Ep 92 - Live Forever, Financially: Fixed Fees and Niche Expertise with Mary Waring
Adviser 3.0: The Podcast
00:00
Navigating Regulatory Miscommunication
This chapter explores the frustrations faced by financial advisors due to miscommunication regarding regulatory fees from the FCA, including issues with retrospectively issued invoices. The speaker discusses the challenges of managing compliance burdens, lack of competent administrative support, and the impact on their ability to provide client-focused services. It also touches on the intricate process of selling a financial advisory business and the importance of aligning with suitable buyers.
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Transcript
