Compliance Clarified – a podcast by Thomson Reuters Regulatory Intelligence Season 7, Episode 2: Top concerns for U.S. compliance professionals in 2023
Feb 2, 2023
33:35
This episode looks at top concerns for U.S. financial services compliance professionals this year. Among the biggest emerging issues: Regulatory scrutiny over Wall Street’s involvement in the crypto sector, a proposed revamp of the securities market structure, increased scrutiny of private equity and accounting, and new regulatory exam priorities.
In this episode of Compliance Clarified, Randall Mikkelsen, managing editor for North America, is joined by Todd Ehret, senior regulatory intelligence expert, to consider how these issues can impact the work of compliance professionals this year.
Follow these links for more coverage by Regulatory Intelligence of the regulatory outlook for 2023:
Cyber danger tops risk agenda, AI and cyber-enabled financial crime pose complex threat: https://tmsnrt.rs/3wGozbd
Beneficial ownership registers; improvement is glacial despite sanctions spotlight, EU seeks privacy solution: https://trten-my.sharepoint.com/personal/randall_mikkelsen_thomsonreuters_com/Documents/bit.ly/3wJKgXM
Top concerns for U.S. compliance professionals (paywall): http://go-ri.tr.com/VugNZK
U.S enforcement targets fraud hidden in emerging, unregulated finance (paywall): http://go-ri.tr.com/1CTQU9
For more information about Thomson Reuters Regulatory Intelligence, please visit https://legal.thomsonreuters.com/en/products/regulatory-intelligence
The Compliance Clarified podcast series covers the wide range of topics which affect compliance at financial services firms, and it aims to help compliance officers make sense of the often challenging regulatory environment.
Compliance Clarified covers the big challenges of the day and offers practical ideas for emerging good practice.
In this episode of Compliance Clarified, Randall Mikkelsen, managing editor for North America, is joined by Todd Ehret, senior regulatory intelligence expert, to consider how these issues can impact the work of compliance professionals this year.
Follow these links for more coverage by Regulatory Intelligence of the regulatory outlook for 2023:
Cyber danger tops risk agenda, AI and cyber-enabled financial crime pose complex threat: https://tmsnrt.rs/3wGozbd
Beneficial ownership registers; improvement is glacial despite sanctions spotlight, EU seeks privacy solution: https://trten-my.sharepoint.com/personal/randall_mikkelsen_thomsonreuters_com/Documents/bit.ly/3wJKgXM
Top concerns for U.S. compliance professionals (paywall): http://go-ri.tr.com/VugNZK
U.S enforcement targets fraud hidden in emerging, unregulated finance (paywall): http://go-ri.tr.com/1CTQU9
For more information about Thomson Reuters Regulatory Intelligence, please visit https://legal.thomsonreuters.com/en/products/regulatory-intelligence
The Compliance Clarified podcast series covers the wide range of topics which affect compliance at financial services firms, and it aims to help compliance officers make sense of the often challenging regulatory environment.
Compliance Clarified covers the big challenges of the day and offers practical ideas for emerging good practice.