Innovation in Compliance with Tom Fox Scaling Compliance Programs: Insights from a Navy Veteran and Compliance Leader
Innovation comes in many areas, and compliance professionals need to be ready for it and embrace it. This series is introduced by Tom Fox and hosted by Roxeanne Petraeus. Ethena sponsors this special five-part series on Innovation in Compliance.
In this episode, Roxeanne Petraeus sits down with LaSalle Vaughn, a seasoned compliance leader and Navy veteran. They delve into Vaughn's extensive experience in scaling compliance programs for both large and small companies, emphasizing the importance of top leadership buy-in, cross-functional collaboration, and creative compliance training solutions. Vaughn shares his journey to becoming a board member, the significance of network relationships, and how his military background informs his approach to building a strong compliance culture. The discussion also highlights the unique qualities of the Ethena compliance platform and the necessity of effective customer support. Listeners gain valuable insights on effective compliance strategies and career development in the compliance field.
Key highlights:
- LaSalle Vaughn's Background and Experience
- Scaling Compliance Programs
- Getting C-Suite Buy-In for Compliance
- Cross-Functional Collaboration in Compliance
- Path to Board Service
- Military Influence on Compliance and Culture
Resources: