over this series I will visit with Chip Jones Executive Vice President, Compliance and Business Development at Global Relay; Alex Viall, Director, Regulatory Intelligence at Global Relay; Rob Mason, Director, Regulatory Intelligence at Global Relay; Jennie Clarke, Head of Content at Global Relay; and Raewyn Danvers, Sales Manager in Business Development for the Global Relay App. Over this series, we will consider the the US and UK regulartory framework for messaging apps, consider if business innovation being stifled by regulatory action, preview the Global Relay Report: Compliant Communications in 2023, and look down the road on how to stay Ahead of regulation with the compliant communications in one app. In this Part 3, I visit with Rob Mason on the current and upcoming UK regulatory landscape.

In this third episode in a 5-part series, Tom Rob Mason, Director of Regulatory Intelligence at Global Relay. In this episode, Rob shares his experience, having worked with Lloyds Banking Group, UBS and the UK's conduct regulator. The podcast delves into current UK regulatory priorities, data protection issues, and the importance of operational risk management, compliance and surveillance in the banking industry. Hear Rob's insights on the evolution of the remit of the FCA, the role of monitoring communication effectively without breaching data privacy, Brexit and data protection issues, and the need for closer monitoring to avoid scandals. If you want to learn from industry experts and how to manage risk and compliance, tune in to UK Regulatory Landscape.

Key Highlights

• Latest UK Regulatory Priorities
• Comparison of FCA and SEC Regulations
• Data Protection and Operational Resilience in the UK
• Impace of the Merger of Credit Suisse and UBS
• Closing Remarks and Website Invitation

For more information go to Global Relay.

Join us in our next episode where we look at the Global Relay Report: Compliant Communications in 2023.