Financial Services: Explainability Requirements

Mike Oaten is the Founder and CEO of TIKOS, working on building AI assurance, explainability, and trustworthy AI infrastructure, helping organizations test, monitor, and govern AI models and systems to make them transparent, fair, robust, and compliant with emerging regulations.

Cracking the Black Box: Real-Time Neuron Monitoring & Causality Traces // MLOps Podcast #358 with Mike Oaten, Founder and CEO of TIKOS

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// Abstract

As AI models move into high-stakes environments like Defence and Financial Services, standard input/output testing, evals, and monitoring are becoming dangerously insufficient. To achieve true compliance, MLOps teams need to access and analyse the internal reasoning of their models to achieve compliance with the EU AI Act, NIST AI RMF, and other requirements.

In this session, Mike introduces the company's patent-pending AI assurance technology that moves beyond statistical proxies. He will break down the architecture of the Synapses Logger, a patent-pending technology that embeds directly into the neural activation flow to capture weights, activations, and activation paths in real-time.

// Bio

Mike Oaten serves as the CEO of TIKOS, leading the company’s mission to progress trustworthy AI through unique, high-performance AI model assurance technology. A seasoned technical and data entrepreneur, Mike brings experience from successfully co-founding and exiting two previous data science startups: Riskopy Inc. (acquired by Nasdaq-listed Coupa Software in 2017) and Regulation Technologies Limited (acquired by mnAi Data Solutions in 2022).

Mike's expertise spans data, analytics, and ML product and governance leadership. At TIKOS, Mike leads a VC-backed team developing technology to test and monitor deep-learning models in high-stakes environments, such as defence and financial services, so they comply with the stringent new laws and regulations.

// Related Links

Website: https://tikos.tech/

LLM guardrails: https://medium.com/tikos-tech/your-llm-output-is-confidently-wrong-heres-how-to-fix-it-08194fdf92b9

Model Bias: https://medium.com/tikos-tech/from-hints-to-hard-evidence-finally-how-to-find-and-fix-model-bias-in-dnns-2553b072fd83

Model Robustness: https://medium.com/tikos-tech/tikos-spots-neural-network-weaknesses-before-they-fail-the-iris-dataset-b079265c04da

GPU Optimisation: https://medium.com/tikos-tech/400x-performance-a-lightweight-open-source-python-cuda-utility-to-break-vram-barriers-d545e5b6492f

Hyperbolic GPU Cloud: app.hyperbolic.ai.

Coding Agents Conference: https://luma.com/codingagents

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Timestamps:

[00:00] Regulations as Opportunity

[00:25] Regulation Compliance Fun

[02:49] AI Act Layers Explained

[05:19] Observability in Systems vs ML

[09:05] Risk Transfer in AI

[11:26] LLMs and Model Approval

[14:53] LLMs in Finance

[17:17] Hyperbolic GPU Cloud Ad

[18:16] Stakeholder Alignment and Tech

[22:20] AI in Regulated Environments

[28:55] Autonomous Boat Regulations

[34:20] Data Compliance Mapping

[39:11] Data Capture Strategy

[41:13] EU AI Act Insights

[44:52] Wrap up

[45:45] Join the Coding Agents Conference!